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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-3.52%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+115.01%
AUM
$11.7B
AUM Growth
-$123M
Cap. Flow
+$310M
Cap. Flow %
2.65%
Top 10 Hldgs %
60.46%
Holding
3,627
New
376
Increased
1,428
Reduced
851
Closed
197

Top Buys

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$107M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$100M
3
BND icon
Vanguard Total Bond Market
BND
+$42M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$37.6M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$34M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$67.2M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$66.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.4M
4
QTJA icon
Innovator Growth Accelerated Plus ETF January
QTJA
+$9.79M
5
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$8.91M

Sector Composition

Rank Sector Weight
1 Technology 2.34%
2 Financials 1.01%
3 Healthcare 0.76%
4 Consumer Staples 0.62%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MT icon
2001
ArcelorMittal
MT
$55.3B
$6.56K ﹤0.01%
262
+25
+11% +$665
EUFN icon
2002
iShares MSCI Europe Financials ETF
EUFN
$4.29B
$6.54K ﹤0.01%
346
– –
FWONK icon
2003
Liberty Media Series C
FWONK
$25.8B
$6.54K ﹤0.01%
105
+45
+75% +$3.09K
VOYA icon
2004
Voya Financial
VOYA
$9.19B
$6.51K ﹤0.01%
98
+31
+46% +$2.21K
FSS icon
2005
Federal Signal
FSS
$7.83B
$6.51K ﹤0.01%
109
-8
-7% -$485
PYZ icon
2006
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$77.8M
$6.44K ﹤0.01%
82
– –
MRSN
2007
DELISTED
Mersana Therapeutics
MRSN
$6.42K ﹤0.01%
202
– –
TRTY icon
2008
Cambria Trinity ETF
TRTY
$145M
$6.41K ﹤0.01%
262
-1,281
-83% -$31.8K
BLW icon
2009
BlackRock Limited Duration Income Trust
BLW
$493M
$6.39K ﹤0.01%
496
+7
+1% +$91
MRDB
2010
DELISTED
MariaDB plc
MRDB
$6.33K ﹤0.01%
13,193
– –
MANH icon
2011
Manhattan Associates
MANH
$11.4B
$6.33K ﹤0.01%
32
-267
-89% -$52.1K
NBIX icon
2012
Neurocrine Biosciences
NBIX
$16.6B
$6.3K ﹤0.01%
56
-19
-25% -$2K
BNS icon
2013
Scotiabank
BNS
$108B
$6.29K ﹤0.01%
138
-146
-51% -$7K
SCD
2014
LMP Capital and Income Fund
SCD
$358M
$6.29K ﹤0.01%
503
– –
EEFT icon
2015
Euronet Worldwide
EEFT
$2.7B
$6.28K ﹤0.01%
79
-78
-50% -$7.25K
BFAM icon
2016
Bright Horizons
BFAM
$3.86B
$6.27K ﹤0.01%
77
+5
+7% +$462
MIDD icon
2017
Middleby
MIDD
$6.08B
$6.27K ﹤0.01%
49
+13
+36% +$1.85K
DAR icon
2018
Darling Ingredients
DAR
$9.44B
$6.26K ﹤0.01%
120
-228
-66% -$14.2K
RCI icon
2019
Rogers Communications
RCI
$18.6B
$6.22K ﹤0.01%
162
+76
+88% +$3.19K
BBWI icon
2020
Bath & Body Works
BBWI
$4.1B
$6.2K ﹤0.01%
184
-417
-69% -$15.1K
HAE icon
2021
Haemonetics
HAE
$4B
$6.18K ﹤0.01%
69
+40
+138% +$3.57K
JPS
2022
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$6.17K ﹤0.01%
1,000
– –
ACMR icon
2023
ACM Research
ACMR
$5.79B
$6.16K ﹤0.01%
340
+240
+240% +$3.57K
KEP icon
2024
Korea Electric Power
KEP
$16B
$6.13K ﹤0.01%
952
– –
ENLC
2025
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$6.11K ﹤0.01%
500
– –
79 80
81
82 83

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
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JG
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Pathstone Holdings
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Teacher Retirement System of Texas
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Allworth Financial's Q3 2023 Portfolio in Review

As of Q3 2023, Allworth Financial held 3,627 positions worth $11.7B, down 1% from $11.8B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Allworth Financial's Q3 2023 filing shows 376 new, 1,428 increased, 851 reduced and 197 closed positions. Its largest new stake was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $67.2M.

By sector, the portfolio is most concentrated in Technology at 2.3% of assets, down from 2.4% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2023 buy was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M.
  • Allworth Financial added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2023, an estimated $107M increase.
  • Allworth Financial's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $67.2M.
  • Allworth Financial fully exited Innovator US Equity Ultra Buffer ETF February in Q3 2023, selling an estimated $2.69M.
  • Allworth Financial's ten largest holdings make up 60% of its $11.7B portfolio in Q3 2023.
  • Allworth Financial opened 376 new positions and closed 197 in Q3 2023.
  • Allworth Financial's portfolio value fell 1% quarter-over-quarter to $11.7B.

Based on Allworth Financial's 13F filing for Q3 2023, filed 31 Oct 2023.