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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.62B
AUM Growth
+$57.3M
Cap. Flow
+$36.4M
Cap. Flow %
1.39%
Top 10 Hldgs %
73.47%
Holding
1,064
New
97
Increased
240
Reduced
135
Closed
46

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$28.5M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$27.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.9M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.6M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$9.73M

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$47.6M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$27.9M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.2M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.5M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$941K

Sector Composition

Rank Sector Weight
1 Technology 1.76%
2 Communication Services 0.88%
3 Financials 0.45%
4 Healthcare 0.35%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD icon
201
DuPont de Nemours
DD
$18.6B
$135K 0.01%
1,506
-74
-5% -$6.51K
AXP icon
202
American Express
AXP
$224B
$134K 0.01%
1,133
-163
-13% -$20K
TRV icon
203
Travelers Companies
TRV
$81.1B
$134K 0.01%
901
+51
+6% +$7.58K
PDCO
204
DELISTED
Patterson Companies, Inc.
PDCO
$134K 0.01%
7,520
+99
+1% +$1.85K
NVDA icon
205
NVIDIA
NVDA
$4.6T
$133K 0.01%
30,560
– –
BABA icon
206
Alibaba
BABA
$276B
$131K 0.01%
783
+206
+36% +$35.4K
WEC icon
207
WEC Energy
WEC
$36.3B
$131K 0.01%
1,381
+92
+7% +$8.29K
RTN
208
DELISTED
Raytheon Company
RTN
$129K ﹤0.01%
656
+2
+0.3% +$370
DSU icon
209
BlackRock Debt Strategies Fund
DSU
$592M
$127K ﹤0.01%
11,820
– –
HYG icon
210
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$125K ﹤0.01%
1,434
– –
FV icon
211
First Trust Dorsey Wright Focus 5 ETF
FV
$3.57B
$124K ﹤0.01%
4,181
– –
KEYS icon
212
Keysight
KEYS
$50.7B
$124K ﹤0.01%
1,278
+99
+8% +$9.17K
GILD icon
213
Gilead Sciences
GILD
$165B
$123K ﹤0.01%
1,943
+530
+38% +$34.6K
FYX icon
214
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$122K ﹤0.01%
+2,031
New +$122K
EXC icon
215
Exelon
EXC
$48.1B
$121K ﹤0.01%
3,498
-149
-4% -$5K
FDX icon
216
FedEx
FDX
$73B
$120K ﹤0.01%
826
+37
+5% +$5.97K
IGOV icon
217
iShares International Treasury Bond ETF
IGOV
$1.51B
$120K ﹤0.01%
2,386
+21
+0.9% +$1.07K
MXIM
218
DELISTED
Maxim Integrated Products
MXIM
$120K ﹤0.01%
2,064
+30
+1% +$1.74K
VDE icon
219
Vanguard Energy ETF
VDE
$9.9B
$119K ﹤0.01%
1,525
-148
-9% -$11.8K
NBB icon
220
Nuveen Taxable Municipal Income Fund
NBB
$447M
$114K ﹤0.01%
5,096
+72
+1% +$1.57K
SLQD icon
221
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.37B
$114K ﹤0.01%
2,230
+65
+3% +$3.31K
VTV icon
222
Vanguard Morningstar Value ETF
VTV
$188B
$113K ﹤0.01%
1,010
-44
-4% -$4.87K
BOCH
223
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$113K ﹤0.01%
10,387
– –
LQD icon
224
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$110K ﹤0.01%
860
+15
+2% +$1.89K
XYZ
225
Block Inc
XYZ
$48.9B
$110K ﹤0.01%
1,783
– –
7 8
9
10 11

Similar funds

Rafferty Asset Management
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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
SO
STRS Ohio Columbus, Ohio $25.2B AUM 30.31% 1-Year Est. Return

Allworth Financial's Q3 2019 Portfolio in Review

As of Q3 2019, Allworth Financial held 1,064 positions worth $2.62B, up 2.2% from $2.56B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q3 2019 filing shows 97 new, 240 increased, 135 reduced and 46 closed positions. Its largest new stake was iShares Core S&P US Growth ETF: 5,732 shares worth $360K. The largest sale was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $47.6M.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, up from 1.7% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q3 2019 buy was iShares Core S&P US Growth ETF: 5,732 shares worth $360K.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q3 2019, an estimated $28.5M increase.
  • Allworth Financial's biggest Q3 2019 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $47.6M.
  • Allworth Financial fully exited Ryanair in Q3 2019, selling an estimated $83K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.62B portfolio in Q3 2019.
  • Allworth Financial opened 97 new positions and closed 46 in Q3 2019.
  • Allworth Financial's portfolio value rose 2.2% quarter-over-quarter to $2.62B.

Based on Allworth Financial's 13F filing for Q3 2019, filed 9 Oct 2019.