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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-3.52%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$11.7B
AUM Growth
-$123M
Cap. Flow
+$310M
Cap. Flow %
2.65%
Top 10 Hldgs %
60.46%
Holding
3,627
New
376
Increased
1,428
Reduced
851
Closed
197

Top Buys

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$107M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$100M
3
BND icon
Vanguard Total Bond Market
BND
+$42M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$37.6M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$34M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$67.2M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$66.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.4M
4
QTJA icon
Innovator Growth Accelerated Plus ETF January
QTJA
+$9.79M
5
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$8.91M

Sector Composition

Rank Sector Weight
1 Technology 2.34%
2 Financials 1.01%
3 Healthcare 0.76%
4 Consumer Staples 0.62%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVUV icon
126
Avantis US Small Cap Value ETF
AVUV
$30.9B
$7.49M 0.06%
96,092
-5,225
-5% -$420K
IJUL icon
127
Innovator International Developed Power Buffer ETF July
IJUL
$251M
$7.46M 0.06%
+293,001
New +$7.62M
VB icon
128
Vanguard Morningstar Small-Cap ETF
VB
$80.7B
$7.36M 0.06%
38,946
-289
-0.7% -$57.6K
XTJL icon
129
Innovator US Equity Accelerated Plus ETF July
XTJL
$13.5M
$7.32M 0.06%
+273,906
New +$7.53M
PEP icon
130
PepsiCo
PEP
$191B
$7.26M 0.06%
42,857
-96
-0.2% -$17.4K
FDL icon
131
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.79B
$7.16M 0.06%
214,048
-12,271
-5% -$425K
DIA icon
132
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.7B
$7.06M 0.06%
21,081
-503
-2% -$174K
IDEV icon
133
iShares Core MSCI International Developed Markets ETF
IDEV
$31.8B
$6.99M 0.06%
119,853
-7,466
-6% -$452K
VCIT icon
134
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66B
$6.91M 0.06%
90,910
+6,827
+8% +$531K
O icon
135
Realty Income
O
$59.2B
$6.85M 0.06%
137,118
-880
-0.6% -$50.6K
DFAS icon
136
Dimensional US Small Cap ETF
DFAS
$15.5B
$6.54M 0.06%
124,617
+12,072
+11% +$665K
GIGB icon
137
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$970M
$6.53M 0.06%
151,074
+105,224
+229% +$4.67M
SUSB icon
138
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$6.49M 0.06%
272,853
+35,240
+15% +$841K
SPAB icon
139
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.74B
$6.4M 0.05%
263,128
-44,239
-14% -$1.1M
META icon
140
Meta Platforms (Facebook)
META
$1.5T
$6.36M 0.05%
21,192
+1,453
+7% +$438K
EOI
141
Eaton Vance Enhanced Equity Income Fund
EOI
$818M
$6.27M 0.05%
395,287
-8,386
-2% -$138K
WPC icon
142
W.P. Carey
WPC
$16.6B
$6.15M 0.05%
116,118
-355
-0.3% -$22.7K
NIE
143
Virtus Equity & Convertible Income Fund
NIE
$723M
$6.13M 0.05%
308,027
-9,730
-3% -$204K
UNP icon
144
Union Pacific
UNP
$173B
$6.12M 0.05%
30,045
+888
+3% +$193K
IAU icon
145
iShares Gold Trust
IAU
$62.9B
$6.12M 0.05%
174,823
+2,257
+1% +$82.4K
SPHQ icon
146
Invesco S&P 500 Quality ETF
SPHQ
$19.6B
$6.05M 0.05%
120,962
-1,469
-1% -$75.3K
DFSD
147
Dimensional Short-Duration Fixed Income ETF
DFSD
$7.13B
$6.02M 0.05%
129,797
-11,944
-8% -$555K
IWM icon
148
iShares Russell 2000 ETF
IWM
$81.5B
$6M 0.05%
33,945
-2,004
-6% -$376K
EUSB icon
149
iShares ESG Advanced Universal USD Bond ETF
EUSB
$709M
$5.95M 0.05%
145,742
+42,398
+41% +$1.78M
VV icon
150
Vanguard Morningstar Large-Cap ETF
VV
$53.2B
$5.95M 0.05%
30,406
+265
+0.9% +$54K
4 5
6
7 8

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
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EARNEST Partners
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JG
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Pathstone Holdings
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Teacher Retirement System of Texas
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Allworth Financial's Q3 2023 Portfolio in Review

As of Q3 2023, Allworth Financial held 3,627 positions worth $11.7B, down 1% from $11.8B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Allworth Financial's Q3 2023 filing shows 376 new, 1,428 increased, 851 reduced and 197 closed positions. Its largest new stake was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $67.2M.

By sector, the portfolio is most concentrated in Technology at 2.3% of assets, down from 2.4% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2023 buy was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M.
  • Allworth Financial added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2023, an estimated $107M increase.
  • Allworth Financial's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $67.2M.
  • Allworth Financial fully exited Innovator US Equity Ultra Buffer ETF February in Q3 2023, selling an estimated $2.69M.
  • Allworth Financial's ten largest holdings make up 60% of its $11.7B portfolio in Q3 2023.
  • Allworth Financial opened 376 new positions and closed 197 in Q3 2023.
  • Allworth Financial's portfolio value fell 1% quarter-over-quarter to $11.7B.

Based on Allworth Financial's 13F filing for Q3 2023, filed 31 Oct 2023.