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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.62B
AUM Growth
+$57.3M
Cap. Flow
+$36.4M
Cap. Flow %
1.39%
Top 10 Hldgs %
73.47%
Holding
1,064
New
97
Increased
240
Reduced
135
Closed
46

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$28.5M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$27.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.9M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.6M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$9.73M

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$47.6M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$27.9M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.2M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.5M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$941K

Sector Composition

Rank Sector Weight
1 Technology 1.76%
2 Communication Services 0.88%
3 Financials 0.45%
4 Healthcare 0.35%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTUS
176
DELISTED
Natus Medical Inc
NTUS
$184K 0.01%
5,789
– –
HE icon
177
Hawaiian Electric Industries
HE
$2.26B
$181K 0.01%
3,966
– –
CRVL icon
178
CorVel
CRVL
$3.18B
$180K 0.01%
7,140
– –
STZ icon
179
Constellation Brands
STZ
$22.5B
$180K 0.01%
869
+3
+0.3% +$602
WBA
180
DELISTED
Walgreens Boots Alliance
WBA
$179K 0.01%
3,230
+1
+0% +$54
ESS icon
181
Essex Property Trust
ESS
$19.1B
$178K 0.01%
+546
New +$171K
LVHD icon
182
Franklin US Low Volatility High Dividend Index ETF
LVHD
$640M
$176K 0.01%
+5,230
New +$170K
D icon
183
Dominion Energy
D
$62.1B
$173K 0.01%
2,134
– –
DIA icon
184
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$173K 0.01%
644
-22
-3% -$5.87K
MMM icon
185
3M
MMM
$91.8B
$173K 0.01%
1,256
+90
+8% +$12.6K
LNC icon
186
Lincoln National
LNC
$7.92B
$169K 0.01%
2,796
+2
+0.1% +$120
AXON
187
Axon Enterprise
AXON
$42.8B
$168K 0.01%
2,966
+85
+3% +$5.36K
VOO icon
188
Vanguard S&P 500 ETF
VOO
$956B
$167K 0.01%
614
+9
+1% +$2.44K
CNC icon
189
Centene
CNC
$30.5B
$163K 0.01%
3,764
– –
YUM icon
190
Yum! Brands
YUM
$41.9B
$161K 0.01%
1,420
+1
+0.1% +$114
BSV icon
191
Vanguard Short-Term Bond ETF
BSV
$44.7B
$157K 0.01%
1,941
+33
+2% +$2.66K
IWR icon
192
iShares Russell Mid-Cap ETF
IWR
$55.9B
$156K 0.01%
2,788
– –
AGN
193
DELISTED
Allergan plc
AGN
$151K 0.01%
899
+190
+27% +$31K
HON icon
194
Honeywell
HON
$76.4B
$150K 0.01%
942
-154
-14% -$24.5K
EW icon
195
Edwards Lifesciences
EW
$49.4B
$149K 0.01%
2,028
– –
IWN icon
196
iShares Russell 2000 Value ETF
IWN
$14.3B
$147K 0.01%
1,230
– –
VNQ icon
197
Vanguard Real Estate ETF
VNQ
$39.9B
$147K 0.01%
1,575
+118
+8% +$10.7K
LLY icon
198
Eli Lilly
LLY
$1.08T
$146K 0.01%
1,302
+75
+6% +$8.35K
SAM icon
199
Boston Beer
SAM
$1.95B
$146K 0.01%
402
– –
XEL icon
200
Xcel Energy
XEL
$49.2B
$139K 0.01%
2,147
– –
6 7
8
9 10

Similar funds

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
SO
STRS Ohio Columbus, Ohio $25.2B AUM 30.31% 1-Year Est. Return

Allworth Financial's Q3 2019 Portfolio in Review

As of Q3 2019, Allworth Financial held 1,064 positions worth $2.62B, up 2.2% from $2.56B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q3 2019 filing shows 97 new, 240 increased, 135 reduced and 46 closed positions. Its largest new stake was iShares Core S&P US Growth ETF: 5,732 shares worth $360K. The largest sale was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $47.6M.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, up from 1.7% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q3 2019 buy was iShares Core S&P US Growth ETF: 5,732 shares worth $360K.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q3 2019, an estimated $28.5M increase.
  • Allworth Financial's biggest Q3 2019 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $47.6M.
  • Allworth Financial fully exited Ryanair in Q3 2019, selling an estimated $83K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.62B portfolio in Q3 2019.
  • Allworth Financial opened 97 new positions and closed 46 in Q3 2019.
  • Allworth Financial's portfolio value rose 2.2% quarter-over-quarter to $2.62B.

Based on Allworth Financial's 13F filing for Q3 2019, filed 9 Oct 2019.