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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+9.88%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+115.01%
AUM
$3.81B
AUM Growth
+$492M
Cap. Flow
+$158M
Cap. Flow %
4.15%
Top 10 Hldgs %
69.82%
Holding
1,486
New
241
Increased
382
Reduced
190
Closed
49

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$131M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$110M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$76.8M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.6M
5
BND icon
Vanguard Total Bond Market
BND
+$41M

Top Sells

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$108M
2
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$51.4M
3
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$44.7M
4
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$39.1M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 1.7%
2 Financials 0.79%
3 Communication Services 0.62%
4 Real Estate 0.5%
5 Healthcare 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEVA icon
1101
Teva Pharmaceuticals
TEVA
$40.5B
$3K ﹤0.01%
352
-3
-0.8% -$29
TSM icon
1102
TSMC
TSM
$2.15T
$3K ﹤0.01%
25
– –
XLRE icon
1103
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.64B
$3K ﹤0.01%
82
+1
+1% +$36
XMLV icon
1104
Invesco S&P MidCap Low Volatility ETF
XMLV
$747M
$3K ﹤0.01%
+70
New +$3.15K
XRX icon
1105
Xerox
XRX
$412M
$3K ﹤0.01%
114
– –
XSLV icon
1106
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$3K ﹤0.01%
+82
New +$3.06K
XTN icon
1107
State Street SPDR S&P Transportation ETF
XTN
$400M
$3K ﹤0.01%
36
– –
DM
1108
DELISTED
Desktop Metal, Inc.
DM
$3K ﹤0.01%
+20
New +$2.65K
WRK
1109
DELISTED
WestRock Company
WRK
$3K ﹤0.01%
71
+1
+1% +$41
ASLN
1110
DELISTED
ASLAN Pharmaceuticals Limited American Depositary Shares
ASLN
$3K ﹤0.01%
+38
New +$2.79K
CEM
1111
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$3K ﹤0.01%
+192
New +$2.91K
SIEN
1112
DELISTED
Sientra, Inc.
SIEN
$3K ﹤0.01%
68
– –
NUVA
1113
DELISTED
NuVasive, Inc.
NUVA
$3K ﹤0.01%
50
– –
AMPE
1114
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$3K ﹤0.01%
6
– –
PSTH
1115
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$3K ﹤0.01%
100
– –
PLAN
1116
DELISTED
Anaplan, Inc.
PLAN
$3K ﹤0.01%
+41
New +$2.67K
POTX
1117
DELISTED
Global X Cannabis ETF
POTX
$3K ﹤0.01%
47
– –
HRC
1118
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$3K ﹤0.01%
+33
New +$3.08K
CLDR
1119
DELISTED
Cloudera, Inc.
CLDR
$3K ﹤0.01%
212
– –
FIT
1120
DELISTED
Fitbit, Inc. Class A common stock
FIT
$3K ﹤0.01%
392
– –
ACB
1121
Aurora Cannabis
ACB
$180M
$2K ﹤0.01%
30
+2
+7% +$146
ACIW icon
1122
ACI Worldwide
ACIW
$5.88B
$2K ﹤0.01%
65
– –
AEIS icon
1123
Advanced Energy
AEIS
$13.2B
$2K ﹤0.01%
20
– –
AIRG icon
1124
Airgain
AIRG
$72.5M
$2K ﹤0.01%
+100
New +$1.39K
AKBA icon
1125
Akebia Therapeutics
AKBA
$346M
$2K ﹤0.01%
748
– –
43 44
45
46 47

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SC
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Allworth Financial's Q4 2020 Portfolio in Review

As of Q4 2020, Allworth Financial held 1,486 positions worth $3.81B, up 15% from $3.32B the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Allworth Financial deployed $158M of net new capital in Q4 2020, opening 241 new positions and adding to 382 existing holdings. Its largest new stake was iShares Core S&P US Growth ETF: 102,549 shares worth $9.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, down from 1.7% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was iShares MSCI USA Quality Factor ETF, an estimated $108M trimmed.

  • Allworth Financial's largest Q4 2020 buy was iShares Core S&P US Growth ETF: 102,549 shares worth $9.1M.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $131M increase.
  • Allworth Financial's biggest Q4 2020 reduction was iShares MSCI USA Quality Factor ETF, cutting an estimated $108M.
  • Allworth Financial fully exited LCNB Corp in Q4 2020, selling an estimated $73K.
  • Allworth Financial's ten largest holdings make up 70% of its $3.81B portfolio in Q4 2020.
  • Allworth Financial opened 241 new positions and closed 49 in Q4 2020.
  • Allworth Financial's portfolio value rose 15% quarter-over-quarter to $3.81B.

Based on Allworth Financial's 13F filing for Q4 2020, filed 26 Jan 2021.