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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.85B
AUM Growth
+$226M
Cap. Flow
+$84.2M
Cap. Flow %
2.96%
Top 10 Hldgs %
72.91%
Holding
1,159
New
140
Increased
365
Reduced
86
Closed
47

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$14.5M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.7M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$11.8M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$8.08M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.19M

Top Sells

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$5.38M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$3.81M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.35M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$2.46M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.12M

Sector Composition

Rank Sector Weight
1 Technology 1.98%
2 Communication Services 0.86%
3 Financials 0.57%
4 Healthcare 0.43%
5 Consumer Staples 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HQY icon
1076
HealthEquity
HQY
$8.41B
– –
-500
Closed -$29K
IRBT
1077
DELISTED
iRobot
IRBT
– –
-100
Closed -$6K
JAZZ icon
1078
Jazz Pharmaceuticals
JAZZ
$15.9B
$0 ﹤0.01%
3
– –
JBLU icon
1079
JetBlue
JBLU
$2.29B
$0 ﹤0.01%
+24
New +$446
OPLN
1080
Openlane
OPLN
$4.21B
$0 ﹤0.01%
6
– –
KR icon
1081
Kroger
KR
$35.5B
$0 ﹤0.01%
16
-51
-76% -$1.35K
KSS icon
1082
Kohl's
KSS
$2.21B
$0 ﹤0.01%
1
– –
KTB icon
1083
Kontoor Brands
KTB
$4.63B
$0 ﹤0.01%
4
– –
TULP
1084
Bloomia Holdings
TULP
$15.6M
$0 ﹤0.01%
14
– –
LEN.B icon
1085
Lennar Class B
LEN.B
$19.6B
$0 ﹤0.01%
6
– –
MGK icon
1086
Vanguard Morningstar Mega Cap Growth ETF
MGK
$32.2B
– –
-850
Closed -$23K
MNRO icon
1087
Monro
MNRO
$386M
– –
-100
Closed -$8K
MOS icon
1088
The Mosaic Company
MOS
$7.09B
$0 ﹤0.01%
6
– –
MUE
1089
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
– –
-1,505
Closed -$19K
NAVI icon
1090
Navient
NAVI
$788M
$0 ﹤0.01%
22
– –
NOG icon
1091
Northern Oil and Gas
NOG
$2.27B
$0 ﹤0.01%
20
– –
NRO
1092
Neuberger Real Estate Securities Income Fund Inc
NRO
$191M
– –
-629
Closed -$3K
OLLI icon
1093
Ollie's Bargain Outlet
OLLI
$4.41B
– –
-89
Closed -$5K
OMEX icon
1094
Odyssey Marine Exploration
OMEX
$34.4M
$0 ﹤0.01%
25
– –
PBH icon
1095
Prestige Consumer Healthcare
PBH
$2.36B
$0 ﹤0.01%
9
– –
PRTA icon
1096
Prothena Corp
PRTA
$422M
$0 ﹤0.01%
12
– –
PZG icon
1097
Paramount Gold Nevada
PZG
$96.9M
– –
-150
Closed –
QLYS icon
1098
Qualys
QLYS
$5.02B
$0 ﹤0.01%
2
– –
RMTI icon
1099
Rockwell Medical
RMTI
$28.3M
– –
-10
Closed -$3K
SAGE
1100
DELISTED
Sage Therapeutics
SAGE
$0 ﹤0.01%
4
– –
42 43
44
45 46

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CS
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Voloridge Investment Management
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SC
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EARNEST Partners
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JG
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Pathstone Holdings
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Walleye Capital
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Allworth Financial's Q4 2019 Portfolio in Review

As of Q4 2019, Allworth Financial held 1,159 positions worth $2.85B, up 8.6% from $2.62B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q4 2019 filing shows 140 new, 365 increased, 86 reduced and 47 closed positions. Its largest new stake was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M. The largest sale was State Street Blackstone Senior Loan ETF, an estimated $5.38M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.8% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q4 2019 buy was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q4 2019, an estimated $14.5M increase.
  • Allworth Financial's biggest Q4 2019 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $5.38M.
  • Allworth Financial fully exited Schwab US Dividend Equity ETF in Q4 2019, selling an estimated $77K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.85B portfolio in Q4 2019.
  • Allworth Financial opened 140 new positions and closed 47 in Q4 2019.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $2.85B.

Based on Allworth Financial's 13F filing for Q4 2019, filed 16 Jan 2020.