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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.62B
AUM Growth
+$57.3M
Cap. Flow
+$36.4M
Cap. Flow %
1.39%
Top 10 Hldgs %
73.47%
Holding
1,064
New
97
Increased
240
Reduced
135
Closed
46

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$28.5M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$27.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.9M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.6M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$9.73M

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$47.6M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$27.9M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.2M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.5M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$941K

Sector Composition

Rank Sector Weight
1 Technology 1.76%
2 Communication Services 0.88%
3 Financials 0.45%
4 Healthcare 0.35%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADP icon
151
Automatic Data Processing
ADP
$109B
$233K 0.01%
1,446
+126
+10% +$20.8K
LECO icon
152
Lincoln Electric
LECO
$14.1B
$231K 0.01%
2,667
– –
C icon
153
Citigroup
C
$213B
$230K 0.01%
3,329
-194
-6% -$13.2K
RDS.A
154
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$229K 0.01%
3,897
+175
+5% +$10.4K
EWX icon
155
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$642M
$228K 0.01%
5,242
-513
-9% -$22.6K
SRE icon
156
Sempra
SRE
$58.1B
$223K 0.01%
3,020
+600
+25% +$42K
SDY icon
157
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$222K 0.01%
2,164
+9
+0.4% +$907
IWD icon
158
iShares Russell 1000 Value ETF
IWD
$81.4B
$220K 0.01%
1,713
+174
+11% +$22.1K
BF.B icon
159
Brown-Forman Class B
BF.B
$13.5B
$219K 0.01%
3,483
– –
ROK icon
160
Rockwell Automation
ROK
$51.1B
$219K 0.01%
1,330
– –
A icon
161
Agilent Technologies
A
$39.6B
$217K 0.01%
2,829
– –
EMB icon
162
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$216K 0.01%
1,910
-42
-2% -$4.78K
SWK icon
163
Stanley Black & Decker
SWK
$14.5B
$213K 0.01%
1,474
+22
+2% +$3.11K
IWO icon
164
iShares Russell 2000 Growth ETF
IWO
$14.1B
$212K 0.01%
1,100
– –
AMAT icon
165
Applied Materials
AMAT
$347B
$209K 0.01%
4,189
– –
MKC icon
166
McCormick & Company Non-Voting
MKC
$14B
$207K 0.01%
2,650
+100
+4% +$8.04K
NFLX icon
167
Netflix
NFLX
$307B
$206K 0.01%
7,700
-1,000
-11% -$31.3K
PGR icon
168
Progressive
PGR
$128B
$206K 0.01%
2,666
+2
+0.1% +$157
BP icon
169
BP
BP
$112B
$205K 0.01%
5,386
-72
-1% -$2.75K
J icon
170
Jacobs Solutions
J
$16B
$201K 0.01%
2,661
+67
+3% +$4.79K
IJH icon
171
iShares Core S&P Mid-Cap ETF
IJH
$121B
$198K 0.01%
5,120
+260
+5% +$9.99K
MATX icon
172
Matsons
MATX
$6.11B
$198K 0.01%
5,280
– –
MINT icon
173
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$192K 0.01%
1,883
-593
-24% -$60.3K
TT icon
174
Trane Technologies
TT
$98.8B
$190K 0.01%
1,540
– –
ALEX
175
DELISTED
Alexander & Baldwin
ALEX
$184K 0.01%
7,499
– –
5 6
7
8 9

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
SO
STRS Ohio Columbus, Ohio $25.2B AUM 30.31% 1-Year Est. Return

Allworth Financial's Q3 2019 Portfolio in Review

As of Q3 2019, Allworth Financial held 1,064 positions worth $2.62B, up 2.2% from $2.56B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q3 2019 filing shows 97 new, 240 increased, 135 reduced and 46 closed positions. Its largest new stake was iShares Core S&P US Growth ETF: 5,732 shares worth $360K. The largest sale was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $47.6M.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, up from 1.7% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q3 2019 buy was iShares Core S&P US Growth ETF: 5,732 shares worth $360K.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q3 2019, an estimated $28.5M increase.
  • Allworth Financial's biggest Q3 2019 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $47.6M.
  • Allworth Financial fully exited Ryanair in Q3 2019, selling an estimated $83K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.62B portfolio in Q3 2019.
  • Allworth Financial opened 97 new positions and closed 46 in Q3 2019.
  • Allworth Financial's portfolio value rose 2.2% quarter-over-quarter to $2.62B.

Based on Allworth Financial's 13F filing for Q3 2019, filed 9 Oct 2019.