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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$7.05B
AUM Growth
+$1.06B
Cap. Flow
+$767M
Cap. Flow %
10.88%
Top 10 Hldgs %
58.04%
Holding
2,228
New
242
Increased
704
Reduced
404
Closed
148

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$85.2M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$70.5M
3
BND icon
Vanguard Total Bond Market
BND
+$66.2M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$46.2M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$38.2M

Top Sells

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$45.1M
2
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$25.1M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$11M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$8.19M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$4.86M

Sector Composition

Rank Sector Weight
1 Technology 2.17%
2 Financials 0.93%
3 Consumer Discretionary 0.63%
4 Healthcare 0.61%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HRZN icon
1601
Horizon Technology Finance
HRZN
$310M
$4K ﹤0.01%
+220
New +$3.71K
HSBC icon
1602
HSBC
HSBC
$364B
$4K ﹤0.01%
140
– –
IMTM icon
1603
iShares MSCI Intl Momentum Factor ETF
IMTM
$4.23B
$4K ﹤0.01%
111
– –
IYE icon
1604
iShares US Energy ETF
IYE
$1.74B
$4K ﹤0.01%
140
– –
NDSN icon
1605
Nordson
NDSN
$17.2B
$4K ﹤0.01%
16
– –
NKTR icon
1606
Nektar Therapeutics
NKTR
$2.46B
$4K ﹤0.01%
20
-26
-57% -$5.64K
OLED icon
1607
Universal Display
OLED
$3.9B
$4K ﹤0.01%
23
-21
-48% -$3.46K
PALL icon
1608
abrdn Physical Palladium Shares ETF
PALL
$656M
$4K ﹤0.01%
110
– –
PBI icon
1609
Pitney Bowes
PBI
$2.53B
$4K ﹤0.01%
602
+1
+0.2% +$7
PPTA
1610
Perpetua Resources
PPTA
$2.62B
$4K ﹤0.01%
749
– –
PWZ icon
1611
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.16B
$4K ﹤0.01%
155
– –
QTWO icon
1612
Q2 Holdings
QTWO
$3.97B
$4K ﹤0.01%
50
– –
REET icon
1613
iShares Global REIT ETF
REET
$5.12B
$4K ﹤0.01%
116
– –
RKT icon
1614
Rocket Companies
RKT
$40.4B
$4K ﹤0.01%
300
-300
-50% -$4.78K
SHYG icon
1615
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$4K ﹤0.01%
87
– –
SVC
1616
Service Properties Trust
SVC
$1.01B
$4K ﹤0.01%
95
-50
-34% -$2.55K
SWKS icon
1617
Skyworks Solutions
SWKS
$9.96B
$4K ﹤0.01%
23
+12
+109% +$1.92K
VXX icon
1618
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$152M
$4K ﹤0.01%
13
– –
XWEL icon
1619
XWELL
XWEL
$8.87M
$4K ﹤0.01%
100
-50
-33% -$1.58K
GAP
1620
The Gap Inc
GAP
$7.47B
$4K ﹤0.01%
208
-473
-69% -$9.9K
SAVE
1621
DELISTED
Spirit Airlines, Inc.
SAVE
$4K ﹤0.01%
201
– –
SPLK
1622
DELISTED
Splunk Inc
SPLK
$4K ﹤0.01%
35
-82
-70% -$11.5K
APPH
1623
DELISTED
AppHarvest, Inc. Common Stock
APPH
$4K ﹤0.01%
1,000
– –
WEBR
1624
DELISTED
Weber Inc.
WEBR
$4K ﹤0.01%
295
– –
DRE
1625
DELISTED
Duke Realty Corp.
DRE
$4K ﹤0.01%
63
– –
63 64
65
66 67

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CS
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Voloridge Investment Management
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SC
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EARNEST Partners
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JG
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Pathstone Holdings
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Teacher Retirement System of Texas
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Allworth Financial's Q4 2021 Portfolio in Review

As of Q4 2021, Allworth Financial held 2,228 positions worth $7.05B, up 18% from $5.99B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Allworth Financial deployed $767M of net new capital in Q4 2021, opening 242 new positions and adding to 704 existing holdings. Its largest new stake was IQ ARB Merger Arbitrage ETF: 444,456 shares worth $14.3M.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P Mid-Cap 400 Value ETF, an estimated $45.1M trimmed.

  • Allworth Financial's largest Q4 2021 buy was IQ ARB Merger Arbitrage ETF: 444,456 shares worth $14.3M.
  • Allworth Financial added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $85.2M increase.
  • Allworth Financial's biggest Q4 2021 reduction was iShares S&P Mid-Cap 400 Value ETF, cutting an estimated $45.1M.
  • Allworth Financial fully exited iShares iBonds Dec 2021 Term Corporate ETF in Q4 2021, selling an estimated $4.78M.
  • Allworth Financial's ten largest holdings make up 58% of its $7.05B portfolio in Q4 2021.
  • Allworth Financial opened 242 new positions and closed 148 in Q4 2021.
  • Allworth Financial's portfolio value rose 18% quarter-over-quarter to $7.05B.

Based on Allworth Financial's 13F filing for Q4 2021, filed 21 Jan 2022.