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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.85B
AUM Growth
+$226M
Cap. Flow
+$84.2M
Cap. Flow %
2.96%
Top 10 Hldgs %
72.91%
Holding
1,159
New
140
Increased
365
Reduced
86
Closed
47

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$14.5M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.7M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$11.8M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$8.08M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.19M

Top Sells

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$5.38M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$3.81M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.35M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$2.46M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.12M

Sector Composition

Rank Sector Weight
1 Technology 1.98%
2 Communication Services 0.86%
3 Financials 0.57%
4 Healthcare 0.43%
5 Consumer Staples 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HE icon
201
Hawaiian Electric Industries
HE
$2.26B
$186K 0.01%
3,966
– –
DIA icon
202
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$184K 0.01%
644
– –
D icon
203
Dominion Energy
D
$62.1B
$180K 0.01%
2,177
+43
+2% +$3.51K
VTV icon
204
Vanguard Morningstar Value ETF
VTV
$188B
$176K 0.01%
1,471
+461
+46% +$53.2K
YUM icon
205
Yum! Brands
YUM
$41.9B
$168K 0.01%
1,663
+243
+17% +$25.2K
STZ icon
206
Constellation Brands
STZ
$22.5B
$167K 0.01%
880
+11
+1% +$2.08K
ESS icon
207
Essex Property Trust
ESS
$19.1B
$165K 0.01%
550
+4
+0.7% +$1.26K
LNC icon
208
Lincoln National
LNC
$7.92B
$165K 0.01%
2,798
+2
+0.1% +$118
EW icon
209
Edwards Lifesciences
EW
$49.4B
$160K 0.01%
2,052
+24
+1% +$1.87K
BSV icon
210
Vanguard Short-Term Bond ETF
BSV
$44.7B
$159K 0.01%
1,971
+30
+2% +$2.42K
IWN icon
211
iShares Russell 2000 Value ETF
IWN
$14.3B
$158K 0.01%
1,230
– –
ALEX
212
DELISTED
Alexander & Baldwin
ALEX
$157K 0.01%
7,499
– –
WEC icon
213
WEC Energy
WEC
$36.3B
$157K 0.01%
1,703
+322
+23% +$29.4K
PDCO
214
DELISTED
Patterson Companies, Inc.
PDCO
$156K 0.01%
7,633
+113
+2% +$2.14K
AGN
215
DELISTED
Allergan plc
AGN
$153K 0.01%
802
-97
-11% -$17.5K
SAM icon
216
Boston Beer
SAM
$1.95B
$152K 0.01%
402
– –
VNQ icon
217
Vanguard Real Estate ETF
VNQ
$39.9B
$152K 0.01%
1,633
+58
+4% +$5.37K
HYG icon
218
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$151K 0.01%
1,720
+286
+20% +$24.9K
MS icon
219
Morgan Stanley
MS
$319B
$151K 0.01%
2,950
+1,768
+150% +$83.7K
LTS
220
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$151K 0.01%
43,400
– –
VFH icon
221
Vanguard Financials ETF
VFH
$13.4B
$144K 0.01%
1,888
+378
+25% +$27.6K
RTN
222
DELISTED
Raytheon Company
RTN
$144K 0.01%
657
+1
+0.2% +$211
PGR icon
223
Progressive
PGR
$128B
$143K 0.01%
1,969
-697
-26% -$50.2K
GILD icon
224
Gilead Sciences
GILD
$165B
$142K 0.01%
2,187
+244
+13% +$15.9K
TRV icon
225
Travelers Companies
TRV
$81.1B
$142K 0.01%
1,033
+132
+15% +$18K
7 8
9
10 11

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CS
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SC
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JG
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Allworth Financial's Q4 2019 Portfolio in Review

As of Q4 2019, Allworth Financial held 1,159 positions worth $2.85B, up 8.6% from $2.62B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q4 2019 filing shows 140 new, 365 increased, 86 reduced and 47 closed positions. Its largest new stake was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M. The largest sale was State Street Blackstone Senior Loan ETF, an estimated $5.38M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.8% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q4 2019 buy was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q4 2019, an estimated $14.5M increase.
  • Allworth Financial's biggest Q4 2019 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $5.38M.
  • Allworth Financial fully exited Schwab US Dividend Equity ETF in Q4 2019, selling an estimated $77K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.85B portfolio in Q4 2019.
  • Allworth Financial opened 140 new positions and closed 47 in Q4 2019.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $2.85B.

Based on Allworth Financial's 13F filing for Q4 2019, filed 16 Jan 2020.