CIM
OHAI

Confluence Investment Management’s OHA Investment Corporation OHAI Stock Holding History

Confluence Investment Management’s Portfolio OHAI Stock Details OHAI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-130,146
Closed -$804K – 272
2014
Q3 		$804K Sell
130,146
-248,195
-66% -$1.58M 0.04% 201
2014
Q2 		$2.36M Hold
378,341
– – 0.11% 145
2014
Q1 		$2.56M Hold
378,341
– – 0.13% 142
2013
Q4 		$2.83M Sell
378,341
-31,528
-8% -$239K 0.16% 132
2013
Q3 		$3.04M Hold
409,869
– – 0.19% 126
2013
Q2 		$2.51M Buy
+409,869
New +$2.7M 0.17% 133

Other funds holding OHAI

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
RO
Reservoir Operations New York $13.2M AUM 10.1% 1-Year Est. Return
ICM
Indaba Capital Management San Francisco, California $33.8M AUM 33.83% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return
RA
Royce & Associates New York $12.4B AUM 64.17% 1-Year Est. Return
WAM
Weiss Asset Management Boston, Massachusetts $9.54B AUM 55.06% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Confluence Investment Management's OHAI Position: Q4 2014 in Review

Confluence Investment Management sold out of OHA Investment Corporation (OHAI) in Q4 2014, closing a stake of 130,146 shares — an estimated $804K sold.

Confluence Investment Management first reported a position in OHAI in Q2 2013 and held it in 6 quarters. The position peaked at $3.04M in Q3 2013. 44 funds tracked by Wall St. Rank hold OHAI as of Q4 2014.

  • Confluence Investment Management reported no remaining OHA Investment Corporation position as of Q4 2014 after selling out during the quarter.
  • Confluence Investment Management sold 130,146 OHA Investment Corporation shares in Q4 2014, an estimated $804K.
  • Confluence Investment Management first reported a position in OHA Investment Corporation in Q2 2013 and held it in 6 quarters.
  • Confluence Investment Management's OHA Investment Corporation position peaked at $3.04M in Q3 2013.
  • 44 funds tracked by Wall St. Rank held OHA Investment Corporation as of Q4 2014.

Based on Confluence Investment Management's 13F filing for Q4 2014, filed 29 Jan 2015.