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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.85B
AUM Growth
+$226M
Cap. Flow
+$84.2M
Cap. Flow %
2.96%
Top 10 Hldgs %
72.91%
Holding
1,159
New
140
Increased
365
Reduced
86
Closed
47

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$14.5M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.7M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$11.8M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$8.08M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.19M

Top Sells

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$5.38M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$3.81M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$3.35M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$2.46M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.12M

Sector Composition

Rank Sector Weight
1 Technology 1.98%
2 Communication Services 0.86%
3 Financials 0.57%
4 Healthcare 0.43%
5 Consumer Staples 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPTM icon
1
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$634M 22.28%
15,906,933
+381,530
+2% +$14.5M
SPAB icon
2
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$412M 14.47%
14,015,776
+399,820
+3% +$11.8M
QUAL icon
3
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$229M 8.06%
2,270,139
+83,937
+4% +$8.08M
JPST icon
4
JPMorgan Ultra-Short Income ETF
JPST
$40B
$167M 5.88%
3,321,088
-1,166
-0% -$58.9K
IAGG icon
5
iShares Core International Aggregate Bond Fund
IAGG
$10.6B
$147M 5.16%
2,678,258
+231,138
+9% +$12.7M
SPDW icon
6
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
$122M 4.29%
3,899,153
+72,195
+2% +$2.2M
SPYV icon
7
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$121M 4.25%
3,465,431
+155,305
+5% +$5.19M
VTI icon
8
Vanguard Total Stock Market ETF
VTI
$654B
$102M 3.58%
622,087
-21,390
-3% -$3.35M
SPIB icon
9
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$70.6M 2.48%
2,000,520
+138,228
+7% +$4.87M
SPEM icon
10
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$70M 2.46%
1,863,009
+70,508
+4% +$2.54M
ITOT icon
11
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$69.2M 2.43%
951,731
-5,853
-0.6% -$407K
PRF icon
12
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$55.7M 1.96%
2,197,620
-4,870
-0.2% -$119K
SPYG icon
13
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$51.6M 1.81%
1,231,229
+4,081
+0.3% +$164K
AGG icon
14
iShares Core US Aggregate Bond ETF
AGG
$138B
$51.4M 1.8%
457,137
-9,952
-2% -$1.12M
SPSM icon
15
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$44.6M 1.57%
1,367,348
+23,184
+2% +$724K
SPY icon
16
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$40.9M 1.44%
127,071
-1,020
-0.8% -$314K
DLS icon
17
WisdomTree International SmallCap Dividend Fund
DLS
$1.04B
$36.1M 1.27%
508,066
+41,848
+9% +$2.82M
MSFT icon
18
Microsoft
MSFT
$2.84T
$26M 0.91%
165,067
+2,418
+1% +$355K
VYM icon
19
Vanguard High Dividend Yield ETF
VYM
$81.1B
$24.6M 0.87%
262,972
+2,177
+0.8% +$197K
PSK icon
20
State Street SPDR ICE Preferred Securities ETF
PSK
$693M
$22.1M 0.78%
503,093
+15,080
+3% +$662K
MUB icon
21
iShares National Muni Bond ETF
MUB
$45.1B
$20.1M 0.71%
176,492
+14,144
+9% +$1.61M
SUB icon
22
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$17.5M 0.61%
163,873
+30,369
+23% +$3.24M
T icon
23
AT&T
T
$165B
$17M 0.6%
576,764
+11,436
+2% +$330K
VUG icon
24
Vanguard Growth ETF
VUG
$216B
$15.9M 0.56%
524,604
+14,418
+3% +$416K
VEA icon
25
Vanguard FTSE Developed Markets ETF
VEA
$226B
$14.3M 0.5%
324,914
+9,133
+3% +$389K
1
2 3 4 5

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CS
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SC
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JG
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SO
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Allworth Financial's Q4 2019 Portfolio in Review

As of Q4 2019, Allworth Financial held 1,159 positions worth $2.85B, up 8.6% from $2.62B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q4 2019 filing shows 140 new, 365 increased, 86 reduced and 47 closed positions. Its largest new stake was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M. The largest sale was State Street Blackstone Senior Loan ETF, an estimated $5.38M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.8% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q4 2019 buy was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q4 2019, an estimated $14.5M increase.
  • Allworth Financial's biggest Q4 2019 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $5.38M.
  • Allworth Financial fully exited Schwab US Dividend Equity ETF in Q4 2019, selling an estimated $77K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.85B portfolio in Q4 2019.
  • Allworth Financial opened 140 new positions and closed 47 in Q4 2019.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $2.85B.

Based on Allworth Financial's 13F filing for Q4 2019, filed 16 Jan 2020.