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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$7.05B
AUM Growth
+$1.06B
Cap. Flow
+$767M
Cap. Flow %
10.88%
Top 10 Hldgs %
58.04%
Holding
2,228
New
242
Increased
704
Reduced
404
Closed
148

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$85.2M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$70.5M
3
BND icon
Vanguard Total Bond Market
BND
+$66.2M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$46.2M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$38.2M

Top Sells

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$45.1M
2
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$25.1M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$11M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$8.19M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$4.86M

Sector Composition

Rank Sector Weight
1 Technology 2.17%
2 Financials 0.93%
3 Consumer Discretionary 0.63%
4 Healthcare 0.61%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
126
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$4.78M 0.07%
37,002
-3,789
-9% -$472K
IBDN
127
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$4.71M 0.07%
187,148
-417
-0.2% -$10.5K
XLE icon
128
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$4.66M 0.07%
167,794
+144,768
+629% +$4.09M
IBDO
129
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$4.6M 0.07%
179,327
-383
-0.2% -$9.89K
DFSD
130
Dimensional Short-Duration Fixed Income ETF
DFSD
$7.09B
$4.48M 0.06%
+89,513
New +$4.48M
XLRE icon
131
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.55B
$4.39M 0.06%
84,707
+4,814
+6% +$232K
SMLF icon
132
iShares US Small Cap Equity Factor ETF
SMLF
$4.09B
$4.37M 0.06%
76,362
+10,027
+15% +$567K
JPM icon
133
JPMorgan Chase
JPM
$935B
$4.3M 0.06%
27,141
+1,524
+6% +$250K
IBDP
134
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$4.26M 0.06%
164,192
-457
-0.3% -$11.9K
ARB icon
135
AltShares Merger Arbitrage ETF
ARB
$102M
$4.26M 0.06%
+162,804
New +$4.23M
XLF icon
136
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$4.17M 0.06%
106,653
-6,984
-6% -$275K
PSK icon
137
State Street SPDR ICE Preferred Securities ETF
PSK
$692M
$4.12M 0.06%
96,052
-80,254
-46% -$3.43M
DIS icon
138
Walt Disney
DIS
$167B
$4.1M 0.06%
26,473
+2,280
+9% +$368K
HTRB icon
139
Hartford Total Return Bond ETF
HTRB
$2.2B
$4.01M 0.06%
101,003
+100,299
+14,247% +$4.06M
PM icon
140
Philip Morris
PM
$297B
$4M 0.06%
42,108
+1,091
+3% +$102K
VZ icon
141
Verizon
VZ
$195B
$3.89M 0.06%
74,873
-9,523
-11% -$497K
SCHD icon
142
Schwab US Dividend Equity ETF
SCHD
$103B
$3.85M 0.05%
142,878
+4,029
+3% +$105K
RDIV icon
143
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
$3.81M 0.05%
90,333
+1,563
+2% +$63.4K
IWD icon
144
iShares Russell 1000 Value ETF
IWD
$82.2B
$3.73M 0.05%
22,237
-45
-0.2% -$7.37K
IWY icon
145
iShares Russell Top 200 Growth ETF
IWY
$15.9B
$3.69M 0.05%
21,309
-4,095
-16% -$682K
NFLX icon
146
Netflix
NFLX
$299B
$3.68M 0.05%
61,090
+13,090
+27% +$836K
VCIT icon
147
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$3.66M 0.05%
39,435
+4,036
+11% +$378K
COST icon
148
Costco
COST
$422B
$3.66M 0.05%
6,443
+880
+16% +$451K
IEFA icon
149
iShares Core MSCI EAFE ETF
IEFA
$190B
$3.66M 0.05%
48,981
-97
-0.2% -$7.29K
JPEM icon
150
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$389M
$3.45M 0.05%
60,765
+4,869
+9% +$279K
4 5
6
7 8

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SC
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JG
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Allworth Financial's Q4 2021 Portfolio in Review

As of Q4 2021, Allworth Financial held 2,228 positions worth $7.05B, up 18% from $5.99B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Allworth Financial deployed $767M of net new capital in Q4 2021, opening 242 new positions and adding to 704 existing holdings. Its largest new stake was IQ ARB Merger Arbitrage ETF: 444,456 shares worth $14.3M.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P Mid-Cap 400 Value ETF, an estimated $45.1M trimmed.

  • Allworth Financial's largest Q4 2021 buy was IQ ARB Merger Arbitrage ETF: 444,456 shares worth $14.3M.
  • Allworth Financial added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $85.2M increase.
  • Allworth Financial's biggest Q4 2021 reduction was iShares S&P Mid-Cap 400 Value ETF, cutting an estimated $45.1M.
  • Allworth Financial fully exited iShares iBonds Dec 2021 Term Corporate ETF in Q4 2021, selling an estimated $4.78M.
  • Allworth Financial's ten largest holdings make up 58% of its $7.05B portfolio in Q4 2021.
  • Allworth Financial opened 242 new positions and closed 148 in Q4 2021.
  • Allworth Financial's portfolio value rose 18% quarter-over-quarter to $7.05B.

Based on Allworth Financial's 13F filing for Q4 2021, filed 21 Jan 2022.