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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+3.12%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$553M
AUM Growth
+$272M
Cap. Flow
+$263M
Cap. Flow %
47.49%
Top 10 Hldgs %
79.98%
Holding
716
New
48
Increased
114
Reduced
85
Closed
43

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$111M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$40.8M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$25.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$22.9M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$14.8M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$6.75M
2
IDV icon
iShares International Select Dividend ETF
IDV
+$987K
3
FM
iShares Frontier and Select EM ETF
FM
+$549K
4
HPQ icon
HP
HPQ
+$305K
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$214K

Sector Composition

Rank Sector Weight
1 Technology 2.06%
2 Communication Services 1.26%
3 Financials 1.16%
4 Healthcare 0.89%
5 Energy 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXP icon
176
Nuveen Select Tax-Free Income Portfolio
NXP
$898M
– –
0
– –
LQD icon
177
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$71K 0.01%
624
+24
+4% +$2.77K
WEC icon
178
WEC Energy
WEC
$36.3B
$71K 0.01%
1,392
+42
+3% +$2.14K
QQQX icon
179
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.41B
$70K 0.01%
3,591
– –
WABC icon
180
Westamerica Bancorp
WABC
$1.39B
$70K 0.01%
1,495
– –
OXY icon
181
Occidental Petroleum
OXY
$55.7B
$69K 0.01%
1,020
+3
+0.3% +$216
PTF icon
182
Invesco Dorsey Wright Technology Momentum ETF
PTF
$513M
$69K 0.01%
5,241
– –
BOCH
183
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$69K 0.01%
10,340
+53
+0.5% +$347
DUK icon
184
Duke Energy
DUK
$101B
$68K 0.01%
953
-559
-37% -$39.3K
MDU icon
185
MDU Resources
MDU
$4.18B
$67K 0.01%
9,644
– –
HON icon
186
Honeywell
HON
$76.4B
$66K 0.01%
712
+1
+0.1% +$92
OEF icon
187
iShares S&P 100 ETF
OEF
$19.5B
$64K 0.01%
698
+8
+1% +$734
CAH icon
188
Cardinal Health
CAH
$53.7B
$62K 0.01%
693
– –
SABA
189
Saba Capital Income & Opportunities Fund II
SABA
$220M
$62K 0.01%
4,882
– –
TFC icon
190
Truist Financial
TFC
$63.9B
$62K 0.01%
1,630
– –
CVS icon
191
CVS Health
CVS
$135B
$61K 0.01%
620
+108
+21% +$10.6K
GD icon
192
General Dynamics
GD
$103B
$61K 0.01%
441
– –
TIER
193
DELISTED
TIER REIT, Inc.
TIER
$59K 0.01%
3,995
– –
IWR icon
194
iShares Russell Mid-Cap ETF
IWR
$55.9B
$58K 0.01%
1,460
– –
NFLX icon
195
Netflix
NFLX
$307B
$58K 0.01%
5,100
+1,100
+28% +$12.6K
BKNG icon
196
Booking.com
BKNG
$156B
$57K 0.01%
1,125
– –
CAT icon
197
Caterpillar
CAT
$361B
$57K 0.01%
833
– –
VIOO icon
198
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.12B
$57K 0.01%
1,146
+26
+2% +$1.33K
CCL icon
199
Carnival Corporation Ltd
CCL
$38.1B
$56K 0.01%
1,020
+1
+0.1% +$52
CL icon
200
Colgate-Palmolive
CL
$74.8B
$56K 0.01%
841
+2
+0.2% +$133
6 7
8
9 10

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
SO
STRS Ohio Columbus, Ohio $25.2B AUM 30.31% 1-Year Est. Return

Allworth Financial's Q4 2015 Portfolio in Review

As of Q4 2015, Allworth Financial held 716 positions worth $553M, up 97% from $281M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Allworth Financial deployed $263M of net new capital in Q4 2015, opening 48 new positions and adding to 114 existing holdings. Its largest new stake was iShares MSCI Emerging Markets Small-Cap ETF: 55,152 shares worth $2.25M.

By sector, the portfolio is most concentrated in Technology at 2.1% of assets, down from 3.8% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $6.75M trimmed.

  • Allworth Financial's largest Q4 2015 buy was iShares MSCI Emerging Markets Small-Cap ETF: 55,152 shares worth $2.25M.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q4 2015, an estimated $111M increase.
  • Allworth Financial's biggest Q4 2015 reduction was Vanguard Total Stock Market ETF, cutting an estimated $6.75M.
  • Allworth Financial fully exited Pinnacle West Capital in Q4 2015, selling an estimated $109K.
  • Allworth Financial's ten largest holdings make up 80% of its $553M portfolio in Q4 2015.
  • Allworth Financial opened 48 new positions and closed 43 in Q4 2015.
  • Allworth Financial's portfolio value rose 97% quarter-over-quarter to $553M.

Based on Allworth Financial's 13F filing for Q4 2015, filed 16 Feb 2016.