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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$5.99B
AUM Growth
+$583M
Cap. Flow
+$639M
Cap. Flow %
10.66%
Top 10 Hldgs %
61.06%
Holding
2,035
New
426
Increased
743
Reduced
169
Closed
46

Top Buys

Rank Stock Value
1
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$76.3M
2
BND icon
Vanguard Total Bond Market
BND
+$40.7M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$37.2M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$35.3M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$26.6M

Top Sells

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$17.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.81M
3
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$5.14M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$3.83M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.58M

Sector Composition

Rank Sector Weight
1 Technology 2.04%
2 Financials 1.02%
3 Communication Services 0.71%
4 Healthcare 0.62%
5 Consumer Discretionary 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JKHY icon
1476
Jack Henry & Associates
JKHY
$11.1B
$6K ﹤0.01%
35
– –
LBTYK icon
1477
Liberty Global Class C
LBTYK
$3.63B
$6K ﹤0.01%
200
– –
MKTX icon
1478
MarketAxess Holdings
MKTX
$5.71B
$6K ﹤0.01%
14
– –
MSOS icon
1479
AdvisorShares Pure US Cannabis ETF
MSOS
$874M
$6K ﹤0.01%
200
– –
MSTR icon
1480
Strategy Inc
MSTR
$35.7B
$6K ﹤0.01%
+100
New +$6.41K
MTSI icon
1481
MACOM Technology Solutions
MTSI
$19.5B
$6K ﹤0.01%
+100
New +$6.14K
NWN icon
1482
Northwest Natural Holdings
NWN
$2.06B
$6K ﹤0.01%
131
+100
+323% +$5.11K
ON icon
1483
ON Semiconductor
ON
$31.3B
$6K ﹤0.01%
125
– –
ORI icon
1484
Old Republic International
ORI
$10.5B
$6K ﹤0.01%
+276
New +$6.83K
PACB icon
1485
Pacific Biosciences
PACB
$441M
$6K ﹤0.01%
242
– –
PBD icon
1486
Invesco Global Clean Energy ETF
PBD
$193M
$6K ﹤0.01%
211
– –
RJF icon
1487
Raymond James Financial
RJF
$34.1B
$6K ﹤0.01%
+60
New +$5.38K
RWR icon
1488
State Street SPDR Dow Jones REIT ETF
RWR
$1.97B
$6K ﹤0.01%
53
– –
SMG icon
1489
ScottsMiracle-Gro
SMG
$3.97B
$6K ﹤0.01%
38
-7
-16% -$1.15K
TBT icon
1490
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$310M
$6K ﹤0.01%
325
– –
TRIP icon
1491
TripAdvisor
TRIP
$1.69B
$6K ﹤0.01%
186
– –
TWIN icon
1492
Twin Disc
TWIN
$334M
$6K ﹤0.01%
522
– –
UEC icon
1493
Uranium Energy
UEC
$4.93B
$6K ﹤0.01%
2,000
– –
URBN icon
1494
Urban Outfitters
URBN
$6.65B
$6K ﹤0.01%
218
– –
VCEL icon
1495
Vericel Corp
VCEL
$2.36B
$6K ﹤0.01%
116
– –
VMBS icon
1496
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$6K ﹤0.01%
121
– –
VVR icon
1497
Invesco Senior Income Trust
VVR
$457M
$6K ﹤0.01%
1,400
– –
VXX icon
1498
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$154M
$6K ﹤0.01%
13
– –
WKHS icon
1499
Workhorse Group
WKHS
$34M
– –
0
– –
XBI icon
1500
State Street SPDR S&P Biotech ETF
XBI
$9.92B
$6K ﹤0.01%
48
– –
58 59
60
61 62

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Teacher Retirement System of Texas
Teacher Retirement System of Texas Austin, Texas $24B AUM 29.51% 1-Year Est. Return

Allworth Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Allworth Financial held 2,035 positions worth $5.99B, up 11% from $5.41B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Allworth Financial deployed $639M of net new capital in Q3 2021, opening 426 new positions and adding to 743 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,003,454 shares worth $26M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.6% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was State Street SPDR ICE Preferred Securities ETF, an estimated $17.2M trimmed.

  • Allworth Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,003,454 shares worth $26M.
  • Allworth Financial added most to Vanguard Morningstar Mid-Cap ETF in Q3 2021, an estimated $76.3M increase.
  • Allworth Financial's biggest Q3 2021 reduction was State Street SPDR ICE Preferred Securities ETF, cutting an estimated $17.2M.
  • Allworth Financial fully exited CorVel in Q3 2021, selling an estimated $320K.
  • Allworth Financial's ten largest holdings make up 61% of its $5.99B portfolio in Q3 2021.
  • Allworth Financial opened 426 new positions and closed 46 in Q3 2021.
  • Allworth Financial's portfolio value rose 11% quarter-over-quarter to $5.99B.

Based on Allworth Financial's 13F filing for Q3 2021, filed 2 Nov 2021.