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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+2.23%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$951M
AUM Growth
+$58.5M
Cap. Flow
+$39.2M
Cap. Flow %
4.13%
Top 10 Hldgs %
88.52%
Holding
785
New
100
Increased
173
Reduced
85
Closed
45

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$23.8M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$9.39M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.77M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.52M
5
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$2.1M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$3.18M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$1.61M
3
DVY icon
iShares Select Dividend ETF
DVY
+$1.02M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$812K
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$626K

Sector Composition

Rank Sector Weight
1 Technology 1.52%
2 Communication Services 0.95%
3 Financials 0.64%
4 Healthcare 0.6%
5 Consumer Staples 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DATA
126
DELISTED
Tableau Software, Inc.
DATA
$134K 0.01%
2,419
– –
MDY icon
127
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$133K 0.01%
470
– –
STZ icon
128
Constellation Brands
STZ
$22.5B
$127K 0.01%
765
+1
+0.1% +$165
ADP icon
129
Automatic Data Processing
ADP
$106B
$126K 0.01%
1,432
+145
+11% +$13.1K
UNH icon
130
UnitedHealth
UNH
$389B
$126K 0.01%
898
+3
+0.3% +$420
A icon
131
Agilent Technologies
A
$39.7B
$124K 0.01%
2,631
+229
+10% +$10.7K
XEL icon
132
Xcel Energy
XEL
$50.1B
$124K 0.01%
3,020
+2
+0.1% +$86
USB icon
133
US Bancorp
USB
$100B
$120K 0.01%
2,795
– –
HE icon
134
Hawaiian Electric Industries
HE
$2.28B
$118K 0.01%
+3,966
New +$122K
CAA
135
DELISTED
CalAtlantic Group, Inc.
CAA
$118K 0.01%
3,520
– –
HTO
136
H2O America
HTO
$2.69B
$117K 0.01%
2,676
– –
SCHE icon
137
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$114K 0.01%
4,947
-905
-15% -$20.4K
LNC icon
138
Lincoln National
LNC
$8.19B
$113K 0.01%
2,400
– –
ABT icon
139
Abbott
ABT
$187B
$111K 0.01%
2,625
+149
+6% +$6.38K
LQD icon
140
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
$111K 0.01%
904
+253
+39% +$31.2K
WPC icon
141
W.P. Carey
WPC
$16.8B
– –
0
– –
EPD icon
142
Enterprise Products Partners
EPD
$83.6B
– –
0
– –
SLB icon
143
SLB Ltd
SLB
$74.2B
$106K 0.01%
1,346
+129
+11% +$10.2K
LMT icon
144
Lockheed Martin
LMT
$134B
$104K 0.01%
432
+13
+3% +$3.25K
LUV icon
145
Southwest Airlines
LUV
$22.7B
$103K 0.01%
2,653
– –
COP icon
146
ConocoPhillips
COP
$139B
$102K 0.01%
2,341
-241
-9% -$10K
D icon
147
Dominion Energy
D
$62.1B
$98K 0.01%
1,318
-221
-14% -$16.8K
RYAAY icon
148
Ryanair
RYAAY
$31.1B
$97K 0.01%
3,243
+880
+37% +$25.6K
VIG icon
149
Vanguard Dividend Appreciation ETF
VIG
$113B
$95K 0.01%
1,134
– –
HON icon
150
Honeywell
HON
$78.3B
$94K 0.01%
895
+4
+0.4% +$418
4 5
6
7 8

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
SO
STRS Ohio Columbus, Ohio $25.2B AUM 30.31% 1-Year Est. Return

Allworth Financial's Q3 2016 Portfolio in Review

As of Q3 2016, Allworth Financial held 785 positions worth $951M, up 6.6% from $892M the previous quarter. Its ten largest holdings account for 89% of the portfolio.

Allworth Financial deployed $39.2M of net new capital in Q3 2016, opening 100 new positions and adding to 173 existing holdings. Its largest new stake was Alexander & Baldwin: 5,280 shares worth $203K.

By sector, the portfolio is most concentrated in Technology at 1.5% of assets, up from 1.4% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $3.18M trimmed.

  • Allworth Financial's largest Q3 2016 buy was Alexander & Baldwin: 5,280 shares worth $203K.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q3 2016, an estimated $23.8M increase.
  • Allworth Financial's biggest Q3 2016 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $3.18M.
  • Allworth Financial fully exited Alcoa in Q3 2016, selling an estimated $196K.
  • Allworth Financial's ten largest holdings make up 89% of its $951M portfolio in Q3 2016.
  • Allworth Financial opened 100 new positions and closed 45 in Q3 2016.
  • Allworth Financial's portfolio value rose 6.6% quarter-over-quarter to $951M.

Based on Allworth Financial's 13F filing for Q3 2016, filed 7 Feb 2017.