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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-7.49%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$281M
AUM Growth
+$839K
Cap. Flow
+$24.4M
Cap. Flow %
8.67%
Top 10 Hldgs %
71.91%
Holding
680
New
44
Increased
140
Reduced
40
Closed
12

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.17M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.13M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.68M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.78M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.19M

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$360K
2
SCHF icon
Schwab International Equity ETF
SCHF
+$331K
3
CAA
CalAtlantic Group, Inc.
CAA
+$159K
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$159K
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$150K

Sector Composition

Rank Sector Weight
1 Technology 3.8%
2 Communication Services 2.38%
3 Financials 2.12%
4 Energy 1.71%
5 Consumer Staples 1.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
201
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$55K 0.02%
2,562
+2,184
+578% +$47K
CAT icon
202
Caterpillar
CAT
$361B
$54K 0.02%
833
– –
VIOO icon
203
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.12B
$54K 0.02%
1,120
– –
CAH icon
204
Cardinal Health
CAH
$53.7B
$53K 0.02%
693
– –
CL icon
205
Colgate-Palmolive
CL
$74.8B
$53K 0.02%
839
+2
+0.2% +$131
GSK icon
206
GSK
GSK
$107B
$53K 0.02%
1,096
– –
AXON
207
Axon Enterprise
AXON
$42.8B
$52K 0.02%
2,342
– –
CCL icon
208
Carnival Corporation Ltd
CCL
$38.1B
$51K 0.02%
1,019
+100
+11% +$5.09K
DXJ icon
209
WisdomTree Japan Hedged Equity Fund
DXJ
$7.07B
$50K 0.02%
1,028
– –
RPAI
210
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
0
– –
CVS icon
211
CVS Health
CVS
$135B
$49K 0.02%
512
– –
TEVA icon
212
Teva Pharmaceuticals
TEVA
$40.4B
$49K 0.02%
875
+352
+67% +$22.8K
FDX icon
213
FedEx
FDX
$73B
$47K 0.02%
324
– –
AVGO icon
214
Broadcom
AVGO
$1.76T
$46K 0.02%
3,680
+3,000
+441% +$37.9K
DEO icon
215
Diageo
DEO
$49.6B
$46K 0.02%
425
– –
FIS icon
216
Fidelity National Information Services
FIS
$24.2B
$46K 0.02%
688
– –
EWG icon
217
iShares MSCI Germany ETF
EWG
$1.56B
$45K 0.02%
1,805
– –
FE icon
218
FirstEnergy
FE
$28.4B
$45K 0.02%
1,433
– –
NAC icon
219
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
– –
0
– –
PSX icon
220
Phillips 66
PSX
$82.9B
$44K 0.02%
576
-36
-6% -$2.86K
PZC
221
DELISTED
PIMCO California Municipal Income Fund III
PZC
$44K 0.02%
4,000
– –
V icon
222
Visa
V
$701B
$44K 0.02%
628
+412
+191% +$29.4K
NVDA icon
223
NVIDIA
NVDA
$4.6T
$42K 0.01%
67,560
– –
XEL icon
224
Xcel Energy
XEL
$49.2B
$42K 0.01%
1,195
+11
+0.9% +$374
BRCD
225
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$42K 0.01%
4,000
– –
7 8
9
10 11

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
SO
STRS Ohio Columbus, Ohio $25.2B AUM 30.31% 1-Year Est. Return

Allworth Financial's Q3 2015 Portfolio in Review

As of Q3 2015, Allworth Financial held 680 positions worth $281M, up 0.3% from $280M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Allworth Financial deployed $24.4M of net new capital in Q3 2015, opening 44 new positions and adding to 140 existing holdings. Its largest new stake was TIER REIT, Inc.: 3,995 shares worth $59K.

By sector, the portfolio is most concentrated in Technology at 3.8% of assets, down from 4% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was Schwab US Broad Market ETF, an estimated $360K trimmed.

  • Allworth Financial's largest Q3 2015 buy was TIER REIT, Inc.: 3,995 shares worth $59K.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q3 2015, an estimated $7.17M increase.
  • Allworth Financial's biggest Q3 2015 reduction was Schwab US Broad Market ETF, cutting an estimated $360K.
  • Allworth Financial fully exited CalAtlantic Group, Inc. in Q3 2015, selling an estimated $159K.
  • Allworth Financial's ten largest holdings make up 72% of its $281M portfolio in Q3 2015.
  • Allworth Financial opened 44 new positions and closed 12 in Q3 2015.
  • Allworth Financial's portfolio value rose 0.3% quarter-over-quarter to $281M.

Based on Allworth Financial's 13F filing for Q3 2015, filed 30 Oct 2015.