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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$5.99B
AUM Growth
+$583M
Cap. Flow
+$639M
Cap. Flow %
10.66%
Top 10 Hldgs %
61.06%
Holding
2,035
New
426
Increased
743
Reduced
169
Closed
46

Top Buys

Rank Stock Value
1
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$76.3M
2
BND icon
Vanguard Total Bond Market
BND
+$40.7M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$37.2M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$35.3M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$26.6M

Top Sells

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$17.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.81M
3
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$5.14M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$3.83M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.58M

Sector Composition

Rank Sector Weight
1 Technology 2.04%
2 Financials 1.02%
3 Communication Services 0.71%
4 Healthcare 0.62%
5 Consumer Discretionary 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHC icon
1576
Schwab International Small-Cap Equity ETF
SCHC
$5.56B
$4K ﹤0.01%
101
– –
SEB icon
1577
Seaboard Corp
SEB
$4.21B
$4K ﹤0.01%
+1
New +$4.03K
SHYG icon
1578
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$4K ﹤0.01%
87
– –
SLI
1579
Standard Lithium
SLI
$544M
$4K ﹤0.01%
+500
New +$3.3K
SPRU icon
1580
Spruce Power Holding Corp
SPRU
$43.2M
$4K ﹤0.01%
81
+3
+4% +$160
TRGP icon
1581
Targa Resources
TRGP
$56.4B
$4K ﹤0.01%
90
+19
+27% +$836
UCTT
1582
Ultra Clean Holdings
UCTT
$3.79B
$4K ﹤0.01%
+93
New +$4.38K
UG icon
1583
United-Guardian
UG
$32.6M
$4K ﹤0.01%
+300
New +$4.57K
XWEL icon
1584
XWELL
XWEL
$8.78M
$4K ﹤0.01%
150
– –
AIFU
1585
AIFU Inc
AIFU
$220M
$4K ﹤0.01%
1
– –
SLCA
1586
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$4K ﹤0.01%
500
– –
ASLN
1587
DELISTED
ASLAN Pharmaceuticals Limited American Depositary Shares
ASLN
$4K ﹤0.01%
56
– –
SIEN
1588
DELISTED
Sientra, Inc.
SIEN
$4K ﹤0.01%
68
– –
AVID
1589
DELISTED
Avid Technology Inc
AVID
$4K ﹤0.01%
150
– –
UP.WS
1590
DELISTED
Wheels Up Experience Inc. Redeemable Warrants, each warrant exercisable for 1/10th of a share of Common Stock at an exercise price of $115.00 per whole share of Common Stock
UP.WS
$4K ﹤0.01%
+3,000
New +$4.88K
IEC
1591
DELISTED
IEC Electronics Corp.
IEC
$4K ﹤0.01%
282
– –
AOUT icon
1592
American Outdoor Brands
AOUT
$157M
$3K ﹤0.01%
132
-40
-23% -$1.12K
ARR
1593
Armour Residential REIT
ARR
$2.33B
$3K ﹤0.01%
52
+1
+2% +$54
ASO icon
1594
Academy Sports + Outdoors
ASO
$3.02B
$3K ﹤0.01%
+70
New +$2.79K
BIL icon
1595
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
$3K ﹤0.01%
36
– –
BITQ icon
1596
Bitwise Crypto Industry Innovators ETF
BITQ
$394M
$3K ﹤0.01%
150
– –
CIM
1597
Chimera Investment
CIM
$1.06B
$3K ﹤0.01%
59
+2
+4% +$90
DLTR icon
1598
Dollar Tree
DLTR
$25.1B
$3K ﹤0.01%
+27
New +$2.6K
EME icon
1599
Emcor
EME
$36.2B
$3K ﹤0.01%
24
– –
ERIC icon
1600
Ericsson
ERIC
$33.7B
$3K ﹤0.01%
300
-83
-22% -$981
62 63
64
65 66

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CS
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SC
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EARNEST Partners
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JG
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Allworth Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Allworth Financial held 2,035 positions worth $5.99B, up 11% from $5.41B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Allworth Financial deployed $639M of net new capital in Q3 2021, opening 426 new positions and adding to 743 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,003,454 shares worth $26M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.6% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was State Street SPDR ICE Preferred Securities ETF, an estimated $17.2M trimmed.

  • Allworth Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,003,454 shares worth $26M.
  • Allworth Financial added most to Vanguard Morningstar Mid-Cap ETF in Q3 2021, an estimated $76.3M increase.
  • Allworth Financial's biggest Q3 2021 reduction was State Street SPDR ICE Preferred Securities ETF, cutting an estimated $17.2M.
  • Allworth Financial fully exited CorVel in Q3 2021, selling an estimated $320K.
  • Allworth Financial's ten largest holdings make up 61% of its $5.99B portfolio in Q3 2021.
  • Allworth Financial opened 426 new positions and closed 46 in Q3 2021.
  • Allworth Financial's portfolio value rose 11% quarter-over-quarter to $5.99B.

Based on Allworth Financial's 13F filing for Q3 2021, filed 2 Nov 2021.