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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+0.47%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$987M
AUM Growth
+$36.4M
Cap. Flow
+$126M
Cap. Flow %
12.74%
Top 10 Hldgs %
88.85%
Holding
786
New
44
Increased
105
Reduced
134
Closed
67

Top Buys

Rank Stock Value
1
MET icon
MetLife
MET
+$48.3M
2
VOYA icon
Voya Financial
VOYA
+$45M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$12.9M
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$9.28M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.74M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$3.36M
2
DVY icon
iShares Select Dividend ETF
DVY
+$991K
3
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$541K
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$404K
5
MUB icon
iShares National Muni Bond ETF
MUB
+$403K

Sector Composition

Rank Sector Weight
1 Technology 1.47%
2 Financials 0.96%
3 Communication Services 0.96%
4 Energy 0.7%
5 Consumer Staples 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAC icon
176
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
– –
0
– –
BRCD
177
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$75K 0.01%
6,000
– –
AFL icon
178
Aflac
AFL
$65.9B
$74K 0.01%
2,126
+2
+0.1% +$70
PPT
179
Franklin Premier Income Trust
PPT
$323M
$74K 0.01%
14,952
– –
SWKS icon
180
Skyworks Solutions
SWKS
$9.73B
$74K 0.01%
986
– –
GILD icon
181
Gilead Sciences
GILD
$167B
$72K 0.01%
1,000
-123
-11% -$9.14K
MDLZ icon
182
Mondelez International
MDLZ
$80.2B
$72K 0.01%
1,625
– –
SCHW
183
Charles Schwab
SCHW
$184B
$72K 0.01%
1,831
– –
NFLX icon
184
Netflix
NFLX
$301B
$71K 0.01%
5,740
– –
CCL icon
185
Carnival Corporation Ltd
CCL
$38.7B
$69K 0.01%
1,319
+201
+18% +$10.1K
GD icon
186
General Dynamics
GD
$106B
$69K 0.01%
400
-11
-3% -$1.8K
LQD icon
187
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
$69K 0.01%
588
-316
-35% -$37.6K
PCK
188
DELISTED
Pimco California Municipal Income Fund II
PCK
$69K 0.01%
7,495
– –
DUK icon
189
Duke Energy
DUK
$101B
$68K 0.01%
880
-73
-8% -$5.59K
SAM icon
190
Boston Beer
SAM
$1.93B
$68K 0.01%
400
-50
-11% -$8.28K
OXY icon
191
Occidental Petroleum
OXY
$53.6B
$67K 0.01%
947
+151
+19% +$10.7K
QQQX icon
192
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$67K 0.01%
3,591
– –
CAT icon
193
Caterpillar
CAT
$387B
$66K 0.01%
708
+2
+0.3% +$181
DD icon
194
DuPont de Nemours
DD
$19B
$65K 0.01%
451
+425
+1,635% +$59.2K
IWR icon
195
iShares Russell Mid-Cap ETF
IWR
$56.5B
$65K 0.01%
1,460
– –
SCHE icon
196
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$65K 0.01%
2,998
-1,949
-39% -$43.6K
PLBC icon
197
Plumas Bancorp
PLBC
$433M
$64K 0.01%
3,349
– –
SABA
198
Saba Capital Income & Opportunities Fund II
SABA
$221M
$63K 0.01%
4,882
– –
MMP
199
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
0
– –
COHR
200
DELISTED
Coherent Inc
COHR
$63K 0.01%
459
– –
6 7
8
9 10

Similar funds

Rafferty Asset Management
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CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
SO
STRS Ohio Columbus, Ohio $25.2B AUM 30.31% 1-Year Est. Return

Allworth Financial's Q4 2016 Portfolio in Review

As of Q4 2016, Allworth Financial held 786 positions worth $987M, up 3.8% from $951M the previous quarter. Its ten largest holdings account for 89% of the portfolio.

Allworth Financial deployed $126M of net new capital in Q4 2016, opening 44 new positions and adding to 105 existing holdings. Its largest new stake was Voya Financial: 1,277,883 shares worth $1.28M.

By sector, the portfolio is most concentrated in Technology at 1.5% of assets, down from 1.5% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $3.36M trimmed.

  • Allworth Financial's largest Q4 2016 buy was Voya Financial: 1,277,883 shares worth $1.28M.
  • Allworth Financial added most to MetLife in Q4 2016, an estimated $48.3M increase.
  • Allworth Financial's biggest Q4 2016 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $3.36M.
  • Allworth Financial fully exited Tableau Software, Inc. in Q4 2016, selling an estimated $134K.
  • Allworth Financial's ten largest holdings make up 89% of its $987M portfolio in Q4 2016.
  • Allworth Financial opened 44 new positions and closed 67 in Q4 2016.
  • Allworth Financial's portfolio value rose 3.8% quarter-over-quarter to $987M.

Based on Allworth Financial's 13F filing for Q4 2016, filed 2 Feb 2017.