Confluence Investment Management’s OHA Investment Corporation OHAI Stock Holding History

Confluence Investment Management’s Portfolio OHAI Stock Details OHAI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-130,146	Closed	-$804K	–	272
2014 Q3	$804K	Sell	130,146 -248,195	-66%	-$1.58M	0.04%	201
2014 Q2	$2.36M	Hold	378,341	–	–	0.11%	145
2014 Q1	$2.56M	Hold	378,341	–	–	0.13%	142
2013 Q4	$2.83M	Sell	378,341 -31,528	-8%	-$239K	0.16%	132
2013 Q3	$3.04M	Hold	409,869	–	–	0.19%	126
2013 Q2	$2.51M	Buy	+409,869	New	+$2.7M	0.17%	133

Other funds holding OHAI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Reservoir Operations New York $13.2M AUM 10.2% 1-Year Est. Return

Indaba Capital Management San Francisco, California $33.8M AUM 33.83% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Bank of New York Mellon

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Weiss Asset Management Boston, Massachusetts $5.43B AUM 42.42% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return