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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+2.23%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$951M
AUM Growth
+$58.5M
Cap. Flow
+$39.2M
Cap. Flow %
4.13%
Top 10 Hldgs %
88.52%
Holding
785
New
100
Increased
173
Reduced
85
Closed
45

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$23.8M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$9.39M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.77M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.52M
5
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$2.1M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$3.18M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$1.61M
3
DVY icon
iShares Select Dividend ETF
DVY
+$1.02M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$812K
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$626K

Sector Composition

Rank Sector Weight
1 Technology 1.52%
2 Communication Services 0.95%
3 Financials 0.64%
4 Healthcare 0.6%
5 Consumer Staples 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHW
201
Charles Schwab
SCHW
$184B
$58K 0.01%
1,831
-1,144
-38% -$33.5K
SHW icon
202
Sherwin-Williams
SHW
$87.4B
$58K 0.01%
627
+3
+0.5% +$291
FDX icon
203
FedEx
FDX
$74B
$57K 0.01%
324
– –
NFLX icon
204
Netflix
NFLX
$301B
$57K 0.01%
5,740
-200
-3% -$1.91K
CCL icon
205
Carnival Corporation Ltd
CCL
$38.7B
$55K 0.01%
1,118
+1
+0.1% +$46
BRCD
206
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$55K 0.01%
6,000
+2,000
+50% +$18.6K
CAH icon
207
Cardinal Health
CAH
$54.5B
$54K 0.01%
693
– –
FIS icon
208
Fidelity National Information Services
FIS
$23.2B
$53K 0.01%
688
– –
IVE icon
209
iShares S&P 500 Value ETF
IVE
$49.6B
$53K 0.01%
557
+504
+951% +$48K
PFF icon
210
iShares Preferred and Income Securities ETF
PFF
$13.2B
$53K 0.01%
1,354
+1,032
+320% +$41.2K
WM icon
211
Waste Management
WM
$96.1B
$53K 0.01%
837
+300
+56% +$19.6K
WY icon
212
Weyerhaeuser
WY
$17.7B
$53K 0.01%
1,656
– –
NXPI icon
213
NXP Semiconductors
NXPI
$65.4B
$51K 0.01%
500
– –
PZC
214
DELISTED
PIMCO California Municipal Income Fund III
PZC
$51K 0.01%
4,000
– –
COHR
215
DELISTED
Coherent Inc
COHR
$51K 0.01%
459
– –
TWX
216
DELISTED
Time Warner Inc
TWX
$51K 0.01%
644
+179
+38% +$14K
MON
217
DELISTED
Monsanto Co
MON
$51K 0.01%
501
-38
-7% -$3.99K
EEMS icon
218
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$350M
$50K 0.01%
1,117
-4,227
-79% -$182K
SLV icon
219
iShares Silver Trust
SLV
$27.6B
$50K 0.01%
2,760
– –
PSX icon
220
Phillips 66
PSX
$82.5B
$49K 0.01%
603
+1
+0.2% +$78
SE
221
DELISTED
Spectra Energy Corp Wi
SE
$48K 0.01%
1,125
+44
+4% +$1.68K
EXP icon
222
Eagle Materials
EXP
$6.86B
$47K ﹤0.01%
603
+1
+0.2% +$80
MDU icon
223
MDU Resources
MDU
$4.31B
$47K ﹤0.01%
4,810
– –
DEO icon
224
Diageo
DEO
$49.4B
$46K ﹤0.01%
400
– –
TXN icon
225
Texas Instruments
TXN
$253B
$46K ﹤0.01%
662
+400
+153% +$27.3K
7 8
9
10 11

Similar funds

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
SO
STRS Ohio Columbus, Ohio $25.2B AUM 30.31% 1-Year Est. Return

Allworth Financial's Q3 2016 Portfolio in Review

As of Q3 2016, Allworth Financial held 785 positions worth $951M, up 6.6% from $892M the previous quarter. Its ten largest holdings account for 89% of the portfolio.

Allworth Financial deployed $39.2M of net new capital in Q3 2016, opening 100 new positions and adding to 173 existing holdings. Its largest new stake was Alexander & Baldwin: 5,280 shares worth $203K.

By sector, the portfolio is most concentrated in Technology at 1.5% of assets, up from 1.4% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $3.18M trimmed.

  • Allworth Financial's largest Q3 2016 buy was Alexander & Baldwin: 5,280 shares worth $203K.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q3 2016, an estimated $23.8M increase.
  • Allworth Financial's biggest Q3 2016 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $3.18M.
  • Allworth Financial fully exited Alcoa in Q3 2016, selling an estimated $196K.
  • Allworth Financial's ten largest holdings make up 89% of its $951M portfolio in Q3 2016.
  • Allworth Financial opened 100 new positions and closed 45 in Q3 2016.
  • Allworth Financial's portfolio value rose 6.6% quarter-over-quarter to $951M.

Based on Allworth Financial's 13F filing for Q3 2016, filed 7 Feb 2017.