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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$7.05B
AUM Growth
+$1.06B
Cap. Flow
+$767M
Cap. Flow %
10.88%
Top 10 Hldgs %
58.04%
Holding
2,228
New
242
Increased
704
Reduced
404
Closed
148

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$85.2M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$70.5M
3
BND icon
Vanguard Total Bond Market
BND
+$66.2M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$46.2M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$38.2M

Top Sells

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$45.1M
2
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$25.1M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$11M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$8.19M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$4.86M

Sector Composition

Rank Sector Weight
1 Technology 2.17%
2 Financials 0.93%
3 Consumer Discretionary 0.63%
4 Healthcare 0.61%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMZ icon
1326
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.19B
$12K ﹤0.01%
770
– –
NVR icon
1327
NVR
NVR
$17.1B
$12K ﹤0.01%
2
– –
OIA icon
1328
Invesco Municipal Income Opportunities Trust
OIA
$288M
$12K ﹤0.01%
1,479
– –
PBW icon
1329
Invesco WilderHill Clean Energy ETF
PBW
$415M
$12K ﹤0.01%
166
– –
PCY icon
1330
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$12K ﹤0.01%
452
+109
+32% +$2.88K
PSLV icon
1331
Sprott Physical Silver Trust
PSLV
$12.9B
$12K ﹤0.01%
+1,437
New +$11.7K
SBR
1332
Sabine Royalty Trust
SBR
$1.04B
$12K ﹤0.01%
286
– –
SCS
1333
DELISTED
Steelcase
SCS
$12K ﹤0.01%
1,000
– –
SIVR icon
1334
abrdn Physical Silver Shares ETF
SIVR
$4.32B
$12K ﹤0.01%
552
– –
SKYY icon
1335
First Trust Cloud Computing ETF
SKYY
$3.08B
$12K ﹤0.01%
114
– –
SLM icon
1336
SLM Corp
SLM
$5.16B
$12K ﹤0.01%
629
– –
TBPH icon
1337
Theravance Biopharma
TBPH
$875M
$12K ﹤0.01%
+1,130
New +$9.85K
TRP icon
1338
TC Energy
TRP
$67.1B
$12K ﹤0.01%
253
+3
+1% +$148
VOX icon
1339
Vanguard Communication Services ETF
VOX
$5.7B
$12K ﹤0.01%
91
– –
WSM icon
1340
Williams-Sonoma
WSM
$29.3B
$12K ﹤0.01%
136
-62
-31% -$5.78K
XAR icon
1341
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.39B
$12K ﹤0.01%
100
– –
XHR
1342
Xenia Hotels & Resorts
XHR
$1.89B
$12K ﹤0.01%
646
+386
+148% +$6.81K
WTPI
1343
WisdomTree Equity Premium Income Fund
WTPI
$501M
$12K ﹤0.01%
356
– –
VWE
1344
DELISTED
Vintage Wine Estates, Inc. Common Stock
VWE
$12K ﹤0.01%
+1,000
New +$10.5K
AKA icon
1345
a.k.a. Brands
AKA
$124M
$11K ﹤0.01%
96
– –
CNRG icon
1346
State Street SPDR S&P Kensho Clean Power ETF
CNRG
$207M
$11K ﹤0.01%
118
– –
DTM icon
1347
DT Midstream
DTM
$13.7B
$11K ﹤0.01%
230
– –
EVH icon
1348
Evolent Health
EVH
$345M
$11K ﹤0.01%
400
– –
FNDA icon
1349
Schwab Fundamental US Small Company Index ETF
FNDA
$9.37B
$11K ﹤0.01%
404
– –
FTLS icon
1350
First Trust Long/Short Equity ETF
FTLS
$2.5B
$11K ﹤0.01%
214
– –
52 53
54
55 56

Similar funds

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CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Teacher Retirement System of Texas
Teacher Retirement System of Texas Austin, Texas $24B AUM 29.51% 1-Year Est. Return

Allworth Financial's Q4 2021 Portfolio in Review

As of Q4 2021, Allworth Financial held 2,228 positions worth $7.05B, up 18% from $5.99B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Allworth Financial deployed $767M of net new capital in Q4 2021, opening 242 new positions and adding to 704 existing holdings. Its largest new stake was IQ ARB Merger Arbitrage ETF: 444,456 shares worth $14.3M.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P Mid-Cap 400 Value ETF, an estimated $45.1M trimmed.

  • Allworth Financial's largest Q4 2021 buy was IQ ARB Merger Arbitrage ETF: 444,456 shares worth $14.3M.
  • Allworth Financial added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $85.2M increase.
  • Allworth Financial's biggest Q4 2021 reduction was iShares S&P Mid-Cap 400 Value ETF, cutting an estimated $45.1M.
  • Allworth Financial fully exited iShares iBonds Dec 2021 Term Corporate ETF in Q4 2021, selling an estimated $4.78M.
  • Allworth Financial's ten largest holdings make up 58% of its $7.05B portfolio in Q4 2021.
  • Allworth Financial opened 242 new positions and closed 148 in Q4 2021.
  • Allworth Financial's portfolio value rose 18% quarter-over-quarter to $7.05B.

Based on Allworth Financial's 13F filing for Q4 2021, filed 21 Jan 2022.