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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-3.52%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$11.7B
AUM Growth
-$123M
Cap. Flow
+$310M
Cap. Flow %
2.65%
Top 10 Hldgs %
60.46%
Holding
3,627
New
376
Increased
1,428
Reduced
851
Closed
197

Top Buys

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$107M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$100M
3
BND icon
Vanguard Total Bond Market
BND
+$42M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$37.6M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$34M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$67.2M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$66.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.4M
4
QTJA icon
Innovator Growth Accelerated Plus ETF January
QTJA
+$9.79M
5
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$8.91M

Sector Composition

Rank Sector Weight
1 Technology 2.33%
2 Financials 1.01%
3 Healthcare 0.76%
4 Consumer Staples 0.62%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSCO icon
151
Cisco
CSCO
$457B
$5.94M 0.05%
110,496
+7,066
+7% +$381K
MCD icon
152
McDonald's
MCD
$192B
$5.91M 0.05%
22,427
+1,258
+6% +$359K
FVD icon
153
First Trust Value Line Dividend Fund
FVD
$8.32B
$5.89M 0.05%
157,589
-16,506
-9% -$652K
SCHD icon
154
Schwab US Dividend Equity ETF
SCHD
$103B
$5.8M 0.05%
245,736
+387
+0.2% +$9.5K
CAT icon
155
Caterpillar
CAT
$375B
$5.72M 0.05%
20,967
-465
-2% -$126K
SPMB icon
156
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.95B
$5.71M 0.05%
274,714
+12,244
+5% +$262K
SHV icon
157
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$5.66M 0.05%
51,255
-14,316
-22% -$1.58M
SCHG icon
158
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$5.63M 0.05%
309,484
+293,836
+1,878% +$5.53M
SJNK icon
159
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$5.61M 0.05%
229,243
+23,179
+11% +$571K
USMV icon
160
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$5.58M 0.05%
77,094
-25,864
-25% -$1.93M
TFLO icon
161
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$5.54M 0.05%
109,218
+24,226
+29% +$1.23M
BA icon
162
Boeing
BA
$171B
$5.49M 0.05%
28,653
+4,319
+18% +$945K
NULV icon
163
Nuveen ESG Large-Cap Value ETF
NULV
$2.19B
$5.49M 0.05%
163,480
+48,977
+43% +$1.71M
USFR icon
164
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$5.43M 0.05%
107,856
-72,628
-40% -$3.66M
ICSH icon
165
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.07B
$5.41M 0.05%
107,412
-28,887
-21% -$1.45M
BAC icon
166
Bank of America
BAC
$435B
$5.4M 0.05%
197,055
+4,758
+2% +$141K
LMT icon
167
Lockheed Martin
LMT
$134B
$5.34M 0.05%
13,052
-232
-2% -$103K
SCHF icon
168
Schwab International Equity ETF
SCHF
$66.6B
$5.25M 0.05%
309,380
+15,172
+5% +$268K
RDVY icon
169
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$5.14M 0.04%
111,913
+46,032
+70% +$2.2M
MUNI icon
170
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.06B
$5.09M 0.04%
101,755
+14,392
+16% +$738K
XDJL
171
DELISTED
Innovator US Equity Accelerated ETF July
XDJL
$5.05M 0.04%
+185,907
New +$5.2M
RSP icon
172
Invesco S&P 500 Equal Weight ETF
RSP
$97B
$4.97M 0.04%
35,069
-1,729
-5% -$258K
SCHM icon
173
Schwab US Mid-Cap ETF
SCHM
$14.5B
$4.97M 0.04%
220,167
-6,744
-3% -$160K
LMBS icon
174
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$4.79M 0.04%
101,465
+87,753
+640% +$4.17M
AMGN icon
175
Amgen
AMGN
$208B
$4.6M 0.04%
17,124
-218
-1% -$54.4K
5 6
7
8 9

Similar funds

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
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EARNEST Partners
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JG
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Pathstone Holdings
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Walleye Capital
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Allworth Financial's Q3 2023 Portfolio in Review

As of Q3 2023, Allworth Financial held 3,627 positions worth $11.7B, down 1% from $11.8B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Allworth Financial's Q3 2023 filing shows 376 new, 1,428 increased, 851 reduced and 197 closed positions. Its largest new stake was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $67.2M.

By sector, the portfolio is most concentrated in Technology at 2.3% of assets, down from 2.4% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2023 buy was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M.
  • Allworth Financial added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2023, an estimated $107M increase.
  • Allworth Financial's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $67.2M.
  • Allworth Financial fully exited Innovator US Equity Ultra Buffer ETF February in Q3 2023, selling an estimated $2.69M.
  • Allworth Financial's ten largest holdings make up 60% of its $11.7B portfolio in Q3 2023.
  • Allworth Financial opened 376 new positions and closed 197 in Q3 2023.
  • Allworth Financial's portfolio value fell 1% quarter-over-quarter to $11.7B.

Based on Allworth Financial's 13F filing for Q3 2023, filed 31 Oct 2023.