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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$7.05B
AUM Growth
+$1.06B
Cap. Flow
+$767M
Cap. Flow %
10.88%
Top 10 Hldgs %
58.04%
Holding
2,228
New
242
Increased
704
Reduced
404
Closed
148

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$85.2M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$70.5M
3
BND icon
Vanguard Total Bond Market
BND
+$66.2M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$46.2M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$38.2M

Top Sells

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$45.1M
2
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$25.1M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$11M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$8.19M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$4.86M

Sector Composition

Rank Sector Weight
1 Technology 2.17%
2 Financials 0.93%
3 Consumer Discretionary 0.63%
4 Healthcare 0.61%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIVE icon
1101
Five Below
FIVE
$12.4B
$21K ﹤0.01%
100
+42
+72% +$8.26K
FTSM icon
1102
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$21K ﹤0.01%
345
+1
+0.3% +$60
GXO icon
1103
GXO Logistics
GXO
$5.48B
$21K ﹤0.01%
227
– –
OSK icon
1104
Oshkosh
OSK
$9.43B
$21K ﹤0.01%
183
+74
+68% +$8.09K
PEJ icon
1105
Invesco Leisure and Entertainment ETF
PEJ
$255M
$21K ﹤0.01%
+437
New +$21.7K
SF
1106
Stifel
SF
$12.8B
$21K ﹤0.01%
455
+179
+65% +$8.69K
SPCE icon
1107
Virgin Galactic
SPCE
$371M
$21K ﹤0.01%
80
-8
-9% -$2.89K
AD
1108
Array Digital Infrastructure
AD
$3.04B
$21K ﹤0.01%
657
+273
+71% +$8.61K
VCLT icon
1109
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.88B
$21K ﹤0.01%
195
+5
+3% +$532
VLY icon
1110
Valley National Bancorp
VLY
$8.17B
$21K ﹤0.01%
1,491
– –
MTTR
1111
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$21K ﹤0.01%
1,000
– –
CDMO
1112
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$21K ﹤0.01%
715
+29
+4% +$830
ZEN
1113
DELISTED
ZENDESK INC
ZEN
$21K ﹤0.01%
204
+174
+580% +$18.7K
MBTCU
1114
DELISTED
Nocturne Acquisition Corporation Unit
MBTCU
$21K ﹤0.01%
2,000
– –
AKAM icon
1115
Akamai
AKAM
$17.8B
$20K ﹤0.01%
+174
New +$19.1K
AMG icon
1116
Affiliated Managers Group
AMG
$9.92B
$20K ﹤0.01%
120
+49
+69% +$8.22K
CGW icon
1117
Invesco S&P Global Water Index ETF
CGW
$1.08B
$20K ﹤0.01%
335
+6
+2% +$354
FAAR icon
1118
First Trust Alternative Absolute Return Strategy ETF
FAAR
$189M
$20K ﹤0.01%
681
+41
+6% +$1.26K
FBT icon
1119
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.75B
$20K ﹤0.01%
+123
New +$19.9K
FE icon
1120
FirstEnergy
FE
$27.7B
$20K ﹤0.01%
474
+218
+85% +$8.4K
FEX icon
1121
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.6B
$20K ﹤0.01%
221
+1
+0.5% +$90
FWRD icon
1122
Forward Air
FWRD
$487M
$20K ﹤0.01%
168
– –
FXO icon
1123
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$20K ﹤0.01%
430
– –
HALO icon
1124
Halozyme
HALO
$9.91B
$20K ﹤0.01%
500
– –
HUBS icon
1125
HubSpot
HUBS
$12.8B
$20K ﹤0.01%
31
+13
+72% +$9.83K
43 44
45
46 47

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Teacher Retirement System of Texas
Teacher Retirement System of Texas Austin, Texas $24B AUM 29.51% 1-Year Est. Return

Allworth Financial's Q4 2021 Portfolio in Review

As of Q4 2021, Allworth Financial held 2,228 positions worth $7.05B, up 18% from $5.99B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Allworth Financial deployed $767M of net new capital in Q4 2021, opening 242 new positions and adding to 704 existing holdings. Its largest new stake was IQ ARB Merger Arbitrage ETF: 444,456 shares worth $14.3M.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P Mid-Cap 400 Value ETF, an estimated $45.1M trimmed.

  • Allworth Financial's largest Q4 2021 buy was IQ ARB Merger Arbitrage ETF: 444,456 shares worth $14.3M.
  • Allworth Financial added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $85.2M increase.
  • Allworth Financial's biggest Q4 2021 reduction was iShares S&P Mid-Cap 400 Value ETF, cutting an estimated $45.1M.
  • Allworth Financial fully exited iShares iBonds Dec 2021 Term Corporate ETF in Q4 2021, selling an estimated $4.78M.
  • Allworth Financial's ten largest holdings make up 58% of its $7.05B portfolio in Q4 2021.
  • Allworth Financial opened 242 new positions and closed 148 in Q4 2021.
  • Allworth Financial's portfolio value rose 18% quarter-over-quarter to $7.05B.

Based on Allworth Financial's 13F filing for Q4 2021, filed 21 Jan 2022.