AF

Allworth Financial Portfolio holdings

AUM $20.8B
1-Year Return 12.38%
This Quarter Return
+9.88%
1 Year Return
+12.38%
3 Year Return
+38.45%
5 Year Return
+53.41%
10 Year Return
+94.66%
AUM
$3.81B
AUM Growth
+$492M
Cap. Flow
+$152M
Cap. Flow %
4%
Top 10 Hldgs %
69.82%
Holding
1,486
New
242
Increased
382
Reduced
190
Closed
49

Top Buys

1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$131M
2
SPDW icon
SPDR Portfolio Developed World ex-US ETF
SPDW
$118M
3
SPYG icon
SPDR Portfolio S&P 500 Growth ETF
SPYG
$79.6M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
$76.8M
5
BND icon
Vanguard Total Bond Market
BND
$41.1M

Top Sells

1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
$114M
2
VBR icon
Vanguard Small-Cap Value ETF
VBR
$56.7M
3
SPIB icon
SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$45M
4
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
$41.9M
5
SPSM icon
SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$30.6M

Sector Composition

1 Technology 1.7%
2 Financials 0.79%
3 Communication Services 0.62%
4 Real Estate 0.5%
5 Healthcare 0.43%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AINC
1326
DELISTED
Ashford Inc.
AINC
$0 ﹤0.01%
1
– –
THMO
1327
DELISTED
ThermoGenesis Holdings, Inc. Common Stock
THMO
– –
0
– –
VRTV
1328
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
5
– –
TDW.WS.A
1329
DELISTED
Tidewater Inc. Series A Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.A
$0 ﹤0.01%
10
– –
TDW.WS.B
1330
DELISTED
Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.B
$0 ﹤0.01%
11
– –
CS
1331
DELISTED
Credit Suisse Group
CS
$0 ﹤0.01%
+19
New –
AUY
1332
DELISTED
Yamana Gold, Inc.
AUY
$0 ﹤0.01%
27
– –
TEN
1333
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$0 ﹤0.01%
30
– –
TMBR
1334
DELISTED
Timber Pharmaceuticals, Inc.
TMBR
$0 ﹤0.01%
+4
New –
PSTH.WS
1335
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$0 ﹤0.01%
11
– –
EVFM
1336
DELISTED
Evofem Biosciences, Inc. Common Stock
EVFM
$0 ﹤0.01%
1
– –
RVI
1337
DELISTED
Retail Value Inc. Common Shares
RVI
$0 ﹤0.01%
54
– –
VNE
1338
DELISTED
Veoneer, Inc.
VNE
$0 ﹤0.01%
12
– –
RRD
1339
DELISTED
RR Donnelley & Sons Co.
RRD
$0 ﹤0.01%
23
– –
YSAC.WS
1340
DELISTED
Yellowstone Acquisition Company Warrants, each whole warrant exercisable for one share of Class A co
YSAC.WS
$0 ﹤0.01%
+100
New –
XEC
1341
DELISTED
CIMAREX ENERGY CO
XEC
$0 ﹤0.01%
4
– –
WDR
1342
DELISTED
Waddell & Reed Financial, Inc.
WDR
– –
-200
Closed -$3K
CXO
1343
DELISTED
CONCHO RESOURCES INC.
CXO
$0 ﹤0.01%
7
– –
AIG.WS
1344
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
136
– –
HDS
1345
DELISTED
HD Supply Holdings, Inc.
HDS
– –
-711
Closed -$29K
DNKN
1346
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-28
Closed -$2K
FLEU
1347
DELISTED
Barclays ETN+ FI Enhanced Europe 50 ETN Series B
FLEU
– –
-93
Closed -$10K
BSTC
1348
DELISTED
BioSpecifics Technologies Corp.
BSTC
– –
-200
Closed -$11K
AMTD
1349
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-1,482
Closed -$58K
NBL
1350
DELISTED
Noble Energy, Inc.
NBL
– –
-889
Closed -$8K
52 53
54
55 56