AF

Allworth Financial Portfolio holdings

AUM $20.8B
This Quarter Return
+0.94%
1 Year Return
+12.38%
3 Year Return
+38.45%
5 Year Return
+53.41%
10 Year Return
+94.66%
AUM
$2.62B
AUM Growth
+$57.3M
Cap. Flow
+$36.6M
Cap. Flow %
1.4%
Top 10 Hldgs %
73.47%
Holding
1,068
New
97
Increased
240
Reduced
135
Closed
46

Top Buys

1
SPTM icon
SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$28.6M
2
SPIB icon
SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$27.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
$15.9M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
$12.7M
5
SPAB icon
SPDR Portfolio Aggregate Bond ETF
SPAB
$9.8M

Top Sells

1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$47.9M
2
SRLN icon
SPDR Blackstone Senior Loan ETF
SRLN
$28M
3
SHM icon
SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$4.19M
4
VTI icon
Vanguard Total Stock Market ETF
VTI
$2.5M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$947K

Sector Composition

1 Technology 1.76%
2 Communication Services 0.88%
3 Financials 0.45%
4 Healthcare 0.35%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CXO
1051
DELISTED
CONCHO RESOURCES INC.
CXO
$0 ﹤0.01%
7
– –
AIG.WS
1052
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
30
– –
WPX
1053
DELISTED
WPX Energy, Inc.
WPX
$0 ﹤0.01%
33
– –
MNTA
1054
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$0 ﹤0.01%
12
– –
CHK
1055
DELISTED
Chesapeake Energy Corporation
CHK
$0 ﹤0.01%
2
– –
MNI
1056
DELISTED
The McClatchy Company Class A Common Stock
MNI
– –
-116
Closed –
LKSD
1057
DELISTED
LSC Communications, Inc.
LKSD
$0 ﹤0.01%
8
– –
CBM
1058
DELISTED
Cambrex Corporation
CBM
$0 ﹤0.01%
4
– –
TRK
1059
DELISTED
Speedway Motorsports, Inc.
TRK
– –
-53
Closed -$1K
UPL
1060
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
– –
-52
Closed –
SDLP
1061
DELISTED
SEADRILL PARTNERS LLC
SDLP
– –
-149
Closed -$1K
LLL
1062
DELISTED
L3 Technologies, Inc.
LLL
– –
-133
Closed -$33K
ESV
1063
DELISTED
Ensco Rowan plc
ESV
– –
-61
Closed -$1K
FM
1064
DELISTED
iShares Frontier and Select EM ETF
FM
– –
-11
Closed –
VVUS
1065
DELISTED
Vivus Inc
VVUS
$0 ﹤0.01%
25
– –
FTR
1066
DELISTED
Frontier Communications Corp.
FTR
$0 ﹤0.01%
154
– –
TSS
1067
DELISTED
Total System Services, Inc.
TSS
– –
-134
Closed -$17K
EFII
1068
DELISTED
Electronics for Imaging
EFII
– –
-735
Closed -$27K
39 40 41 42
43