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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+2.23%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$951M
AUM Growth
+$58.5M
Cap. Flow
+$39.2M
Cap. Flow %
4.13%
Top 10 Hldgs %
88.52%
Holding
785
New
100
Increased
173
Reduced
85
Closed
45

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$23.8M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$9.39M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.77M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.52M
5
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$2.1M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$3.18M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$1.61M
3
DVY icon
iShares Select Dividend ETF
DVY
+$1.02M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$812K
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$626K

Sector Composition

Rank Sector Weight
1 Technology 1.52%
2 Communication Services 0.95%
3 Financials 0.64%
4 Healthcare 0.6%
5 Consumer Staples 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGG icon
1
iShares Core US Aggregate Bond ETF
AGG
$138B
$270M 28.37%
2,399,333
+211,430
+10% +$23.8M
VTI icon
2
Vanguard Total Stock Market ETF
VTI
$654B
$235M 24.68%
2,107,550
+84,661
+4% +$9.39M
VYM icon
3
Vanguard High Dividend Yield ETF
VYM
$81.1B
$92.8M 9.76%
1,286,836
+65,625
+5% +$4.77M
USMV icon
4
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$60.9M 6.41%
1,340,709
+97,691
+8% +$4.52M
VEA icon
5
Vanguard FTSE Developed Markets ETF
VEA
$226B
$56.6M 5.95%
1,512,960
-17,036
-1% -$626K
ITOT icon
6
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$55.1M 5.79%
1,111,480
-64,478
-5% -$3.18M
VWO icon
7
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$29.4M 3.09%
780,035
+19,253
+3% +$717K
AOA icon
8
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.16B
$17.6M 1.85%
370,325
+44,700
+14% +$2.1M
SCZ icon
9
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$14M 1.48%
267,960
+10,229
+4% +$518K
DVY icon
10
iShares Select Dividend ETF
DVY
$24B
$10.8M 1.14%
126,192
-11,873
-9% -$1.02M
IEMG icon
11
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$7.17M 0.75%
157,102
-11,385
-7% -$506K
MUB icon
12
iShares National Muni Bond ETF
MUB
$45.1B
$5.88M 0.62%
52,196
-764
-1% -$86.6K
FDL icon
13
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$5.18M 0.54%
189,992
-2,379
-1% -$65.1K
IXUS icon
14
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$5.16M 0.54%
98,877
-11,738
-11% -$600K
SHM icon
15
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$4.61M 0.48%
94,371
+1,521
+2% +$74.6K
T icon
16
AT&T
T
$165B
$4.39M 0.46%
143,270
+3,918
+3% +$124K
INTC icon
17
Intel
INTC
$464B
$4.29M 0.45%
113,745
+6,813
+6% +$241K
AAPL icon
18
Apple
AAPL
$4.89T
$4.22M 0.44%
149,328
-912
-0.6% -$24.1K
VV icon
19
Vanguard Large-Cap ETF
VV
$51.9B
$2.92M 0.31%
29,423
+228
+0.8% +$22.6K
CVX icon
20
Chevron
CVX
$388B
$2.57M 0.27%
24,966
+2,301
+10% +$235K
XOM icon
21
ExxonMobil
XOM
$651B
$1.63M 0.17%
18,700
+62
+0.3% +$5.5K
IBM icon
22
IBM
IBM
$202B
$1.39M 0.15%
9,141
+111
+1% +$16.8K
MSFT icon
23
Microsoft
MSFT
$2.84T
$1.36M 0.14%
23,623
+1,805
+8% +$102K
GE icon
24
GE Aerospace
GE
$367B
$1.31M 0.14%
9,239
+105
+1% +$15.7K
BRK.B icon
25
Berkshire Hathaway Class B
BRK.B
$1.07T
$1.31M 0.14%
9,044
-2,173
-19% -$318K
1
2 3 4 5

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SC
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Allworth Financial's Q3 2016 Portfolio in Review

As of Q3 2016, Allworth Financial held 785 positions worth $951M, up 6.6% from $892M the previous quarter. Its ten largest holdings account for 89% of the portfolio.

Allworth Financial deployed $39.2M of net new capital in Q3 2016, opening 100 new positions and adding to 173 existing holdings. Its largest new stake was Alexander & Baldwin: 5,280 shares worth $203K.

By sector, the portfolio is most concentrated in Technology at 1.5% of assets, up from 1.4% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $3.18M trimmed.

  • Allworth Financial's largest Q3 2016 buy was Alexander & Baldwin: 5,280 shares worth $203K.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q3 2016, an estimated $23.8M increase.
  • Allworth Financial's biggest Q3 2016 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $3.18M.
  • Allworth Financial fully exited Alcoa in Q3 2016, selling an estimated $196K.
  • Allworth Financial's ten largest holdings make up 89% of its $951M portfolio in Q3 2016.
  • Allworth Financial opened 100 new positions and closed 45 in Q3 2016.
  • Allworth Financial's portfolio value rose 6.6% quarter-over-quarter to $951M.

Based on Allworth Financial's 13F filing for Q3 2016, filed 7 Feb 2017.