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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+6.33%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+115.01%
AUM
$22.7B
AUM Growth
+$1.8B
Cap. Flow
+$532M
Cap. Flow %
2.35%
Top 10 Hldgs %
49.54%
Holding
5,084
New
458
Increased
2,628
Reduced
990
Closed
174

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$144M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$114M
3
DUHP icon
Dimensional US High Profitability ETF
DUHP
+$70.8M
4
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$58.1M
5
BND icon
Vanguard Total Bond Market
BND
+$56.4M

Top Sells

Rank Stock Value
1
VFLO icon
VictoryShares Free Cash Flow ETF
VFLO
+$116M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$93.4M
3
XBAP icon
Innovator US Equity Accelerated 9 Buffer ETF April
XBAP
+$52.5M
4
KMAY
Innovator U.S. Small Cap Power Buffer ETF - May
KMAY
+$21.2M
5
IPDP
Dividend Performers ETF
IPDP
+$20.2M

Sector Composition

Rank Sector Weight
1 Technology 7.24%
2 Financials 2.92%
3 Healthcare 1.95%
4 Industrials 1.85%
5 Consumer Discretionary 1.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXO icon
1451
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$148K ﹤0.01%
2,500
– –
EOS
1452
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$148K ﹤0.01%
6,192
– –
EL icon
1453
Estee Lauder
EL
$32B
$148K ﹤0.01%
1,679
+179
+12% +$15.9K
CWBC
1454
Community West Bancshares
CWBC
$684M
$148K ﹤0.01%
7,081
+52
+0.7% +$1.07K
XYLD icon
1455
Global X S&P 500 Covered Call ETF
XYLD
$3.27B
$147K ﹤0.01%
3,749
-3,096
-45% -$121K
HR icon
1456
Healthcare Realty
HR
$6.84B
$146K ﹤0.01%
8,123
+2,509
+45% +$42.4K
WSM icon
1457
Williams-Sonoma
WSM
$29.6B
$146K ﹤0.01%
746
+68
+10% +$13K
BBDC icon
1458
Barings BDC
BBDC
$965M
$145K ﹤0.01%
16,556
+184
+1% +$1.73K
SIG icon
1459
Signet Jewelers
SIG
$3.76B
$145K ﹤0.01%
1,508
+3
+0.2% +$257
DUOL icon
1460
Duolingo
DUOL
$6.12B
$145K ﹤0.01%
449
+148
+49% +$49.5K
CCK icon
1461
Crown Holdings
CCK
$13.1B
$144K ﹤0.01%
1,496
+897
+150% +$90K
NGD
1462
DELISTED
New Gold Inc
NGD
$144K ﹤0.01%
20,100
+18,600
+1,240% +$101K
TLN
1463
Talen Energy Corp
TLN
$16.7B
$144K ﹤0.01%
339
+231
+214% +$83.5K
KTOS icon
1464
Kratos Defense & Security Solutions
KTOS
$11.4B
$144K ﹤0.01%
1,577
+403
+34% +$25.8K
CSL icon
1465
Carlisle Companies
CSL
$15.4B
$144K ﹤0.01%
437
– –
ZBRA icon
1466
Zebra Technologies
ZBRA
$17.8B
$144K ﹤0.01%
483
+212
+78% +$67.7K
BTCI
1467
NEOS Bitcoin High Income ETF
BTCI
$1.12B
$143K ﹤0.01%
2,400
+1,100
+85% +$67.6K
MOD icon
1468
Modine Manufacturing
MOD
$10.4B
$142K ﹤0.01%
1,002
+280
+39% +$35.6K
FELG icon
1469
Fidelity Enhanced Large Cap Growth ETF
FELG
$5.75B
$142K ﹤0.01%
3,462
– –
QQQX icon
1470
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$142K ﹤0.01%
5,182
-310
-6% -$8.31K
CLSE icon
1471
Convergence Long/Short Equity ETF
CLSE
$829M
$142K ﹤0.01%
5,459
– –
AOM icon
1472
iShares Core Moderate Allocation ETF
AOM
$1.78B
$142K ﹤0.01%
2,986
-301
-9% -$14K
AL
1473
DELISTED
Air Lease Corp
AL
$142K ﹤0.01%
2,226
+1,754
+372% +$105K
RZV icon
1474
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$303M
$142K ﹤0.01%
1,200
– –
CLOI icon
1475
VanEck CLO ETF
CLOI
$1.51B
$141K ﹤0.01%
2,664
+37
+1% +$1.96K
57 58
59
60 61

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.25% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Teacher Retirement System of Texas
Teacher Retirement System of Texas Austin, Texas $24B AUM 29.51% 1-Year Est. Return

Allworth Financial's Q3 2025 Portfolio in Review

As of Q3 2025, Allworth Financial held 5,084 positions worth $22.7B, up 8.6% from $20.9B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Allworth Financial's Q3 2025 filing shows 458 new, 2,628 increased, 990 reduced and 174 closed positions. Its largest new stake was Innovator U.S. Small Cap Power Buffer ETF - February: 904,503 shares worth $24.2M. The largest sale was VictoryShares Free Cash Flow ETF, an estimated $116M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2025 buy was Innovator U.S. Small Cap Power Buffer ETF - February: 904,503 shares worth $24.2M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2025, an estimated $144M increase.
  • Allworth Financial's biggest Q3 2025 reduction was VictoryShares Free Cash Flow ETF, cutting an estimated $116M.
  • Allworth Financial fully exited Dividend Performers ETF in Q3 2025, selling an estimated $20.2M.
  • Allworth Financial's ten largest holdings make up 50% of its $22.7B portfolio in Q3 2025.
  • Allworth Financial opened 458 new positions and closed 174 in Q3 2025.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $22.7B.

Based on Allworth Financial's 13F filing for Q3 2025, filed 2 Dec 2025.