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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-3.52%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$11.7B
AUM Growth
-$123M
Cap. Flow
+$310M
Cap. Flow %
2.65%
Top 10 Hldgs %
60.46%
Holding
3,627
New
376
Increased
1,428
Reduced
851
Closed
197

Top Buys

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$107M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$100M
3
BND icon
Vanguard Total Bond Market
BND
+$42M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$37.6M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$34M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$67.2M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$66.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.4M
4
QTJA icon
Innovator Growth Accelerated Plus ETF January
QTJA
+$9.79M
5
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$8.91M

Sector Composition

Rank Sector Weight
1 Technology 2.34%
2 Financials 1.01%
3 Healthcare 0.76%
4 Consumer Staples 0.62%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQDF icon
201
FlexShares International Quality Dividend Index Fund
IQDF
$1.15B
$3.66M 0.03%
171,928
-14,317
-8% -$316K
IBDO
202
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$3.64M 0.03%
143,544
-10,717
-7% -$271K
SHYL icon
203
Xtrackers Short Duration High Yield Bond ETF
SHYL
$267M
$3.64M 0.03%
84,556
+10,386
+14% +$449K
XLE icon
204
State Street Energy Select Sector SPDR ETF
XLE
$39B
$3.64M 0.03%
80,436
-1,842
-2% -$80.6K
RDIV icon
205
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
$3.63M 0.03%
97,527
+433
+0.4% +$17.1K
ORCL icon
206
Oracle
ORCL
$374B
$3.58M 0.03%
33,826
+962
+3% +$111K
EFV icon
207
iShares MSCI EAFE Value ETF
EFV
$28.8B
$3.52M 0.03%
71,868
-50,927
-41% -$2.52M
TGT icon
208
Target
TGT
$65.6B
$3.51M 0.03%
31,711
-924
-3% -$117K
IAGG icon
209
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$3.49M 0.03%
71,613
-52,498
-42% -$2.58M
IBM icon
210
IBM
IBM
$211B
$3.49M 0.03%
24,859
+1,442
+6% +$205K
IWB icon
211
iShares Russell 1000 ETF
IWB
$48.2B
$3.37M 0.03%
14,360
+7,969
+125% +$1.95M
ISTB icon
212
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.11B
$3.35M 0.03%
72,285
+885
+1% +$41.2K
WFC icon
213
Wells Fargo
WFC
$261B
$3.35M 0.03%
81,897
+7,888
+11% +$341K
NEE icon
214
NextEra Energy
NEE
$181B
$3.34M 0.03%
58,272
-856
-1% -$59.3K
CALF icon
215
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.68B
$3.33M 0.03%
79,952
-4,819
-6% -$203K
UPS icon
216
United Parcel Service
UPS
$88.6B
$3.3M 0.03%
21,144
+5,241
+33% +$905K
EFAV icon
217
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.34B
$3.29M 0.03%
50,480
-2,135
-4% -$143K
QDF icon
218
FlexShares Quality Dividend Index Fund
QDF
$2.22B
$3.28M 0.03%
58,831
-5,976
-9% -$348K
VIGI icon
219
Vanguard International Dividend Appreciation ETF
VIGI
$9.08B
$3.21M 0.03%
44,994
-3,388
-7% -$252K
KO icon
220
Coca-Cola
KO
$377B
$3.16M 0.03%
56,463
+3,319
+6% +$199K
COWZ icon
221
Pacer US Cash Cows 100 ETF
COWZ
$18.8B
$3.16M 0.03%
63,834
+579
+0.9% +$29K
CSB icon
222
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$269M
$3.14M 0.03%
64,110
-71,547
-53% -$3.7M
SDY icon
223
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$3.13M 0.03%
27,222
-1,900
-7% -$232K
DIS icon
224
Walt Disney
DIS
$167B
$3.12M 0.03%
38,495
-1,015
-3% -$86.7K
VZ icon
225
Verizon
VZ
$195B
$3.11M 0.03%
95,823
+1,794
+2% +$60.6K
7 8
9
10 11

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SC
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Allworth Financial's Q3 2023 Portfolio in Review

As of Q3 2023, Allworth Financial held 3,627 positions worth $11.7B, down 1% from $11.8B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Allworth Financial's Q3 2023 filing shows 376 new, 1,428 increased, 851 reduced and 197 closed positions. Its largest new stake was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $67.2M.

By sector, the portfolio is most concentrated in Technology at 2.3% of assets, down from 2.4% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2023 buy was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M.
  • Allworth Financial added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2023, an estimated $107M increase.
  • Allworth Financial's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $67.2M.
  • Allworth Financial fully exited Innovator US Equity Ultra Buffer ETF February in Q3 2023, selling an estimated $2.69M.
  • Allworth Financial's ten largest holdings make up 60% of its $11.7B portfolio in Q3 2023.
  • Allworth Financial opened 376 new positions and closed 197 in Q3 2023.
  • Allworth Financial's portfolio value fell 1% quarter-over-quarter to $11.7B.

Based on Allworth Financial's 13F filing for Q3 2023, filed 31 Oct 2023.