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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$5.99B
AUM Growth
+$583M
Cap. Flow
+$639M
Cap. Flow %
10.66%
Top 10 Hldgs %
61.06%
Holding
2,035
New
426
Increased
743
Reduced
169
Closed
46

Top Buys

Rank Stock Value
1
VO icon
Vanguard Mid-Cap ETF
VO
+$76.3M
2
BND icon
Vanguard Total Bond Market
BND
+$40.7M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$37.2M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$35.3M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$26.6M

Top Sells

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$17.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.81M
3
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$5.14M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$3.83M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.58M

Sector Composition

Rank Sector Weight
1 Technology 2.04%
2 Financials 1.02%
3 Communication Services 0.71%
4 Healthcare 0.62%
5 Consumer Discretionary 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$654B
$1.07B 17.88%
4,824,954
+163,192
+4% +$37.2M
BND icon
2
Vanguard Total Bond Market
BND
$157B
$553M 9.23%
6,476,161
+471,541
+8% +$40.7M
BSV icon
3
Vanguard Short-Term Bond ETF
BSV
$44.6B
$431M 7.19%
5,259,391
+429,199
+9% +$35.3M
AGG icon
4
iShares Core US Aggregate Bond ETF
AGG
$138B
$395M 6.58%
3,435,552
+145,862
+4% +$16.9M
SPDW icon
5
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
$367M 6.12%
10,125,953
+565,784
+6% +$21M
SPYV icon
6
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$279M 4.65%
7,149,162
+439,303
+7% +$17.5M
SPYG icon
7
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$211M 3.52%
3,292,758
+188,965
+6% +$12.5M
QUAL icon
8
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$131M 2.19%
996,524
+1,426
+0.1% +$196K
ITOT icon
9
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$112M 1.87%
1,137,238
-4,985
-0.4% -$504K
SPEM icon
10
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$110M 1.84%
2,590,651
+123,403
+5% +$5.36M
VBR icon
11
Vanguard Small-Cap Value ETF
VBR
$37.1B
$101M 1.68%
595,714
-1,626
-0.3% -$278K
VO icon
12
Vanguard Mid-Cap ETF
VO
$106B
$85.3M 1.42%
1,440,644
+1,262,944
+711% +$76.3M
SPY icon
13
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$74.3M 1.24%
173,242
-13,172
-7% -$5.81M
IWF icon
14
iShares Russell 1000 Growth ETF
IWF
$122B
$61.6M 1.03%
899,208
+30,056
+3% +$2.13M
SPAB icon
15
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$54.1M 0.9%
1,813,079
-25,115
-1% -$757K
IJJ icon
16
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$49.8M 0.83%
483,605
+38,437
+9% +$4.04M
AAPL icon
17
Apple
AAPL
$4.89T
$48.3M 0.81%
341,386
+106,749
+45% +$15.7M
ISTB icon
18
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$47.5M 0.79%
929,318
+114,275
+14% +$5.86M
SPTM icon
19
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$47M 0.78%
887,368
+14,190
+2% +$772K
VONV icon
20
Vanguard Russell 1000 Value ETF
VONV
$20.4B
$46.7M 0.78%
679,867
+34,148
+5% +$2.4M
BIV icon
21
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$44M 0.73%
491,576
+102,399
+26% +$9.27M
IVW icon
22
iShares S&P 500 Growth ETF
IVW
$72.5B
$42.1M 0.7%
569,945
-2,144
-0.4% -$163K
FIXD icon
23
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$36.8M 0.61%
686,790
+8,796
+1% +$475K
GSLC icon
24
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$35.1M 0.59%
408,172
+273,207
+202% +$24.2M
JPST icon
25
JPMorgan Ultra-Short Income ETF
JPST
$40B
$35.1M 0.59%
692,196
-75,513
-10% -$3.83M
1
2 3 4 5

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CS
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Voloridge Investment Management
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SC
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EARNEST Partners
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JG
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Pathstone Holdings
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SO
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Allworth Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Allworth Financial held 2,035 positions worth $5.99B, up 11% from $5.41B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Allworth Financial deployed $639M of net new capital in Q3 2021, opening 426 new positions and adding to 743 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,003,454 shares worth $26M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.6% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was State Street SPDR ICE Preferred Securities ETF, an estimated $17.2M trimmed.

  • Allworth Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,003,454 shares worth $26M.
  • Allworth Financial added most to Vanguard Mid-Cap ETF in Q3 2021, an estimated $76.3M increase.
  • Allworth Financial's biggest Q3 2021 reduction was State Street SPDR ICE Preferred Securities ETF, cutting an estimated $17.2M.
  • Allworth Financial fully exited CorVel in Q3 2021, selling an estimated $320K.
  • Allworth Financial's ten largest holdings make up 61% of its $5.99B portfolio in Q3 2021.
  • Allworth Financial opened 426 new positions and closed 46 in Q3 2021.
  • Allworth Financial's portfolio value rose 11% quarter-over-quarter to $5.99B.

Based on Allworth Financial's 13F filing for Q3 2021, filed 2 Nov 2021.