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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+6.33%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+115.01%
AUM
$22.7B
AUM Growth
+$1.8B
Cap. Flow
+$532M
Cap. Flow %
2.35%
Top 10 Hldgs %
49.54%
Holding
5,084
New
458
Increased
2,628
Reduced
990
Closed
174

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$144M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$114M
3
DUHP icon
Dimensional US High Profitability ETF
DUHP
+$70.8M
4
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$58.1M
5
BND icon
Vanguard Total Bond Market
BND
+$56.4M

Top Sells

Rank Stock Value
1
VFLO icon
VictoryShares Free Cash Flow ETF
VFLO
+$116M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$93.4M
3
XBAP icon
Innovator US Equity Accelerated 9 Buffer ETF April
XBAP
+$52.5M
4
KMAY
Innovator U.S. Small Cap Power Buffer ETF - May
KMAY
+$21.2M
5
IPDP
Dividend Performers ETF
IPDP
+$20.2M

Sector Composition

Rank Sector Weight
1 Technology 7.24%
2 Financials 2.92%
3 Healthcare 1.95%
4 Industrials 1.85%
5 Consumer Discretionary 1.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XDTE icon
1951
Roundhill S&P 500 0DTE Covered Call Strategy ETF
XDTE
$341M
$64.4K ﹤0.01%
1,455
+96
+7% +$4.23K
GRID
1952
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.1B
$64.3K ﹤0.01%
425
-125
-23% -$18K
PSMJ icon
1953
Pacer Swan SOS Moderate July ETF
PSMJ
$95.7M
$64K ﹤0.01%
2,029
-7
-0.3% -$216
JD icon
1954
JD.com
JD
$44.5B
$64K ﹤0.01%
1,830
+476
+35% +$15.5K
AOS icon
1955
A.O. Smith
AOS
$8.7B
$63.9K ﹤0.01%
871
+173
+25% +$12.3K
ICLN icon
1956
iShares Global Clean Energy ETF
ICLN
$2.4B
$63.9K ﹤0.01%
4,128
-684
-14% -$9.69K
MCY icon
1957
Mercury Insurance
MCY
$6.07B
$63.8K ﹤0.01%
753
+118
+19% +$8.71K
FIIG icon
1958
First Trust Intermediate Duration Investment Grade Corporate ETF
FIIG
$649M
$63.7K ﹤0.01%
+3,000
New +$63.2K
BAPR icon
1959
Innovator US Equity Buffer ETF April
BAPR
$411M
$63.6K ﹤0.01%
1,356
– –
CAKE icon
1960
Cheesecake Factory
CAKE
$5.33B
$63.6K ﹤0.01%
1,164
+734
+171% +$44.9K
PBDC icon
1961
Putnam BDC Income ETF
PBDC
$305M
$63.6K ﹤0.01%
2,000
– –
ACM icon
1962
Aecom
ACM
$9.75B
$63.3K ﹤0.01%
485
+93
+24% +$11.2K
TECB icon
1963
iShares US Tech Breakthrough Multisector ETF
TECB
$489M
$63.1K ﹤0.01%
1,046
+33
+3% +$1.93K
LOPE icon
1964
Grand Canyon Education
LOPE
$3.98B
$63.1K ﹤0.01%
288
+15
+5% +$2.88K
IYE icon
1965
iShares US Energy ETF
IYE
$1.71B
$63.1K ﹤0.01%
1,328
+8
+0.6% +$372
WIT icon
1966
Wipro
WIT
$20B
$63K ﹤0.01%
23,960
+5,984
+33% +$16.8K
DSGX icon
1967
Descartes Systems
DSGX
$6.82B
$62.9K ﹤0.01%
668
+23
+4% +$2.35K
TRI icon
1968
Thomson Reuters
TRI
$44.1B
$62.9K ﹤0.01%
399
+4
+1% +$746
FTLS icon
1969
First Trust Long/Short Equity ETF
FTLS
$2.5B
$62.9K ﹤0.01%
899
-1,277
-59% -$86.1K
CPAY icon
1970
Corpay
CPAY
$25.7B
$62.9K ﹤0.01%
218
-21
-9% -$6.69K
RKT icon
1971
Rocket Companies
RKT
$38.9B
$62.9K ﹤0.01%
3,243
+1,498
+86% +$26.1K
PNNT
1972
Pennant Park Investment Corp
PNNT
$241M
$62.6K ﹤0.01%
9,326
+72
+0.8% +$512
SAIC icon
1973
Saic
SAIC
$5.35B
$62.4K ﹤0.01%
628
+8
+1% +$894
GHC icon
1974
Graham Holdings Company
GHC
$5.02B
$62.4K ﹤0.01%
53
+12
+29% +$12.4K
HRZN icon
1975
Horizon Technology Finance
HRZN
$311M
$62.3K ﹤0.01%
10,205
– –
77 78
79
80 81

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SC
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JG
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Allworth Financial's Q3 2025 Portfolio in Review

As of Q3 2025, Allworth Financial held 5,084 positions worth $22.7B, up 8.6% from $20.9B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Allworth Financial's Q3 2025 filing shows 458 new, 2,628 increased, 990 reduced and 174 closed positions. Its largest new stake was Innovator U.S. Small Cap Power Buffer ETF - February: 904,503 shares worth $24.2M. The largest sale was VictoryShares Free Cash Flow ETF, an estimated $116M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2025 buy was Innovator U.S. Small Cap Power Buffer ETF - February: 904,503 shares worth $24.2M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2025, an estimated $144M increase.
  • Allworth Financial's biggest Q3 2025 reduction was VictoryShares Free Cash Flow ETF, cutting an estimated $116M.
  • Allworth Financial fully exited Dividend Performers ETF in Q3 2025, selling an estimated $20.2M.
  • Allworth Financial's ten largest holdings make up 50% of its $22.7B portfolio in Q3 2025.
  • Allworth Financial opened 458 new positions and closed 174 in Q3 2025.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $22.7B.

Based on Allworth Financial's 13F filing for Q3 2025, filed 2 Dec 2025.