We are live on ! Find out more
AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-3.52%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+115.01%
AUM
$11.7B
AUM Growth
-$123M
Cap. Flow
+$310M
Cap. Flow %
2.65%
Top 10 Hldgs %
60.46%
Holding
3,627
New
376
Increased
1,428
Reduced
851
Closed
197

Top Buys

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$107M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$100M
3
BND icon
Vanguard Total Bond Market
BND
+$42M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$37.6M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$34M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$67.2M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$66.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.4M
4
QTJA icon
Innovator Growth Accelerated Plus ETF January
QTJA
+$9.79M
5
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$8.91M

Sector Composition

Rank Sector Weight
1 Technology 2.34%
2 Financials 1.01%
3 Healthcare 0.76%
4 Consumer Staples 0.62%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADNT icon
2101
Adient
ADNT
$1.5B
$5.03K ﹤0.01%
137
+13
+10% +$518
KOF icon
2102
Coca-Cola Femsa
KOF
$23.2B
$5.02K ﹤0.01%
64
+19
+42% +$1.57K
SVC
2103
Service Properties Trust
SVC
$1.07B
$4.98K ﹤0.01%
129
+17
+15% +$707
VOOV icon
2104
Vanguard S&P 500 Value ETF
VOOV
$6.71B
$4.97K ﹤0.01%
33
– –
UUUU icon
2105
Energy Fuels
UUUU
$3.53B
$4.96K ﹤0.01%
603
-54
-8% -$371
MMAT
2106
DELISTED
Meta Materials Inc. Common Stock
MMAT
$4.95K ﹤0.01%
234
– –
TPH
2107
DELISTED
Tri Pointe Homes
TPH
$4.92K ﹤0.01%
180
+173
+2,471% +$5.31K
NEO icon
2108
NeoGenomics
NEO
$2.13B
$4.92K ﹤0.01%
400
– –
STEM icon
2109
Stem
STEM
$52.7M
$4.92K ﹤0.01%
58
– –
EQH icon
2110
Equitable Holdings
EQH
$14.1B
$4.91K ﹤0.01%
173
+158
+1,053% +$4.46K
ESE icon
2111
ESCO Technologies
ESE
$7.92B
$4.91K ﹤0.01%
47
+17
+57% +$1.75K
GATX icon
2112
GATX Corp
GATX
$6.27B
$4.9K ﹤0.01%
45
-9
-17% -$1.09K
HEDJ icon
2113
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$4.9K ﹤0.01%
124
– –
RLI icon
2114
RLI Corp
RLI
$5.89B
$4.89K ﹤0.01%
72
+48
+200% +$3.24K
SCHJ icon
2115
Schwab 1-5 Year Corporate Bond ETF
SCHJ
$848M
$4.88K ﹤0.01%
+208
New +$4.9K
BLND icon
2116
Blend Labs
BLND
$386M
$4.88K ﹤0.01%
3,561
– –
HUBG icon
2117
HUB Group
HUBG
$2.92B
$4.87K ﹤0.01%
124
+106
+589% +$4.35K
KOP icon
2118
Koppers
KOP
$969M
$4.87K ﹤0.01%
123
+36
+41% +$1.36K
VECO icon
2119
Veeco
VECO
$3.23B
$4.86K ﹤0.01%
173
+95
+122% +$2.62K
SKYY icon
2120
First Trust Cloud Computing ETF
SKYY
$3.12B
$4.86K ﹤0.01%
64
-50
-44% -$3.9K
AD
2121
Array Digital Infrastructure
AD
$3.05B
$4.86K ﹤0.01%
113
+4
+4% +$130
BUYW icon
2122
Main BuyWrite ETF
BUYW
$1.3B
$4.84K ﹤0.01%
364
+5
+1% +$67
HTZWW
2123
Hertz Global Holdings Warrants
HTZWW
$95.5M
$4.83K ﹤0.01%
790
– –
AXSM icon
2124
Axsome Therapeutics
AXSM
$10.9B
$4.82K ﹤0.01%
69
+31
+82% +$2.32K
NYT icon
2125
New York Times
NYT
$10.2B
$4.82K ﹤0.01%
117
+16
+16% +$673
83 84
85
86 87

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.25% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Teacher Retirement System of Texas
Teacher Retirement System of Texas Austin, Texas $24B AUM 29.51% 1-Year Est. Return

Allworth Financial's Q3 2023 Portfolio in Review

As of Q3 2023, Allworth Financial held 3,627 positions worth $11.7B, down 1% from $11.8B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Allworth Financial's Q3 2023 filing shows 376 new, 1,428 increased, 851 reduced and 197 closed positions. Its largest new stake was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $67.2M.

By sector, the portfolio is most concentrated in Technology at 2.3% of assets, down from 2.4% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2023 buy was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M.
  • Allworth Financial added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2023, an estimated $107M increase.
  • Allworth Financial's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $67.2M.
  • Allworth Financial fully exited Innovator US Equity Ultra Buffer ETF February in Q3 2023, selling an estimated $2.69M.
  • Allworth Financial's ten largest holdings make up 60% of its $11.7B portfolio in Q3 2023.
  • Allworth Financial opened 376 new positions and closed 197 in Q3 2023.
  • Allworth Financial's portfolio value fell 1% quarter-over-quarter to $11.7B.

Based on Allworth Financial's 13F filing for Q3 2023, filed 31 Oct 2023.