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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-7.49%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$281M
AUM Growth
+$839K
Cap. Flow
+$24.4M
Cap. Flow %
8.67%
Top 10 Hldgs %
71.91%
Holding
680
New
44
Increased
140
Reduced
40
Closed
12

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.17M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.13M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.68M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.78M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.19M

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$360K
2
SCHF icon
Schwab International Equity ETF
SCHF
+$331K
3
CAA
CalAtlantic Group, Inc.
CAA
+$159K
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$159K
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$150K

Sector Composition

Rank Sector Weight
1 Technology 3.8%
2 Communication Services 2.38%
3 Financials 2.12%
4 Energy 1.71%
5 Consumer Staples 1.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLY icon
176
Eli Lilly
LLY
$1.08T
$68K 0.02%
810
+645
+391% +$54.5K
NXP icon
177
Nuveen Select Tax-Free Income Portfolio
NXP
$898M
– –
0
– –
OXY icon
178
Occidental Petroleum
OXY
$55.7B
$67K 0.02%
1,017
+335
+49% +$23.4K
PTF icon
179
Invesco Dorsey Wright Technology Momentum ETF
PTF
$513M
$67K 0.02%
5,241
– –
PPL
180
PPL Corp
PPL
$26.9B
$66K 0.02%
2,000
– –
WABC icon
181
Westamerica Bancorp
WABC
$1.39B
$66K 0.02%
1,495
– –
VTV icon
182
Vanguard Value ETF
VTV
$188B
$65K 0.02%
843
– –
MDU icon
183
MDU Resources
MDU
$4.18B
$63K 0.02%
9,644
– –
QQQX icon
184
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.41B
$62K 0.02%
3,591
– –
AMAT icon
185
Applied Materials
AMAT
$347B
$61K 0.02%
4,171
+18
+0.4% +$301
GD icon
186
General Dynamics
GD
$103B
$61K 0.02%
441
– –
HON icon
187
Honeywell
HON
$76.4B
$61K 0.02%
711
+3
+0.4% +$273
MTB icon
188
M&T Bank
MTB
$36.3B
$61K 0.02%
+499
New +$62.4K
TGT icon
189
Target
TGT
$66.3B
$61K 0.02%
770
– –
LUMN icon
190
Lumen
LUMN
$6.43B
$60K 0.02%
2,393
+63
+3% +$1.74K
OEF icon
191
iShares S&P 100 ETF
OEF
$19.5B
$59K 0.02%
690
– –
SABA
192
Saba Capital Income & Opportunities Fund II
SABA
$220M
$59K 0.02%
4,882
– –
BOCH
193
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$59K 0.02%
10,287
+54
+0.5% +$311
TIER
194
DELISTED
TIER REIT, Inc.
TIER
$59K 0.02%
+3,995
New +$63.9K
SNDK
195
DELISTED
SANDISK CORP
SNDK
$59K 0.02%
1,078
+6
+0.6% +$332
TFC icon
196
Truist Financial
TFC
$63.9B
$58K 0.02%
1,630
– –
IWR icon
197
iShares Russell Mid-Cap ETF
IWR
$55.9B
$57K 0.02%
1,460
– –
SLV icon
198
iShares Silver Trust
SLV
$27.7B
$57K 0.02%
4,133
– –
BKNG icon
199
Booking.com
BKNG
$156B
$56K 0.02%
1,125
+250
+29% +$12.4K
IRC
200
DELISTED
INLAND REAL ESTATE CORP
IRC
$56K 0.02%
+6,892
New +$62.8K
6 7
8
9 10

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
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EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
SO
STRS Ohio Columbus, Ohio $25.2B AUM 30.31% 1-Year Est. Return

Allworth Financial's Q3 2015 Portfolio in Review

As of Q3 2015, Allworth Financial held 680 positions worth $281M, up 0.3% from $280M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Allworth Financial deployed $24.4M of net new capital in Q3 2015, opening 44 new positions and adding to 140 existing holdings. Its largest new stake was TIER REIT, Inc.: 3,995 shares worth $59K.

By sector, the portfolio is most concentrated in Technology at 3.8% of assets, down from 4% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was Schwab US Broad Market ETF, an estimated $360K trimmed.

  • Allworth Financial's largest Q3 2015 buy was TIER REIT, Inc.: 3,995 shares worth $59K.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q3 2015, an estimated $7.17M increase.
  • Allworth Financial's biggest Q3 2015 reduction was Schwab US Broad Market ETF, cutting an estimated $360K.
  • Allworth Financial fully exited CalAtlantic Group, Inc. in Q3 2015, selling an estimated $159K.
  • Allworth Financial's ten largest holdings make up 72% of its $281M portfolio in Q3 2015.
  • Allworth Financial opened 44 new positions and closed 12 in Q3 2015.
  • Allworth Financial's portfolio value rose 0.3% quarter-over-quarter to $281M.

Based on Allworth Financial's 13F filing for Q3 2015, filed 30 Oct 2015.