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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+9.88%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$3.81B
AUM Growth
+$492M
Cap. Flow
+$158M
Cap. Flow %
4.15%
Top 10 Hldgs %
69.82%
Holding
1,486
New
241
Increased
382
Reduced
190
Closed
49

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$131M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$110M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$76.8M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.6M
5
BND icon
Vanguard Total Bond Market
BND
+$41M

Top Sells

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$108M
2
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$51.4M
3
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$44.7M
4
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$39.1M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 1.7%
2 Financials 0.79%
3 Communication Services 0.62%
4 Real Estate 0.5%
5 Healthcare 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIP icon
1451
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$471M
– –
-109
Closed -$6K
TEN
1452
Tsakos Energy Navigation Ltd
TEN
$1.17B
$0 ﹤0.01%
33
– –
NBIS
1453
Nebius Group N.V.
NBIS
$57.3B
$0 ﹤0.01%
+3
New +$192
GRTS
1454
DELISTED
Gritstone bio, Inc. Common Stock
GRTS
$0 ﹤0.01%
100
– –
MOR
1455
DELISTED
MorphoSys AG American Depositary Shares
MOR
$0 ﹤0.01%
+3
New +$82
AINC
1456
DELISTED
Ashford Inc.
AINC
$0 ﹤0.01%
1
– –
THMO
1457
DELISTED
ThermoGenesis Holdings, Inc. Common Stock
THMO
– –
0
– –
VRTV
1458
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
5
– –
TDW.WS.A
1459
DELISTED
Tidewater Inc. Series A Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.A
$0 ﹤0.01%
10
– –
TDW.WS.B
1460
DELISTED
Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.B
$0 ﹤0.01%
11
– –
CS
1461
DELISTED
Credit Suisse Group
CS
$0 ﹤0.01%
+19
New +$220
AUY
1462
DELISTED
Yamana Gold, Inc.
AUY
$0 ﹤0.01%
27
– –
TEN
1463
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$0 ﹤0.01%
30
– –
TMBR
1464
DELISTED
Timber Pharmaceuticals, Inc.
TMBR
$0 ﹤0.01%
+4
New +$200
PSTH.WS
1465
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$0 ﹤0.01%
11
– –
EVFM
1466
DELISTED
Evofem Biosciences, Inc. Common Stock
EVFM
$0 ﹤0.01%
1
– –
RVI
1467
DELISTED
Retail Value Inc. Common Shares
RVI
$0 ﹤0.01%
54
– –
VNE
1468
DELISTED
Veoneer, Inc.
VNE
$0 ﹤0.01%
12
– –
RRD
1469
DELISTED
RR Donnelley & Sons Co.
RRD
$0 ﹤0.01%
23
– –
YSAC.WS
1470
DELISTED
Yellowstone Acquisition Company Warrants, each whole warrant exercisable for one share of Class A co
YSAC.WS
$0 ﹤0.01%
+100
New +$119
XEC
1471
DELISTED
CIMAREX ENERGY CO
XEC
$0 ﹤0.01%
4
– –
WDR
1472
DELISTED
Waddell & Reed Financial, Inc.
WDR
– –
-200
Closed -$3K
CXO
1473
DELISTED
CONCHO RESOURCES INC.
CXO
$0 ﹤0.01%
7
– –
AIG.WS
1474
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
136
– –
HDS
1475
DELISTED
HD Supply Holdings, Inc.
HDS
– –
-711
Closed -$29K
56 57 58
59
60

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Allworth Financial's Q4 2020 Portfolio in Review

As of Q4 2020, Allworth Financial held 1,486 positions worth $3.81B, up 15% from $3.32B the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Allworth Financial deployed $158M of net new capital in Q4 2020, opening 241 new positions and adding to 382 existing holdings. Its largest new stake was iShares Core S&P US Growth ETF: 102,549 shares worth $9.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, down from 1.7% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was iShares MSCI USA Quality Factor ETF, an estimated $108M trimmed.

  • Allworth Financial's largest Q4 2020 buy was iShares Core S&P US Growth ETF: 102,549 shares worth $9.1M.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $131M increase.
  • Allworth Financial's biggest Q4 2020 reduction was iShares MSCI USA Quality Factor ETF, cutting an estimated $108M.
  • Allworth Financial fully exited LCNB Corp in Q4 2020, selling an estimated $73K.
  • Allworth Financial's ten largest holdings make up 70% of its $3.81B portfolio in Q4 2020.
  • Allworth Financial opened 241 new positions and closed 49 in Q4 2020.
  • Allworth Financial's portfolio value rose 15% quarter-over-quarter to $3.81B.

Based on Allworth Financial's 13F filing for Q4 2020, filed 26 Jan 2021.