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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$7.05B
AUM Growth
+$1.06B
Cap. Flow
+$767M
Cap. Flow %
10.88%
Top 10 Hldgs %
58.04%
Holding
2,228
New
242
Increased
704
Reduced
404
Closed
148

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$85.2M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$70.5M
3
BND icon
Vanguard Total Bond Market
BND
+$66.2M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$46.2M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$38.2M

Top Sells

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$45.1M
2
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$25.1M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$11M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$8.19M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$4.86M

Sector Composition

Rank Sector Weight
1 Technology 2.17%
2 Financials 0.93%
3 Consumer Discretionary 0.63%
4 Healthcare 0.61%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYFE
2176
DELISTED
2ndVote Life Neutral Plus ETF
LYFE
– –
-1,683
Closed -$51K
TDW.WS.A
2177
DELISTED
Tidewater Inc. Series A Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.A
$0 ﹤0.01%
10
– –
TDW.WS.B
2178
DELISTED
Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.B
$0 ﹤0.01%
11
– –
BRMK
2179
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$0 ﹤0.01%
46
-848
-95% -$8.35K
OIG
2180
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
$0 ﹤0.01%
1
– –
AUY
2181
DELISTED
Yamana Gold, Inc.
AUY
$0 ﹤0.01%
+90
New +$373
LYLT
2182
DELISTED
Loyalty Ventures Inc. Common Stock
LYLT
$0 ﹤0.01%
+1
New +$32
COUP
2183
DELISTED
Coupa Software Incorporated
COUP
– –
-46
Closed -$10K
LHCG
2184
DELISTED
LHC Group LLC
LHCG
$0 ﹤0.01%
1
– –
SJI
2185
DELISTED
South Jersey Industries, Inc.
SJI
– –
-608
Closed -$13K
SWIR
2186
DELISTED
Sierra Wireless
SWIR
$0 ﹤0.01%
+20
New +$336
NH
2187
DELISTED
NantHealth, Inc
NH
$0 ﹤0.01%
22
– –
REVHU
2188
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Units
REVHU
– –
-285
Closed -$3K
TEN
2189
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$0 ﹤0.01%
30
– –
TMBR
2190
DELISTED
Timber Pharmaceuticals, Inc.
TMBR
– –
-4
Closed –
HAACU
2191
DELISTED
Health Assurance Acquisition Corp. SAIL Securities
HAACU
– –
-100
Closed -$1K
CCXI
2192
DELISTED
ChemoCentryx, Inc.
CCXI
$0 ﹤0.01%
+5
New +$176
RJN
2193
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Energy Total Return
RJN
– –
-28
Closed –
AVLR
2194
DELISTED
Avalara, Inc.
AVLR
– –
-62
Closed -$11K
CHNG
2195
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$0 ﹤0.01%
14
– –
IEFN
2196
DELISTED
iShares Evolved U.S. Financials ETF
IEFN
– –
-202
Closed -$6K
POTX
2197
DELISTED
Global X Cannabis ETF
POTX
– –
-48
Closed -$3K
SRGA
2198
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$0 ﹤0.01%
3
– –
EPAY
2199
DELISTED
Bottomline Technologies Inc
EPAY
$0 ﹤0.01%
3
– –
EVFM
2200
DELISTED
Evofem Biosciences, Inc. Common Stock
EVFM
$0 ﹤0.01%
1
– –
86 87
88
89 90

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Allworth Financial's Q4 2021 Portfolio in Review

As of Q4 2021, Allworth Financial held 2,228 positions worth $7.05B, up 18% from $5.99B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Allworth Financial deployed $767M of net new capital in Q4 2021, opening 242 new positions and adding to 704 existing holdings. Its largest new stake was IQ ARB Merger Arbitrage ETF: 444,456 shares worth $14.3M.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P Mid-Cap 400 Value ETF, an estimated $45.1M trimmed.

  • Allworth Financial's largest Q4 2021 buy was IQ ARB Merger Arbitrage ETF: 444,456 shares worth $14.3M.
  • Allworth Financial added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $85.2M increase.
  • Allworth Financial's biggest Q4 2021 reduction was iShares S&P Mid-Cap 400 Value ETF, cutting an estimated $45.1M.
  • Allworth Financial fully exited iShares iBonds Dec 2021 Term Corporate ETF in Q4 2021, selling an estimated $4.78M.
  • Allworth Financial's ten largest holdings make up 58% of its $7.05B portfolio in Q4 2021.
  • Allworth Financial opened 242 new positions and closed 148 in Q4 2021.
  • Allworth Financial's portfolio value rose 18% quarter-over-quarter to $7.05B.

Based on Allworth Financial's 13F filing for Q4 2021, filed 21 Jan 2022.