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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+6.33%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$22.7B
AUM Growth
+$1.8B
Cap. Flow
+$532M
Cap. Flow %
2.35%
Top 10 Hldgs %
49.54%
Holding
5,084
New
459
Increased
2,628
Reduced
990
Closed
174

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$144M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$114M
3
DUHP icon
Dimensional US High Profitability ETF
DUHP
+$70.8M
4
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$58.1M
5
BND icon
Vanguard Total Bond Market
BND
+$56.4M

Top Sells

Rank Stock Value
1
VFLO icon
VictoryShares Free Cash Flow ETF
VFLO
+$116M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$93.4M
3
XBAP icon
Innovator US Equity Accelerated 9 Buffer ETF April
XBAP
+$52.5M
4
KMAY
Innovator U.S. Small Cap Power Buffer ETF - May
KMAY
+$21.2M
5
IPDP
Dividend Performers ETF
IPDP
+$20.2M

Sector Composition

Rank Sector Weight
1 Technology 7.24%
2 Financials 2.92%
3 Healthcare 1.95%
4 Industrials 1.85%
5 Consumer Discretionary 1.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WCN
176
Waste Connections
WCN
$42.3B
$12.6M 0.06%
71,507
-1,237
-2% -$225K
UNP icon
177
Union Pacific
UNP
$173B
$12.5M 0.06%
53,065
-2,433
-4% -$548K
EFA icon
178
iShares MSCI EAFE ETF
EFA
$78.4B
$12.5M 0.06%
133,571
+12,365
+10% +$1.12M
NVS icon
179
Novartis
NVS
$292B
$12.3M 0.05%
95,597
-261
-0.3% -$31.8K
DFUS
180
Dimensional US Equity ETF
DFUS
$21.2B
$12.2M 0.05%
168,858
-2,501
-1% -$174K
DGRO icon
181
iShares Core Dividend Growth ETF
DGRO
$42.9B
$12.2M 0.05%
179,480
+1,209
+0.7% +$79.9K
SCHV
182
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$12.1M 0.05%
416,648
-20,049
-5% -$570K
SPSM icon
183
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.3B
$12.1M 0.05%
260,152
+17,687
+7% +$793K
TDVG icon
184
T. Rowe Price Dividend Growth ETF
TDVG
$1.42B
$11.9M 0.05%
271,429
+5,794
+2% +$249K
NSEP
185
Innovator Growth-100 Power Buffer ETF - September
NSEP
$33.1M
$11.9M 0.05%
+414,981
New +$11.6M
VV icon
186
Vanguard Morningstar Large-Cap ETF
VV
$53.2B
$11.9M 0.05%
38,514
+145
+0.4% +$42.9K
ISRG icon
187
Intuitive Surgical
ISRG
$135B
$11.8M 0.05%
26,399
-229
-0.9% -$110K
IWN icon
188
iShares Russell 2000 Value ETF
IWN
$14.5B
$11.7M 0.05%
66,073
-1,172
-2% -$198K
DFAS icon
189
Dimensional US Small Cap ETF
DFAS
$15.5B
$11.5M 0.05%
167,688
-1,249
-0.7% -$83.4K
DELL icon
190
Dell
DELL
$277B
$11.5M 0.05%
80,908
-10,229
-11% -$1.33M
IDEV icon
191
iShares Core MSCI International Developed Markets ETF
IDEV
$31.8B
$11.4M 0.05%
142,674
-11,417
-7% -$887K
DFSD
192
Dimensional Short-Duration Fixed Income ETF
DFSD
$7.13B
$11.4M 0.05%
235,691
+46,466
+25% +$2.24M
PEP icon
193
PepsiCo
PEP
$191B
$11.3M 0.05%
80,416
+4,978
+7% +$711K
SUSB icon
194
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$11.2M 0.05%
441,876
+11,175
+3% +$281K
AMGN icon
195
Amgen
AMGN
$204B
$11.1M 0.05%
39,281
+648
+2% +$188K
TFC icon
196
Truist Financial
TFC
$63.4B
$11.1M 0.05%
242,433
+3,668
+2% +$165K
CRM icon
197
Salesforce
CRM
$152B
$11M 0.05%
46,405
-6,240
-12% -$1.57M
ANGL icon
198
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.04B
$11M 0.05%
369,499
+40,943
+12% +$1.2M
TCAF icon
199
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$8.15B
$10.8M 0.05%
286,735
+17,115
+6% +$626K
LRCX icon
200
Lam Research
LRCX
$369B
$10.8M 0.05%
80,703
-7,548
-9% -$799K
6 7
8
9 10

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CS
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SC
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JG
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Allworth Financial's Q3 2025 Portfolio in Review

As of Q3 2025, Allworth Financial held 5,084 positions worth $22.7B, up 8.6% from $20.9B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Allworth Financial's Q3 2025 filing shows 459 new, 2,628 increased, 990 reduced and 174 closed positions. Its largest new stake was Innovator U.S. Small Cap Power Buffer ETF - February: 904,503 shares worth $24.2M. The largest sale was VictoryShares Free Cash Flow ETF, an estimated $116M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2025 buy was Innovator U.S. Small Cap Power Buffer ETF - February: 904,503 shares worth $24.2M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2025, an estimated $144M increase.
  • Allworth Financial's biggest Q3 2025 reduction was VictoryShares Free Cash Flow ETF, cutting an estimated $116M.
  • Allworth Financial fully exited Dividend Performers ETF in Q3 2025, selling an estimated $20.2M.
  • Allworth Financial's ten largest holdings make up 50% of its $22.7B portfolio in Q3 2025.
  • Allworth Financial opened 459 new positions and closed 174 in Q3 2025.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $22.7B.

Based on Allworth Financial's 13F filing for Q3 2025, filed 2 Dec 2025.