Ameriprise’s First Trust Canada AlphaDEX Fund FCAN Stock Holding History

Ameriprise’s Portfolio FCAN Stock Details FCAN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-31,094	Closed	-$1.11M	–	5379
2014 Q3	$1.11M	Buy	31,094 +8,244	+36%	+$313K	﹤0.01%	2744
2014 Q2	$888K	Buy	22,850 +4,702	+26%	+$176K	﹤0.01%	2811
2014 Q1	$659K	Buy	18,148 +10,051	+124%	+$357K	﹤0.01%	2871
2013 Q4	$195K	Buy	8,097 +3,405	+73%	+$123K	﹤0.01%	3150
2013 Q3	$169K	Buy	4,692 +1,134	+32%	+$39.7K	﹤0.01%	3248
2013 Q2	$117K	Buy	+3,558	New	+$119K	﹤0.01%	3314

Other funds holding FCAN

Hays Advisory Franklin, Tennessee $157M AUM 9.67% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SAM

Shamrock Asset Management Dallas, Texas $128M AUM 2.65% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

FHA

First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

VAM

Visionary Asset Management Houston, Texas $252M AUM 3.81% 1-Year Est. Return

Ameriprise's FCAN Position: Q4 2014 in Review

Ameriprise sold out of First Trust Canada AlphaDEX Fund (FCAN) in Q4 2014, closing a stake of 31,094 shares — an estimated $1.11M sold.

Ameriprise first reported a position in FCAN in Q2 2013 and held it in 6 quarters. The position peaked at $1.11M in Q3 2014. 23 funds tracked by Wall St. Rank hold FCAN as of Q4 2014.

Ameriprise reported no remaining First Trust Canada AlphaDEX Fund position as of Q4 2014 after selling out during the quarter.
Ameriprise sold 31,094 First Trust Canada AlphaDEX Fund shares in Q4 2014, an estimated $1.11M.
Ameriprise first reported a position in First Trust Canada AlphaDEX Fund in Q2 2013 and held it in 6 quarters.
Ameriprise's First Trust Canada AlphaDEX Fund position peaked at $1.11M in Q3 2014.
23 funds tracked by Wall St. Rank held First Trust Canada AlphaDEX Fund as of Q4 2014.

Based on Ameriprise's 13F filing for Q4 2014, filed 13 Feb 2015.