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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-3.52%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$11.7B
AUM Growth
-$123M
Cap. Flow
+$310M
Cap. Flow %
2.65%
Top 10 Hldgs %
60.46%
Holding
3,627
New
376
Increased
1,428
Reduced
851
Closed
197

Top Buys

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$107M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$100M
3
BND icon
Vanguard Total Bond Market
BND
+$42M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$37.6M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$34M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$67.2M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$66.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.4M
4
QTJA icon
Innovator Growth Accelerated Plus ETF January
QTJA
+$9.79M
5
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$8.91M

Sector Composition

Rank Sector Weight
1 Technology 2.33%
2 Financials 1.01%
3 Healthcare 0.76%
4 Consumer Staples 0.62%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$654B
$1.7B 14.54%
7,991,124
+153,634
+2% +$34M
BND icon
2
Vanguard Total Bond Market
BND
$157B
$1.06B 9.1%
15,214,196
+587,703
+4% +$42M
SPDW icon
3
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
$831M 7.12%
26,810,793
+3,324,030
+14% +$107M
BSV icon
4
Vanguard Short-Term Bond ETF
BSV
$44.6B
$810M 6.94%
10,780,018
-891,559
-8% -$67.2M
SPYV icon
5
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$732M 6.28%
17,749,068
+867,673
+5% +$37.6M
SPYG icon
6
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$717M 6.14%
12,097,025
+407,410
+3% +$25M
GOVT icon
7
iShares US Treasury Bond ETF
GOVT
$43.6B
$544M 4.66%
24,697,405
+4,444,542
+22% +$100M
MBB icon
8
iShares MBS ETF
MBB
$39B
$233M 2%
2,625,481
+118,416
+5% +$10.8M
VO icon
9
Vanguard Mid-Cap ETF
VO
$106B
$233M 2%
4,474,480
+185,500
+4% +$10.2M
SPEM icon
10
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$195M 1.67%
5,804,234
-1,930,760
-25% -$66.7M
USIG icon
11
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
$191M 1.63%
3,968,620
+144,840
+4% +$7.13M
RWL icon
12
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$185M 1.59%
2,367,192
+104,059
+5% +$8.39M
ITOT icon
13
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$163M 1.39%
1,727,445
-79,691
-4% -$7.83M
AVUS icon
14
Avantis US Equity ETF
AVUS
$13.8B
$160M 1.37%
2,179,491
+34,362
+2% +$2.61M
LVHD icon
15
Franklin US Low Volatility High Dividend Index ETF
LVHD
$635M
$130M 1.12%
3,847,203
+225,541
+6% +$8.19M
AAPL icon
16
Apple
AAPL
$4.89T
$125M 1.07%
730,759
+41,359
+6% +$7.58M
IUSB icon
17
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$112M 0.96%
2,573,476
-157,011
-6% -$7.02M
VBR icon
18
Vanguard Small-Cap Value ETF
VBR
$37.1B
$109M 0.93%
683,540
-2,628
-0.4% -$439K
DFAC icon
19
Dimensional US Core Equity 2 ETF
DFAC
$47.5B
$87.8M 0.75%
3,352,427
+140,501
+4% +$3.83M
DFAX icon
20
Dimensional World ex US Core Equity 2 ETF
DFAX
$11.8B
$81.9M 0.7%
3,634,774
+258,827
+8% +$6.05M
IVV icon
21
iShares Core S&P 500 ETF
IVV
$876B
$77M 0.66%
179,225
-32,181
-15% -$14.4M
DFAU icon
22
Dimensional US Core Equity Market ETF
DFAU
$12.3B
$75.3M 0.65%
2,515,629
+67,535
+3% +$2.1M
VYM icon
23
Vanguard High Dividend Yield ETF
VYM
$81.1B
$71.7M 0.61%
693,561
+47,454
+7% +$5.09M
IXUS icon
24
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$68.9M 0.59%
1,149,160
+134,578
+13% +$8.39M
SPY icon
25
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$65.8M 0.56%
153,954
-2,235
-1% -$994K
1
2 3 4 5

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SC
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Allworth Financial's Q3 2023 Portfolio in Review

As of Q3 2023, Allworth Financial held 3,627 positions worth $11.7B, down 1% from $11.8B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Allworth Financial's Q3 2023 filing shows 376 new, 1,428 increased, 851 reduced and 197 closed positions. Its largest new stake was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $67.2M.

By sector, the portfolio is most concentrated in Technology at 2.3% of assets, down from 2.4% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2023 buy was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M.
  • Allworth Financial added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2023, an estimated $107M increase.
  • Allworth Financial's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $67.2M.
  • Allworth Financial fully exited Innovator US Equity Ultra Buffer ETF February in Q3 2023, selling an estimated $2.69M.
  • Allworth Financial's ten largest holdings make up 60% of its $11.7B portfolio in Q3 2023.
  • Allworth Financial opened 376 new positions and closed 197 in Q3 2023.
  • Allworth Financial's portfolio value fell 1% quarter-over-quarter to $11.7B.

Based on Allworth Financial's 13F filing for Q3 2023, filed 31 Oct 2023.