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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$7.05B
AUM Growth
+$1.06B
Cap. Flow
+$767M
Cap. Flow %
10.88%
Top 10 Hldgs %
58.04%
Holding
2,228
New
242
Increased
704
Reduced
404
Closed
148

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$85.2M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$70.5M
3
BND icon
Vanguard Total Bond Market
BND
+$66.2M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$46.2M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$38.2M

Top Sells

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$45.1M
2
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$25.1M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$11M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$8.19M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$4.86M

Sector Composition

Rank Sector Weight
1 Technology 2.17%
2 Financials 0.93%
3 Consumer Discretionary 0.63%
4 Healthcare 0.61%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDRV icon
1376
iShares Self-Driving EV and Tech ETF
IDRV
$137M
$10K ﹤0.01%
189
– –
IFV icon
1377
First Trust Dorsey Wright International Focus 5 ETF
IFV
$234M
$10K ﹤0.01%
433
+3
+0.7% +$69
IPO icon
1378
Renaissance IPO ETF
IPO
$162M
$10K ﹤0.01%
167
-10
-6% -$635
JD icon
1379
JD.com
JD
$44.5B
$10K ﹤0.01%
140
-15
-10% -$1.19K
KBE icon
1380
State Street SPDR S&P Bank ETF
KBE
$1.69B
$10K ﹤0.01%
175
– –
MIRM icon
1381
Mirum Pharmaceuticals
MIRM
$6.38B
$10K ﹤0.01%
+630
New +$9.8K
MLR icon
1382
Miller Industries
MLR
$572M
$10K ﹤0.01%
+300
New +$10.4K
PEN icon
1383
Penumbra
PEN
$12.7B
$10K ﹤0.01%
+34
New +$8.99K
SAND
1384
DELISTED
Sandstorm Gold
SAND
$10K ﹤0.01%
1,665
-2,500
-60% -$15.6K
SWBI icon
1385
Smith & Wesson
SWBI
$660M
$10K ﹤0.01%
534
– –
TMHC
1386
DELISTED
Taylor Morrison
TMHC
$10K ﹤0.01%
300
– –
TXG icon
1387
10x Genomics
TXG
$5.97B
$10K ﹤0.01%
+66
New +$10.1K
UTHR icon
1388
United Therapeutics
UTHR
$22B
$10K ﹤0.01%
+44
New +$8.64K
XHE icon
1389
State Street SPDR S&P Health Care Equipment ETF
XHE
$165M
$10K ﹤0.01%
85
– –
NKLA
1390
DELISTED
Nikola Corporation Common Stock
NKLA
$10K ﹤0.01%
35
-1
-3% -$334
PING
1391
DELISTED
Ping Identity Holding Corp.
PING
$10K ﹤0.01%
450
– –
BBL
1392
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$10K ﹤0.01%
159
– –
AMN icon
1393
AMN Healthcare
AMN
$1.29B
$9K ﹤0.01%
+74
New +$8.22K
APTV icon
1394
Aptiv
APTV
$10.1B
$9K ﹤0.01%
53
+3
+6% +$501
BG icon
1395
Bunge Global
BG
$20.5B
$9K ﹤0.01%
+94
New +$8.39K
CSGS
1396
DELISTED
CSG Systems International
CSGS
$9K ﹤0.01%
+153
New +$8.11K
ENR icon
1397
Energizer
ENR
$1.48B
$9K ﹤0.01%
+213
New +$8.18K
ERIE icon
1398
Erie Indemnity
ERIE
$12.8B
$9K ﹤0.01%
+45
New +$9.04K
EWJ icon
1399
iShares MSCI Japan ETF
EWJ
$22.4B
$9K ﹤0.01%
140
+51
+57% +$3.48K
DMC
1400
Del Monte Corp
DMC
$1.41B
$9K ﹤0.01%
+334
New +$9.84K
54 55
56
57 58

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CS
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Voloridge Investment Management
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SC
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EARNEST Partners
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JG
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Pathstone Holdings
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Teacher Retirement System of Texas
Teacher Retirement System of Texas Austin, Texas $24B AUM 29.51% 1-Year Est. Return

Allworth Financial's Q4 2021 Portfolio in Review

As of Q4 2021, Allworth Financial held 2,228 positions worth $7.05B, up 18% from $5.99B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Allworth Financial deployed $767M of net new capital in Q4 2021, opening 242 new positions and adding to 704 existing holdings. Its largest new stake was IQ ARB Merger Arbitrage ETF: 444,456 shares worth $14.3M.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P Mid-Cap 400 Value ETF, an estimated $45.1M trimmed.

  • Allworth Financial's largest Q4 2021 buy was IQ ARB Merger Arbitrage ETF: 444,456 shares worth $14.3M.
  • Allworth Financial added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $85.2M increase.
  • Allworth Financial's biggest Q4 2021 reduction was iShares S&P Mid-Cap 400 Value ETF, cutting an estimated $45.1M.
  • Allworth Financial fully exited iShares iBonds Dec 2021 Term Corporate ETF in Q4 2021, selling an estimated $4.78M.
  • Allworth Financial's ten largest holdings make up 58% of its $7.05B portfolio in Q4 2021.
  • Allworth Financial opened 242 new positions and closed 148 in Q4 2021.
  • Allworth Financial's portfolio value rose 18% quarter-over-quarter to $7.05B.

Based on Allworth Financial's 13F filing for Q4 2021, filed 21 Jan 2022.