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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$7.05B
AUM Growth
+$1.06B
Cap. Flow
+$767M
Cap. Flow %
10.88%
Top 10 Hldgs %
58.04%
Holding
2,228
New
242
Increased
704
Reduced
404
Closed
148

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$85.2M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$70.5M
3
BND icon
Vanguard Total Bond Market
BND
+$66.2M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$46.2M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$38.2M

Top Sells

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$45.1M
2
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$25.1M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$11M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$8.19M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$4.86M

Sector Composition

Rank Sector Weight
1 Technology 2.17%
2 Financials 0.93%
3 Consumer Discretionary 0.63%
4 Healthcare 0.61%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYGV icon
101
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.09B
$6.34M 0.09%
129,389
-1,468
-1% -$72.4K
SPHQ icon
102
Invesco S&P 500 Quality ETF
SPHQ
$19.4B
$6.04M 0.09%
113,533
-5,699
-5% -$294K
UNH icon
103
UnitedHealth
UNH
$376B
$6.04M 0.09%
12,025
+107
+0.9% +$48.4K
SHM icon
104
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$6.03M 0.09%
122,527
-2,073
-2% -$102K
MDY icon
105
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$6.03M 0.09%
11,639
-1,001
-8% -$509K
SPTS icon
106
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.1B
$6.03M 0.09%
197,993
+197,141
+23,139% +$6.02M
FPE icon
107
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$6M 0.09%
295,477
+295,280
+149,888% +$6.02M
IVE icon
108
iShares S&P 500 Value ETF
IVE
$49B
$5.96M 0.08%
38,073
-3,305
-8% -$503K
HDV
109
iShares Core High Dividend ETF
HDV
$14.5B
$5.93M 0.08%
293,470
+890
+0.3% +$17.4K
DLS icon
110
WisdomTree International SmallCap Dividend Fund
DLS
$1.06B
$5.92M 0.08%
80,354
-11,171
-12% -$823K
DFCF icon
111
Dimensional Core Fixed Income ETF
DFCF
$10.8B
$5.84M 0.08%
+116,495
New +$5.85M
INTC icon
112
Intel
INTC
$455B
$5.76M 0.08%
111,836
-5,711
-5% -$292K
JNJ icon
113
Johnson & Johnson
JNJ
$618B
$5.65M 0.08%
33,043
+86
+0.3% +$14.1K
EAGG icon
114
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.96B
$5.63M 0.08%
102,045
+99,892
+4,640% +$5.5M
USMV icon
115
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$5.47M 0.08%
67,640
-3,717
-5% -$288K
DFIV icon
116
Dimensional International Value ETF
DFIV
$21.3B
$5.4M 0.08%
164,523
+349
+0.2% +$11.6K
IAU icon
117
iShares Gold Trust
IAU
$62.9B
$5.36M 0.08%
154,076
-10,651
-6% -$364K
SPMB icon
118
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.95B
$5.35M 0.08%
210,625
+209,985
+32,810% +$5.35M
META icon
119
Meta Platforms (Facebook)
META
$1.42T
$5.23M 0.07%
15,550
+154
+1% +$51.1K
SHYL icon
120
Xtrackers Short Duration High Yield Bond ETF
SHYL
$267M
$5.21M 0.07%
+109,849
New +$5.21M
SJNK icon
121
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$5.13M 0.07%
188,947
+169,575
+875% +$4.61M
SNOW icon
122
Snowflake
SNOW
$102B
$4.98M 0.07%
14,694
-1,076
-7% -$375K
IJS icon
123
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$4.89M 0.07%
46,821
-563
-1% -$59K
GOOGL icon
124
Alphabet (Google) Class A
GOOGL
$4.36T
$4.87M 0.07%
33,600
+4,280
+15% +$616K
CSCO icon
125
Cisco
CSCO
$457B
$4.87M 0.07%
76,774
-731
-0.9% -$41.8K
3 4
5
6 7

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CS
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SC
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EARNEST Partners
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JG
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Allworth Financial's Q4 2021 Portfolio in Review

As of Q4 2021, Allworth Financial held 2,228 positions worth $7.05B, up 18% from $5.99B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Allworth Financial deployed $767M of net new capital in Q4 2021, opening 242 new positions and adding to 704 existing holdings. Its largest new stake was IQ ARB Merger Arbitrage ETF: 444,456 shares worth $14.3M.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P Mid-Cap 400 Value ETF, an estimated $45.1M trimmed.

  • Allworth Financial's largest Q4 2021 buy was IQ ARB Merger Arbitrage ETF: 444,456 shares worth $14.3M.
  • Allworth Financial added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $85.2M increase.
  • Allworth Financial's biggest Q4 2021 reduction was iShares S&P Mid-Cap 400 Value ETF, cutting an estimated $45.1M.
  • Allworth Financial fully exited iShares iBonds Dec 2021 Term Corporate ETF in Q4 2021, selling an estimated $4.78M.
  • Allworth Financial's ten largest holdings make up 58% of its $7.05B portfolio in Q4 2021.
  • Allworth Financial opened 242 new positions and closed 148 in Q4 2021.
  • Allworth Financial's portfolio value rose 18% quarter-over-quarter to $7.05B.

Based on Allworth Financial's 13F filing for Q4 2021, filed 21 Jan 2022.