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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-14.88%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$3.01B
AUM Growth
+$163M
Cap. Flow
+$711M
Cap. Flow %
23.61%
Top 10 Hldgs %
64.81%
Holding
1,382
New
270
Increased
418
Reduced
122
Closed
44

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$671M
2
BND icon
Vanguard Total Bond Market
BND
+$322M
3
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$139M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$53.4M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$40.6M

Top Sells

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$555M
2
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$353M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$17.6M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$7.22M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.18M

Sector Composition

Rank Sector Weight
1 Technology 2%
2 Communication Services 0.84%
3 Financials 0.63%
4 Healthcare 0.62%
5 Industrials 0.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDW.WS.B
1351
DELISTED
Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.B
$0 ﹤0.01%
+11
New +$13
CS
1352
DELISTED
Credit Suisse Group
CS
– –
-339
Closed -$5K
BBBY
1353
DELISTED
Bed Bath & Beyond Inc
BBBY
$0 ﹤0.01%
+100
New +$1.17K
AUY
1354
DELISTED
Yamana Gold, Inc.
AUY
$0 ﹤0.01%
+27
New +$102
IAA
1355
DELISTED
IAA, Inc. Common Stock
IAA
$0 ﹤0.01%
6
– –
ALR
1356
DELISTED
AlerisLife Inc
ALR
$0 ﹤0.01%
+26
New +$109
TEN
1357
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$0 ﹤0.01%
30
– –
SRGA
1358
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$0 ﹤0.01%
+3
New +$314
VNE
1359
DELISTED
Veoneer, Inc.
VNE
$0 ﹤0.01%
15
– –
RRD
1360
DELISTED
RR Donnelley & Sons Co.
RRD
$0 ﹤0.01%
23
– –
PAVMW
1361
DELISTED
PAVmed Inc. Warrant
PAVMW
$0 ﹤0.01%
+400
New +$324
KSU
1362
DELISTED
Kansas City Southern
KSU
$0 ﹤0.01%
+2
New +$305
XEC
1363
DELISTED
CIMAREX ENERGY CO
XEC
$0 ﹤0.01%
+4
New +$144
JAX
1364
DELISTED
J. Alexander's Holdings, Inc.
JAX
$0 ﹤0.01%
88
– –
LMNX
1365
DELISTED
Luminex Corp
LMNX
$0 ﹤0.01%
+6
New +$147
CXO
1366
DELISTED
CONCHO RESOURCES INC.
CXO
$0 ﹤0.01%
7
– –
AIG.WS
1367
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
30
– –
WPX
1368
DELISTED
WPX Energy, Inc.
WPX
$0 ﹤0.01%
33
– –
NBL
1369
DELISTED
Noble Energy, Inc.
NBL
$0 ﹤0.01%
+17
New +$273
MNTA
1370
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$0 ﹤0.01%
12
– –
PSV
1371
DELISTED
Hermitage Offshore Services Ltd.
PSV
$0 ﹤0.01%
5
– –
CHK
1372
DELISTED
Chesapeake Energy Corporation
CHK
$0 ﹤0.01%
7
+5
+250% +$439
CHK.PRD
1373
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$0 ﹤0.01%
50
– –
SDRL
1374
DELISTED
Seadrill Limited Common Stock
SDRL
$0 ﹤0.01%
+3
New +$4
JCP
1375
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
67
– –
52 53 54
55
56

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SC
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Allworth Financial's Q1 2020 Portfolio in Review

As of Q1 2020, Allworth Financial held 1,382 positions worth $3.01B, up 5.7% from $2.85B the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Allworth Financial deployed $711M of net new capital in Q1 2020, opening 270 new positions and adding to 418 existing holdings. Its largest new stake was First Trust Smith Opportunistic Fixed Income ETF: 1,017,656 shares worth $53.6M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 2% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF, an estimated $555M trimmed.

  • Allworth Financial's largest Q1 2020 buy was First Trust Smith Opportunistic Fixed Income ETF: 1,017,656 shares worth $53.6M.
  • Allworth Financial added most to Vanguard Morningstar Total Stock Market ETF in Q1 2020, an estimated $671M increase.
  • Allworth Financial's biggest Q1 2020 reduction was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF, cutting an estimated $555M.
  • Allworth Financial fully exited Ladenburg Thalmann Financial Services Inc in Q1 2020, selling an estimated $151K.
  • Allworth Financial's ten largest holdings make up 65% of its $3.01B portfolio in Q1 2020.
  • Allworth Financial opened 270 new positions and closed 44 in Q1 2020.
  • Allworth Financial's portfolio value rose 5.7% quarter-over-quarter to $3.01B.

Based on Allworth Financial's 13F filing for Q1 2020, filed 17 Apr 2020.