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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$799M
AUM Growth
+$246M
Cap. Flow
+$225M
Cap. Flow %
28.19%
Top 10 Hldgs %
83.62%
Holding
721
New
52
Increased
138
Reduced
72
Closed
65

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$57.5M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$43M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$36.1M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$33.8M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$24.6M

Top Sells

Rank Stock Value
1
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$4.38M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.57M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$959K
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$643K
5
EEMS icon
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
+$540K

Sector Composition

Rank Sector Weight
1 Technology 1.6%
2 Communication Services 1.03%
3 Financials 0.78%
4 Consumer Staples 0.67%
5 Energy 0.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXP icon
176
Nuveen Select Tax-Free Income Portfolio
NXP
$899M
– –
0
– –
IJR icon
177
iShares Core S&P Small-Cap ETF
IJR
$110B
$73K 0.01%
+1,294
New +$67.5K
WABC icon
178
Westamerica Bancorp
WABC
$1.39B
$73K 0.01%
1,495
– –
HON icon
179
Honeywell
HON
$78.3B
$72K 0.01%
713
+1
+0.1% +$94
INCY icon
180
Incyte
INCY
$26B
$72K 0.01%
1,000
– –
TGT icon
181
Target
TGT
$65.5B
$72K 0.01%
870
+100
+13% +$7.55K
MDU icon
182
MDU Resources
MDU
$4.31B
$71K 0.01%
9,644
– –
PPT
183
Franklin Premier Income Trust
PPT
$323M
$71K 0.01%
14,952
– –
AGN
184
DELISTED
Allergan plc
AGN
$71K 0.01%
264
– –
OXY icon
185
Occidental Petroleum
OXY
$53.6B
$70K 0.01%
1,022
+2
+0.2% +$134
SWKS icon
186
Skyworks Solutions
SWKS
$9.73B
$70K 0.01%
905
+654
+261% +$44.4K
QQQX icon
187
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$66K 0.01%
3,591
– –
BOCH
188
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$66K 0.01%
10,388
+48
+0.5% +$296
PTF icon
189
Invesco Dorsey Wright Technology Momentum ETF
PTF
$551M
$65K 0.01%
5,241
– –
CAT icon
190
Caterpillar
CAT
$387B
$64K 0.01%
836
+3
+0.4% +$201
CVS icon
191
CVS Health
CVS
$140B
$64K 0.01%
620
– –
EPD icon
192
Enterprise Products Partners
EPD
$83.6B
– –
0
– –
OEF icon
193
iShares S&P 100 ETF
OEF
$19.8B
$64K 0.01%
701
+3
+0.4% +$262
SABA
194
Saba Capital Income & Opportunities Fund II
SABA
$221M
$64K 0.01%
4,882
– –
XLU icon
195
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
$64K 0.01%
2,562
– –
YUM icon
196
Yum! Brands
YUM
$41.4B
$63K 0.01%
1,071
– –
MCK icon
197
McKesson
MCK
$104B
$60K 0.01%
382
– –
OKE icon
198
Oneok
OKE
$55.9B
$60K 0.01%
2,000
– –
IWR icon
199
iShares Russell Mid-Cap ETF
IWR
$56.5B
$59K 0.01%
1,460
– –
BKNG icon
200
Booking.com
BKNG
$154B
$58K 0.01%
1,125
– –
6 7
8
9 10

Similar funds

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
SO
STRS Ohio Columbus, Ohio $25.2B AUM 30.31% 1-Year Est. Return

Allworth Financial's Q1 2016 Portfolio in Review

As of Q1 2016, Allworth Financial held 721 positions worth $799M, up 44% from $553M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

Allworth Financial deployed $225M of net new capital in Q1 2016, opening 52 new positions and adding to 138 existing holdings. Its largest new stake was Goldman Sachs ActiveBeta US Large Cap Equity ETF: 17,200 shares worth $722K.

By sector, the portfolio is most concentrated in Technology at 1.6% of assets, down from 2.1% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was iShares Core MSCI Total International Stock ETF, an estimated $4.38M trimmed.

  • Allworth Financial's largest Q1 2016 buy was Goldman Sachs ActiveBeta US Large Cap Equity ETF: 17,200 shares worth $722K.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q1 2016, an estimated $57.5M increase.
  • Allworth Financial's biggest Q1 2016 reduction was iShares Core MSCI Total International Stock ETF, cutting an estimated $4.38M.
  • Allworth Financial fully exited CHUBB CORPORATION in Q1 2016, selling an estimated $326K.
  • Allworth Financial's ten largest holdings make up 84% of its $799M portfolio in Q1 2016.
  • Allworth Financial opened 52 new positions and closed 65 in Q1 2016.
  • Allworth Financial's portfolio value rose 44% quarter-over-quarter to $799M.

Based on Allworth Financial's 13F filing for Q1 2016, filed 16 May 2016.