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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.85B
AUM Growth
+$226M
Cap. Flow
+$84.2M
Cap. Flow %
2.96%
Top 10 Hldgs %
72.91%
Holding
1,159
New
140
Increased
365
Reduced
86
Closed
47

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$14.5M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.7M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$11.8M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$8.08M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.19M

Top Sells

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$5.38M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$3.81M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.35M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$2.46M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.12M

Sector Composition

Rank Sector Weight
1 Technology 1.98%
2 Communication Services 0.86%
3 Financials 0.57%
4 Healthcare 0.43%
5 Consumer Staples 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THMO
1126
DELISTED
ThermoGenesis Holdings, Inc. Common Stock
THMO
– –
0
– –
VMW
1127
DELISTED
VMware, Inc
VMW
– –
-41
Closed -$6K
RAD
1128
DELISTED
Rite Aid Corporation
RAD
$0 ﹤0.01%
5
– –
FFTG
1129
DELISTED
FormulaFolios Tactical Growth ETF
FFTG
– –
-182
Closed -$5K
DBD
1130
DELISTED
Diebold Nixdorf Incorporated
DBD
– –
-172
Closed -$2K
IAA
1131
DELISTED
IAA, Inc. Common Stock
IAA
$0 ﹤0.01%
6
– –
TEN
1132
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$0 ﹤0.01%
30
– –
VNE
1133
DELISTED
Veoneer, Inc.
VNE
$0 ﹤0.01%
15
– –
RRD
1134
DELISTED
RR Donnelley & Sons Co.
RRD
$0 ﹤0.01%
23
– –
ALXN
1135
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-50
Closed -$5K
PRAH
1136
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-250
Closed -$25K
AIG.WS
1137
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
30
– –
WPX
1138
DELISTED
WPX Energy, Inc.
WPX
$0 ﹤0.01%
33
– –
MNTA
1139
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$0 ﹤0.01%
12
– –
PSV
1140
DELISTED
Hermitage Offshore Services Ltd.
PSV
$0 ﹤0.01%
+5
New +$5
CHK
1141
DELISTED
Chesapeake Energy Corporation
CHK
$0 ﹤0.01%
2
– –
JCP
1142
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
67
– –
CTST
1143
DELISTED
CannTrust Holdings Inc. Common Share
CTST
$0 ﹤0.01%
200
– –
AKS
1144
DELISTED
AK Steel Holding Corp
AKS
$0 ﹤0.01%
14
– –
LKSD
1145
DELISTED
LSC Communications, Inc.
LKSD
– –
-8
Closed –
CBM
1146
DELISTED
Cambrex Corporation
CBM
– –
-4
Closed –
VIAB
1147
DELISTED
Viacom Inc. Class B
VIAB
– –
-49
Closed -$1K
BPL
1148
DELISTED
Buckeye Partners, L.P.
BPL
– –
-449
Closed -$18K
VSM
1149
DELISTED
Versum Materials, Inc.
VSM
– –
-66
Closed -$4K
AABA
1150
DELISTED
Altaba Inc
AABA
– –
-875
Closed -$17K
43 44 45
46
47

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SC
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Allworth Financial's Q4 2019 Portfolio in Review

As of Q4 2019, Allworth Financial held 1,159 positions worth $2.85B, up 8.6% from $2.62B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q4 2019 filing shows 140 new, 365 increased, 86 reduced and 47 closed positions. Its largest new stake was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M. The largest sale was State Street Blackstone Senior Loan ETF, an estimated $5.38M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.8% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q4 2019 buy was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q4 2019, an estimated $14.5M increase.
  • Allworth Financial's biggest Q4 2019 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $5.38M.
  • Allworth Financial fully exited Schwab US Dividend Equity ETF in Q4 2019, selling an estimated $77K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.85B portfolio in Q4 2019.
  • Allworth Financial opened 140 new positions and closed 47 in Q4 2019.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $2.85B.

Based on Allworth Financial's 13F filing for Q4 2019, filed 16 Jan 2020.