AF

Allworth Financial Portfolio holdings

AUM $20.8B
1-Year Return 12.38%
This Quarter Return
-14.88%
1 Year Return
+12.38%
3 Year Return
+38.45%
5 Year Return
+53.41%
10 Year Return
+94.66%
AUM
$3.01B
AUM Growth
+$163M
Cap. Flow
+$581M
Cap. Flow %
19.29%
Top 10 Hldgs %
64.81%
Holding
1,382
New
270
Increased
418
Reduced
122
Closed
44

Top Buys

1
VTI icon
Vanguard Total Stock Market ETF
VTI
$560M
2
BND icon
Vanguard Total Bond Market
BND
$323M
3
VBR icon
Vanguard Small-Cap Value ETF
VBR
$102M
4
FIXD icon
First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF
FIXD
$53.6M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$41.1M

Top Sells

1
SPTM icon
SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$464M
2
SPAB icon
SPDR Portfolio Aggregate Bond ETF
SPAB
$359M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$14M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
$7.13M
5
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
$6.94M

Sector Composition

1 Technology 2%
2 Communication Services 0.84%
3 Financials 0.63%
4 Healthcare 0.62%
5 Industrials 0.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ALR
1226
DELISTED
AlerisLife Inc. Common Stock
ALR
$0 ﹤0.01%
+26
New –
TEN
1227
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$0 ﹤0.01%
30
– –
SRGA
1228
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$0 ﹤0.01%
+3
New –
VNE
1229
DELISTED
Veoneer, Inc.
VNE
$0 ﹤0.01%
15
– –
RRD
1230
DELISTED
RR Donnelley & Sons Co.
RRD
$0 ﹤0.01%
23
– –
PAVMW
1231
DELISTED
PAVmed Inc. Warrant
PAVMW
$0 ﹤0.01%
+400
New –
KSU
1232
DELISTED
Kansas City Southern
KSU
$0 ﹤0.01%
+2
New –
XEC
1233
DELISTED
CIMAREX ENERGY CO
XEC
$0 ﹤0.01%
+4
New –
JAX
1234
DELISTED
J. Alexander's Holdings, Inc.
JAX
$0 ﹤0.01%
88
– –
LMNX
1235
DELISTED
Luminex Corp
LMNX
$0 ﹤0.01%
+6
New –
CXO
1236
DELISTED
CONCHO RESOURCES INC.
CXO
$0 ﹤0.01%
7
– –
AIG.WS
1237
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
30
– –
WPX
1238
DELISTED
WPX Energy, Inc.
WPX
$0 ﹤0.01%
33
– –
NBL
1239
DELISTED
Noble Energy, Inc.
NBL
$0 ﹤0.01%
+17
New –
MNTA
1240
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$0 ﹤0.01%
12
– –
PSV
1241
DELISTED
Hermitage Offshore Services Ltd.
PSV
$0 ﹤0.01%
5
– –
CHK
1242
DELISTED
Chesapeake Energy Corporation
CHK
$0 ﹤0.01%
7
+5
+250% –
CHK.PRD
1243
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$0 ﹤0.01%
50
– –
SDRL
1244
DELISTED
Seadrill Limited Common Stock
SDRL
$0 ﹤0.01%
+3
New –
JCP
1245
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
67
– –
CTST
1246
DELISTED
CannTrust Holdings Inc. Common Share
CTST
– –
-200
Closed –
AKS
1247
DELISTED
AK Steel Holding Corp.
AKS
– –
-14
Closed –
LTS
1248
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
– –
-43,400
Closed -$151K
DISCA
1249
DELISTED
Discovery, Inc. Series A Common Stock
DISCA
$0 ﹤0.01%
+6
New –
PDLI
1250
DELISTED
PDL BioPharma, Inc.
PDLI
$0 ﹤0.01%
100
– –
48 49
50
51 52