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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.85B
AUM Growth
+$226M
Cap. Flow
+$84.2M
Cap. Flow %
2.96%
Top 10 Hldgs %
72.91%
Holding
1,159
New
140
Increased
365
Reduced
86
Closed
47

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$14.5M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.7M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$11.8M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$8.08M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.19M

Top Sells

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$5.38M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$3.81M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.35M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$2.46M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.12M

Sector Composition

Rank Sector Weight
1 Technology 1.98%
2 Communication Services 0.86%
3 Financials 0.57%
4 Healthcare 0.43%
5 Consumer Staples 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHA icon
1101
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$0 ﹤0.01%
20
– –
SCHD icon
1102
Schwab US Dividend Equity ETF
SCHD
$102B
– –
-4,242
Closed -$77K
SCHR
1103
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$0 ﹤0.01%
2
– –
SKT icon
1104
Tanger
SKT
$4.69B
– –
-458
Closed -$7K
SMSI icon
1105
Smith Micro Software
SMSI
$14M
$0 ﹤0.01%
+1
New +$198
SNOA icon
1106
Sonoma Pharmaceuticals
SNOA
$5.26M
$0 ﹤0.01%
3
– –
TEAM icon
1107
Atlassian
TEAM
$25.2B
$0 ﹤0.01%
+4
New +$487
TENX icon
1108
Tenax Therapeutics
TENX
$391M
– –
0
– –
TRIP icon
1109
TripAdvisor
TRIP
$1.66B
$0 ﹤0.01%
10
+1
+11% +$34
TRX icon
1110
TRX Gold Corp
TRX
$249M
$0 ﹤0.01%
200
– –
TTMI icon
1111
TTM Technologies
TTMI
$12.2B
$0 ﹤0.01%
25
– –
UAA icon
1112
Under Armour
UAA
$2.88B
– –
-100
Closed -$2K
UNIT
1113
Uniti Group
UNIT
$2.26B
$0 ﹤0.01%
45
+26
+137% +$188
USHY icon
1114
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$0 ﹤0.01%
+3
New +$122
UUUU icon
1115
Energy Fuels
UUUU
$2.86B
$0 ﹤0.01%
3
– –
VC icon
1116
Visteon
VC
$2.75B
$0 ﹤0.01%
2
+1
+100% +$89
VNOM icon
1117
Viper Energy
VNOM
$8.54B
– –
-350
Closed -$10K
VNQI icon
1118
Vanguard Global ex-US Real Estate ETF
VNQI
$3.5B
$0 ﹤0.01%
5
– –
WAL icon
1119
Western Alliance Bancorporation
WAL
$8.8B
$0 ﹤0.01%
8
– –
WATT icon
1120
Energous
WATT
$77.3M
– –
0
– –
WPM icon
1121
Wheaton Precious Metals
WPM
$49.8B
– –
-101
Closed -$3K
WYNN icon
1122
Wynn Resorts
WYNN
$10.2B
– –
-102
Closed -$11K
ZTR
1123
Virtus Total Return Fund
ZTR
$339M
– –
-1
Closed –
ROIC
1124
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-910
Closed -$17K
AINC
1125
DELISTED
Ashford Inc.
AINC
$0 ﹤0.01%
1
– –
43 44
45
46 47

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SC
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Allworth Financial's Q4 2019 Portfolio in Review

As of Q4 2019, Allworth Financial held 1,159 positions worth $2.85B, up 8.6% from $2.62B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q4 2019 filing shows 140 new, 365 increased, 86 reduced and 47 closed positions. Its largest new stake was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M. The largest sale was State Street Blackstone Senior Loan ETF, an estimated $5.38M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.8% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q4 2019 buy was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q4 2019, an estimated $14.5M increase.
  • Allworth Financial's biggest Q4 2019 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $5.38M.
  • Allworth Financial fully exited Schwab US Dividend Equity ETF in Q4 2019, selling an estimated $77K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.85B portfolio in Q4 2019.
  • Allworth Financial opened 140 new positions and closed 47 in Q4 2019.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $2.85B.

Based on Allworth Financial's 13F filing for Q4 2019, filed 16 Jan 2020.