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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-3.52%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+115.01%
AUM
$11.7B
AUM Growth
-$123M
Cap. Flow
+$310M
Cap. Flow %
2.65%
Top 10 Hldgs %
60.46%
Holding
3,627
New
376
Increased
1,428
Reduced
851
Closed
197

Top Buys

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$107M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$100M
3
BND icon
Vanguard Total Bond Market
BND
+$42M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$37.6M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$34M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$67.2M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$66.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.4M
4
QTJA icon
Innovator Growth Accelerated Plus ETF January
QTJA
+$9.79M
5
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$8.91M

Sector Composition

Rank Sector Weight
1 Technology 2.34%
2 Financials 1.01%
3 Healthcare 0.76%
4 Consumer Staples 0.62%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACEL icon
2151
Accel Entertainment
ACEL
$987M
$4.56K ﹤0.01%
416
+16
+4% +$178
DEMZ icon
2152
The Advisors' Inner Circle Fund III Democratic Large Cap Core ETF
DEMZ
$67.9M
$4.54K ﹤0.01%
172
– –
SSO icon
2153
ProShares Ultra S&P500
SSO
$8.36B
$4.54K ﹤0.01%
+170
New +$4.94K
PAVM icon
2154
PAVmed
PAVM
$33.9M
$4.51K ﹤0.01%
34
– –
MKTX icon
2155
MarketAxess Holdings
MKTX
$5.72B
$4.49K ﹤0.01%
21
-59
-74% -$14.3K
RXO icon
2156
RXO
RXO
$3.58B
$4.48K ﹤0.01%
227
– –
PRGO icon
2157
Perrigo
PRGO
$1.78B
$4.47K ﹤0.01%
+140
New +$4.93K
SMTC icon
2158
Semtech
SMTC
$13B
$4.46K ﹤0.01%
173
+33
+24% +$867
NXST icon
2159
Nexstar Media Group
NXST
$5.97B
$4.45K ﹤0.01%
31
+11
+55% +$1.79K
AEIS icon
2160
Advanced Energy
AEIS
$13B
$4.43K ﹤0.01%
43
+8
+23% +$896
FNCL icon
2161
Fidelity MSCI Financials Index ETF
FNCL
$2.4B
$4.42K ﹤0.01%
+95
New +$4.59K
TGNA
2162
DELISTED
TEGNA Inc
TGNA
$4.42K ﹤0.01%
303
-719
-70% -$11.7K
NWL icon
2163
Newell Brands
NWL
$2.56B
$4.42K ﹤0.01%
489
+225
+85% +$2.24K
KN icon
2164
Knowles
KN
$3.34B
$4.41K ﹤0.01%
298
+35
+13% +$574
OMCL icon
2165
Omnicell
OMCL
$1.68B
$4.41K ﹤0.01%
98
-245
-71% -$14.8K
OPRA
2166
Opera Ltd
OPRA
$1.79B
$4.4K ﹤0.01%
390
– –
NFE icon
2167
New Fortress Energy
NFE
$101M
$4.39K ﹤0.01%
134
-17
-11% -$500
DFIN icon
2168
Donnelley Financial Solutions
DFIN
$1.16B
$4.39K ﹤0.01%
78
+63
+420% +$3.06K
DFE icon
2169
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$4.36K ﹤0.01%
83
– –
KMT icon
2170
Kennametal
KMT
$2.52B
$4.35K ﹤0.01%
175
+25
+17% +$676
NAN icon
2171
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$4.35K ﹤0.01%
450
– –
PTEN icon
2172
Patterson-UTI
PTEN
$3.76B
$4.33K ﹤0.01%
+313
New +$4.58K
RGR icon
2173
Sturm, Ruger & Co
RGR
$593M
$4.33K ﹤0.01%
83
-6
-7% -$315
ALSN icon
2174
Allison Transmission
ALSN
$9.82B
$4.31K ﹤0.01%
73
+4
+6% +$235
FWONA icon
2175
Liberty Media Series A
FWONA
$23.6B
$4.3K ﹤0.01%
76
+23
+43% +$1.4K
85 86
87
88 89

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CS
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Voloridge Investment Management
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SC
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EARNEST Partners
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JG
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Pathstone Holdings
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Allworth Financial's Q3 2023 Portfolio in Review

As of Q3 2023, Allworth Financial held 3,627 positions worth $11.7B, down 1% from $11.8B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Allworth Financial's Q3 2023 filing shows 376 new, 1,428 increased, 851 reduced and 197 closed positions. Its largest new stake was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $67.2M.

By sector, the portfolio is most concentrated in Technology at 2.3% of assets, down from 2.4% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2023 buy was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M.
  • Allworth Financial added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2023, an estimated $107M increase.
  • Allworth Financial's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $67.2M.
  • Allworth Financial fully exited Innovator US Equity Ultra Buffer ETF February in Q3 2023, selling an estimated $2.69M.
  • Allworth Financial's ten largest holdings make up 60% of its $11.7B portfolio in Q3 2023.
  • Allworth Financial opened 376 new positions and closed 197 in Q3 2023.
  • Allworth Financial's portfolio value fell 1% quarter-over-quarter to $11.7B.

Based on Allworth Financial's 13F filing for Q3 2023, filed 31 Oct 2023.