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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-3.52%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+115.01%
AUM
$11.7B
AUM Growth
-$123M
Cap. Flow
+$310M
Cap. Flow %
2.65%
Top 10 Hldgs %
60.46%
Holding
3,627
New
376
Increased
1,428
Reduced
851
Closed
197

Top Buys

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$107M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$100M
3
BND icon
Vanguard Total Bond Market
BND
+$42M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$37.6M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$34M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$67.2M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$66.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.4M
4
QTJA icon
Innovator Growth Accelerated Plus ETF January
QTJA
+$9.79M
5
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$8.91M

Sector Composition

Rank Sector Weight
1 Technology 2.34%
2 Financials 1.01%
3 Healthcare 0.76%
4 Consumer Staples 0.62%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABM icon
1476
ABM Industries
ABM
$2.84B
$21.3K ﹤0.01%
532
+127
+31% +$5.5K
CNRG icon
1477
State Street SPDR S&P Kensho Clean Power ETF
CNRG
$208M
$21.2K ﹤0.01%
315
+1
+0.3% +$78
VAC icon
1478
Marriott Vacations Worldwide
VAC
$4.24B
$21.2K ﹤0.01%
211
+189
+859% +$21.6K
SCCO icon
1479
Southern Copper
SCCO
$166B
$21.2K ﹤0.01%
304
– –
FFIC
1480
DELISTED
Flushing Financial
FFIC
$21.1K ﹤0.01%
1,610
-33
-2% -$462
JBHT icon
1481
JB Hunt Transport Services
JBHT
$25.2B
$21.1K ﹤0.01%
112
+17
+18% +$3.27K
AGO icon
1482
Assured Guaranty
AGO
$3.34B
$21.1K ﹤0.01%
348
+332
+2,075% +$19.7K
XAR icon
1483
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.49B
$21K ﹤0.01%
188
+1
+0.5% +$120
GNL icon
1484
Global Net Lease
GNL
$1.95B
$20.8K ﹤0.01%
2,164
+164
+8% +$1.77K
OFIX icon
1485
Orthofix Medical
OFIX
$419M
$20.8K ﹤0.01%
1,617
-920
-36% -$16.6K
FMBH icon
1486
First Mid Bancshares
FMBH
$1.36B
$20.8K ﹤0.01%
782
+47
+6% +$1.31K
ABAT icon
1487
American Battery Technology Co
ABAT
$356M
$20.8K ﹤0.01%
+2,408
New +$23K
XMPT icon
1488
VanEck CEF Muni Income ETF
XMPT
$221M
$20.8K ﹤0.01%
1,098
– –
ATEC icon
1489
Alphatec Holdings
ATEC
$1.44B
$20.8K ﹤0.01%
1,600
– –
UMC icon
1490
United Microelectronic
UMC
$46.9B
$20.7K ﹤0.01%
2,934
+948
+48% +$6.87K
FRO icon
1491
Frontline
FRO
$8.85B
$20.7K ﹤0.01%
1,100
– –
FFWM
1492
DELISTED
First Foundation Inc
FFWM
$20.6K ﹤0.01%
3,392
+2
+0.1% +$13
TCHP icon
1493
T. Rowe Price Blue Chip Growth ETF
TCHP
$2.22B
$20.6K ﹤0.01%
759
– –
EP.PRC icon
1494
El Paso Energy Capital Trust I
EP.PRC
$223M
$20.6K ﹤0.01%
453
– –
NCA icon
1495
Nuveen California Municipal Value Fund
NCA
$302M
$20.5K ﹤0.01%
2,500
– –
CGNX icon
1496
Cognex
CGNX
$11.3B
$20.5K ﹤0.01%
483
-349
-42% -$17.2K
RC
1497
Ready Capital
RC
$308M
$20.5K ﹤0.01%
2,024
+51
+3% +$561
CNNE icon
1498
Cannae Holdings
CNNE
$649M
$20.4K ﹤0.01%
1,097
+94
+9% +$1.85K
GRFS
1499
Grifois
GRFS
$5.4B
$20.4K ﹤0.01%
2,236
+2,158
+2,767% +$21.1K
WTS icon
1500
Watts Water Technologies
WTS
$13.1B
$20.4K ﹤0.01%
118
+15
+15% +$2.74K
58 59
60
61 62

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CS
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SC
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EARNEST Partners
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JG
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Allworth Financial's Q3 2023 Portfolio in Review

As of Q3 2023, Allworth Financial held 3,627 positions worth $11.7B, down 1% from $11.8B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Allworth Financial's Q3 2023 filing shows 376 new, 1,428 increased, 851 reduced and 197 closed positions. Its largest new stake was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $67.2M.

By sector, the portfolio is most concentrated in Technology at 2.3% of assets, down from 2.4% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2023 buy was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M.
  • Allworth Financial added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2023, an estimated $107M increase.
  • Allworth Financial's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $67.2M.
  • Allworth Financial fully exited Innovator US Equity Ultra Buffer ETF February in Q3 2023, selling an estimated $2.69M.
  • Allworth Financial's ten largest holdings make up 60% of its $11.7B portfolio in Q3 2023.
  • Allworth Financial opened 376 new positions and closed 197 in Q3 2023.
  • Allworth Financial's portfolio value fell 1% quarter-over-quarter to $11.7B.

Based on Allworth Financial's 13F filing for Q3 2023, filed 31 Oct 2023.