We are live on ! Find out more
AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.62B
AUM Growth
+$57.3M
Cap. Flow
+$36.4M
Cap. Flow %
1.39%
Top 10 Hldgs %
73.47%
Holding
1,064
New
97
Increased
240
Reduced
135
Closed
46

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$28.5M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$27.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.9M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.6M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$9.73M

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$47.6M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$27.9M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.2M
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.5M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$941K

Sector Composition

Rank Sector Weight
1 Technology 1.76%
2 Communication Services 0.88%
3 Financials 0.45%
4 Healthcare 0.35%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPTM icon
1
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$570M 21.77%
15,525,403
+778,644
+5% +$28.5M
SPAB icon
2
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$404M 15.4%
13,615,956
+330,577
+2% +$9.73M
QUAL icon
3
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$202M 7.71%
2,186,202
+172,476
+9% +$15.9M
JPST icon
4
JPMorgan Ultra-Short Income ETF
JPST
$40B
$168M 6.39%
3,322,254
-8,422
-0.3% -$425K
IAGG icon
5
iShares Core International Aggregate Bond Fund
IAGG
$10.6B
$137M 5.21%
2,447,120
+228,066
+10% +$12.6M
SPDW icon
6
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
$112M 4.29%
3,826,958
+142,899
+4% +$4.14M
SPYV icon
7
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$106M 4.04%
3,310,126
+281,871
+9% +$8.87M
VTI icon
8
Vanguard Total Stock Market ETF
VTI
$654B
$97.2M 3.71%
643,477
-16,587
-3% -$2.5M
SPIB icon
9
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$65.7M 2.51%
1,862,292
+786,408
+73% +$27.6M
ITOT icon
10
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$64.2M 2.45%
957,584
-1,068
-0.1% -$71.6K
SPEM icon
11
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$61.4M 2.34%
1,792,501
+79,343
+5% +$2.75M
AGG icon
12
iShares Core US Aggregate Bond ETF
AGG
$138B
$52.9M 2.02%
467,089
-6,172
-1% -$694K
PRF icon
13
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$51.9M 1.98%
2,202,490
+9,645
+0.4% +$225K
SPYG icon
14
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$47.7M 1.82%
1,227,148
+12,516
+1% +$489K
SPSM icon
15
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$40.3M 1.54%
1,344,164
+15,776
+1% +$476K
SPY icon
16
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$38M 1.45%
128,091
-2,712
-2% -$801K
DLS icon
17
WisdomTree International SmallCap Dividend Fund
DLS
$1.04B
$29.6M 1.13%
466,218
+78,558
+20% +$4.96M
VYM icon
18
Vanguard High Dividend Yield ETF
VYM
$81.1B
$23.1M 0.88%
260,795
-7,596
-3% -$665K
MSFT icon
19
Microsoft
MSFT
$2.84T
$22.6M 0.86%
162,649
-318
-0.2% -$43.7K
PSK icon
20
State Street SPDR ICE Preferred Securities ETF
PSK
$693M
$21.6M 0.82%
488,013
+11,637
+2% +$509K
MUB icon
21
iShares National Muni Bond ETF
MUB
$45.1B
$18.5M 0.71%
162,348
+916
+0.6% +$105K
T icon
22
AT&T
T
$165B
$16.2M 0.62%
565,328
+16,914
+3% +$448K
GSLC icon
23
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$15.8M 0.6%
264,503
-799,630
-75% -$47.6M
SUB icon
24
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$14.2M 0.54%
133,504
+45,045
+51% +$4.81M
VUG icon
25
Vanguard Growth ETF
VUG
$216B
$14.1M 0.54%
510,186
-20,640
-4% -$573K
1
2 3 4 5

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
SO
STRS Ohio Columbus, Ohio $25.2B AUM 30.31% 1-Year Est. Return

Allworth Financial's Q3 2019 Portfolio in Review

As of Q3 2019, Allworth Financial held 1,064 positions worth $2.62B, up 2.2% from $2.56B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q3 2019 filing shows 97 new, 240 increased, 135 reduced and 46 closed positions. Its largest new stake was iShares Core S&P US Growth ETF: 5,732 shares worth $360K. The largest sale was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $47.6M.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, up from 1.7% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q3 2019 buy was iShares Core S&P US Growth ETF: 5,732 shares worth $360K.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q3 2019, an estimated $28.5M increase.
  • Allworth Financial's biggest Q3 2019 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $47.6M.
  • Allworth Financial fully exited Ryanair in Q3 2019, selling an estimated $83K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.62B portfolio in Q3 2019.
  • Allworth Financial opened 97 new positions and closed 46 in Q3 2019.
  • Allworth Financial's portfolio value rose 2.2% quarter-over-quarter to $2.62B.

Based on Allworth Financial's 13F filing for Q3 2019, filed 9 Oct 2019.