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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$7.05B
AUM Growth
+$1.06B
Cap. Flow
+$767M
Cap. Flow %
10.88%
Top 10 Hldgs %
58.04%
Holding
2,228
New
242
Increased
704
Reduced
404
Closed
148

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$85.2M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$70.5M
3
BND icon
Vanguard Total Bond Market
BND
+$66.2M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$46.2M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$38.2M

Top Sells

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$45.1M
2
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$25.1M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$11M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$8.19M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$4.86M

Sector Composition

Rank Sector Weight
1 Technology 2.17%
2 Financials 0.93%
3 Consumer Discretionary 0.63%
4 Healthcare 0.61%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPXC icon
1751
SPX Corp
SPXC
$11B
$2K ﹤0.01%
26
– –
SSYS icon
1752
Stratasys
SSYS
$679M
$2K ﹤0.01%
62
– –
STM icon
1753
STMicroelectronics
STM
$46.7B
$2K ﹤0.01%
37
– –
TECH icon
1754
Bio-Techne
TECH
$11.2B
$2K ﹤0.01%
16
-88
-85% -$10.8K
TPVG icon
1755
TriplePoint Venture Growth BDC
TPVG
$184M
$2K ﹤0.01%
138
– –
VGM icon
1756
Invesco Trust Investment Grade Municipals
VGM
$548M
$2K ﹤0.01%
115
-1,436
-93% -$19.6K
VRNT
1757
DELISTED
Verint Systems
VRNT
$2K ﹤0.01%
+37
New +$1.77K
WLKP icon
1758
Westlake Chemical Partners
WLKP
$763M
$2K ﹤0.01%
84
– –
WNC icon
1759
Wabash National
WNC
$512M
$2K ﹤0.01%
100
– –
WSR
1760
DELISTED
Whitestone REIT
WSR
$2K ﹤0.01%
175
– –
X
1761
DELISTED
US Steel
X
$2K ﹤0.01%
100
– –
ZYME icon
1762
Zymeworks
ZYME
$1.61B
$2K ﹤0.01%
114
– –
AIFU
1763
AIFU Inc
AIFU
$206M
$2K ﹤0.01%
1
– –
FLG
1764
Flagstar Bank National Association
FLG
$5.93B
$2K ﹤0.01%
63
+1
+2% +$38
LGF.B
1765
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$2K ﹤0.01%
100
– –
LGF.A
1766
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$2K ﹤0.01%
100
– –
MRO
1767
DELISTED
Marathon Oil Corporation
MRO
$2K ﹤0.01%
108
+23
+27% +$370
FEN
1768
DELISTED
First Trust Energy Income and Growth Fund
FEN
$2K ﹤0.01%
153
+3
+2% +$42
SIEN
1769
DELISTED
Sientra, Inc.
SIEN
$2K ﹤0.01%
68
– –
DMK
1770
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$2K ﹤0.01%
50
– –
UP.WS
1771
DELISTED
Wheels Up Experience Inc. Redeemable Warrants, each warrant exercisable for 1/10th of a share of Common Stock at an exercise price of $115.00 per whole share of Common Stock
UP.WS
$2K ﹤0.01%
3,000
– –
AMPE
1772
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$2K ﹤0.01%
9
+3
+50% +$1.12K
TRYP
1773
DELISTED
SonicShares Airlines, Hotels, Cruise Lines ETF
TRYP
$2K ﹤0.01%
+410
New +$1.94K
CDK
1774
DELISTED
CDK Global, Inc.
CDK
$2K ﹤0.01%
42
-432
-91% -$18.1K
ECOL
1775
DELISTED
US Ecology, Inc.
ECOL
$2K ﹤0.01%
58
– –
69 70
71
72 73

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
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EARNEST Partners
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JG
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Pathstone Holdings
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Teacher Retirement System of Texas
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Allworth Financial's Q4 2021 Portfolio in Review

As of Q4 2021, Allworth Financial held 2,228 positions worth $7.05B, up 18% from $5.99B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Allworth Financial deployed $767M of net new capital in Q4 2021, opening 242 new positions and adding to 704 existing holdings. Its largest new stake was IQ ARB Merger Arbitrage ETF: 444,456 shares worth $14.3M.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P Mid-Cap 400 Value ETF, an estimated $45.1M trimmed.

  • Allworth Financial's largest Q4 2021 buy was IQ ARB Merger Arbitrage ETF: 444,456 shares worth $14.3M.
  • Allworth Financial added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $85.2M increase.
  • Allworth Financial's biggest Q4 2021 reduction was iShares S&P Mid-Cap 400 Value ETF, cutting an estimated $45.1M.
  • Allworth Financial fully exited iShares iBonds Dec 2021 Term Corporate ETF in Q4 2021, selling an estimated $4.78M.
  • Allworth Financial's ten largest holdings make up 58% of its $7.05B portfolio in Q4 2021.
  • Allworth Financial opened 242 new positions and closed 148 in Q4 2021.
  • Allworth Financial's portfolio value rose 18% quarter-over-quarter to $7.05B.

Based on Allworth Financial's 13F filing for Q4 2021, filed 21 Jan 2022.