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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+2.23%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$951M
AUM Growth
+$58.5M
Cap. Flow
+$39.2M
Cap. Flow %
4.13%
Top 10 Hldgs %
88.52%
Holding
785
New
100
Increased
173
Reduced
85
Closed
45

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$23.8M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$9.39M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.77M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.52M
5
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$2.1M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$3.18M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$1.61M
3
DVY icon
iShares Select Dividend ETF
DVY
+$1.02M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$812K
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$626K

Sector Composition

Rank Sector Weight
1 Technology 1.52%
2 Communication Services 0.95%
3 Financials 0.64%
4 Healthcare 0.6%
5 Consumer Staples 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUK icon
176
Duke Energy
DUK
$101B
$76K 0.01%
953
– –
WABC icon
177
Westamerica Bancorp
WABC
$1.39B
$76K 0.01%
1,490
– –
SWKS icon
178
Skyworks Solutions
SWKS
$9.73B
$75K 0.01%
986
+335
+51% +$23.4K
BOCH
179
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$75K 0.01%
10,387
– –
NVDA icon
180
NVIDIA
NVDA
$4.77T
$73K 0.01%
42,320
+6,440
+18% +$9.51K
PPT
181
Franklin Premier Income Trust
PPT
$323M
$73K 0.01%
14,952
– –
MDLZ icon
182
Mondelez International
MDLZ
$80.2B
$71K 0.01%
1,625
+756
+87% +$33.2K
SAM icon
183
Boston Beer
SAM
$1.93B
$70K 0.01%
450
– –
RPTP
184
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
$70K 0.01%
+7,849
New +$55.8K
CVS icon
185
CVS Health
CVS
$140B
$69K 0.01%
777
+157
+25% +$14.8K
OEF icon
186
iShares S&P 100 ETF
OEF
$19.8B
$68K 0.01%
709
+4
+0.6% +$384
QQQX icon
187
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$68K 0.01%
3,591
– –
AXON
188
Axon Enterprise
AXON
$44.1B
$67K 0.01%
2,342
– –
GD icon
189
General Dynamics
GD
$106B
$64K 0.01%
411
-19
-4% -$2.83K
IWR icon
190
iShares Russell Mid-Cap ETF
IWR
$56.5B
$64K 0.01%
1,460
– –
MCK icon
191
McKesson
MCK
$104B
$64K 0.01%
382
– –
CAT icon
192
Caterpillar
CAT
$387B
$63K 0.01%
706
-75
-10% -$6.14K
CL icon
193
Colgate-Palmolive
CL
$74.2B
$63K 0.01%
853
-29
-3% -$2.14K
QCOM icon
194
Qualcomm
QCOM
$172B
$63K 0.01%
913
-106
-10% -$6.45K
XLU icon
195
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
$63K 0.01%
2,562
– –
SABA
196
Saba Capital Income & Opportunities Fund II
SABA
$221M
$61K 0.01%
4,882
– –
TFC icon
197
Truist Financial
TFC
$64.7B
$61K 0.01%
1,630
– –
IVW icon
198
iShares S&P 500 Growth ETF
IVW
$71.9B
$60K 0.01%
1,976
+1,628
+468% +$49.3K
MMP
199
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
0
– –
OXY icon
200
Occidental Petroleum
OXY
$53.6B
$58K 0.01%
796
+4
+0.5% +$299
6 7
8
9 10

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
SO
STRS Ohio Columbus, Ohio $25.2B AUM 30.31% 1-Year Est. Return

Allworth Financial's Q3 2016 Portfolio in Review

As of Q3 2016, Allworth Financial held 785 positions worth $951M, up 6.6% from $892M the previous quarter. Its ten largest holdings account for 89% of the portfolio.

Allworth Financial deployed $39.2M of net new capital in Q3 2016, opening 100 new positions and adding to 173 existing holdings. Its largest new stake was Alexander & Baldwin: 5,280 shares worth $203K.

By sector, the portfolio is most concentrated in Technology at 1.5% of assets, up from 1.4% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $3.18M trimmed.

  • Allworth Financial's largest Q3 2016 buy was Alexander & Baldwin: 5,280 shares worth $203K.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q3 2016, an estimated $23.8M increase.
  • Allworth Financial's biggest Q3 2016 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $3.18M.
  • Allworth Financial fully exited Alcoa in Q3 2016, selling an estimated $196K.
  • Allworth Financial's ten largest holdings make up 89% of its $951M portfolio in Q3 2016.
  • Allworth Financial opened 100 new positions and closed 45 in Q3 2016.
  • Allworth Financial's portfolio value rose 6.6% quarter-over-quarter to $951M.

Based on Allworth Financial's 13F filing for Q3 2016, filed 7 Feb 2017.