We are live on ! Find out more
AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.85B
AUM Growth
+$226M
Cap. Flow
+$84.2M
Cap. Flow %
2.96%
Top 10 Hldgs %
72.91%
Holding
1,159
New
140
Increased
365
Reduced
86
Closed
47

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$14.5M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.7M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$11.8M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$8.08M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.19M

Top Sells

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$5.38M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$3.81M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.35M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$2.46M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.12M

Sector Composition

Rank Sector Weight
1 Technology 1.98%
2 Communication Services 0.86%
3 Financials 0.57%
4 Healthcare 0.43%
5 Consumer Staples 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGNX icon
1051
Cognex
CGNX
$10.8B
– –
-35
Closed -$2K
CHW
1052
Calamos Global Dynamic Income Fund
CHW
$528M
– –
-376
Closed -$3K
CLIR icon
1053
ClearSign Technologies
CLIR
$24.3M
$0 ﹤0.01%
1
– –
CNO icon
1054
CNO Financial Group
CNO
$5.2B
– –
-9
Closed –
COOP
1055
DELISTED
Mr. Cooper
COOP
$0 ﹤0.01%
8
– –
COPX icon
1056
Global X Copper Miners ETF NEW
COPX
$7.25B
$0 ﹤0.01%
16
– –
CRNC icon
1057
Cerence
CRNC
$382M
$0 ﹤0.01%
+17
New +$279
CROX icon
1058
Crocs
CROX
$6.25B
– –
-300
Closed -$8K
CZR icon
1059
Caesars Entertainment
CZR
$6.05B
– –
-100
Closed -$4K
DFIN icon
1060
Donnelley Financial Solutions
DFIN
$1.17B
$0 ﹤0.01%
8
– –
DNN icon
1061
Denison Mines
DNN
$2.54B
$0 ﹤0.01%
124
– –
DOYU
1062
DouYu International Holdings
DOYU
$139M
$0 ﹤0.01%
+2
New +$155
DXD icon
1063
ProShares UltraShort Dow 30
DXD
$42.3M
$0 ﹤0.01%
1
– –
EBND icon
1064
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.26B
$0 ﹤0.01%
1
– –
EGO icon
1065
Eldorado Gold
EGO
$7.94B
– –
-20
Closed –
ELS icon
1066
Equity Lifestyle Properties
ELS
$12.6B
$0 ﹤0.01%
2
– –
EXEL icon
1067
Exelixis
EXEL
$13.4B
$0 ﹤0.01%
20
– –
FIVE icon
1068
Five Below
FIVE
$11.8B
– –
-59
Closed -$7K
FNDC icon
1069
Schwab Fundamental International Small Company Index ETF
FNDC
$3.04B
$0 ﹤0.01%
9
– –
FNDE icon
1070
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.69B
$0 ﹤0.01%
11
– –
FUN icon
1071
Cedar Fair
FUN
$1.78B
– –
-62
Closed -$4K
GHY
1072
PGIM Global High Yield Fund
GHY
$477M
– –
-2,155
Closed -$31K
HGV icon
1073
Hilton Grand Vacations
HGV
$3.64B
$0 ﹤0.01%
10
– –
HL icon
1074
Hecla Mining
HL
$9.51B
$0 ﹤0.01%
100
– –
HMY icon
1075
Harmony Gold Mining
HMY
$9.78B
$0 ﹤0.01%
6
– –
41 42
43
44 45

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Walleye Capital
Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

Allworth Financial's Q4 2019 Portfolio in Review

As of Q4 2019, Allworth Financial held 1,159 positions worth $2.85B, up 8.6% from $2.62B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q4 2019 filing shows 140 new, 365 increased, 86 reduced and 47 closed positions. Its largest new stake was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M. The largest sale was State Street Blackstone Senior Loan ETF, an estimated $5.38M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.8% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q4 2019 buy was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q4 2019, an estimated $14.5M increase.
  • Allworth Financial's biggest Q4 2019 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $5.38M.
  • Allworth Financial fully exited Schwab US Dividend Equity ETF in Q4 2019, selling an estimated $77K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.85B portfolio in Q4 2019.
  • Allworth Financial opened 140 new positions and closed 47 in Q4 2019.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $2.85B.

Based on Allworth Financial's 13F filing for Q4 2019, filed 16 Jan 2020.