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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.85B
AUM Growth
+$226M
Cap. Flow
+$84.2M
Cap. Flow %
2.96%
Top 10 Hldgs %
72.91%
Holding
1,159
New
140
Increased
365
Reduced
86
Closed
47

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$14.5M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.7M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$11.8M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$8.08M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.19M

Top Sells

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$5.38M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$3.81M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.35M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$2.46M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.12M

Sector Composition

Rank Sector Weight
1 Technology 1.98%
2 Communication Services 0.86%
3 Financials 0.57%
4 Healthcare 0.43%
5 Consumer Staples 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECOM
1026
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$1K ﹤0.01%
100
– –
TWTR
1027
DELISTED
Twitter, Inc.
TWTR
$1K ﹤0.01%
45
– –
AMPE
1028
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$1K ﹤0.01%
6
– –
TYME
1029
DELISTED
Tyme Technologies, Inc. Common Stock
TYME
$1K ﹤0.01%
+500
New +$607
FLOW
1030
DELISTED
SPX FLOW, Inc.
FLOW
$1K ﹤0.01%
26
– –
JAX
1031
DELISTED
J. Alexander's Holdings, Inc.
JAX
$1K ﹤0.01%
88
– –
GRUB
1032
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$1K ﹤0.01%
14
– –
CXO
1033
DELISTED
CONCHO RESOURCES INC.
CXO
$1K ﹤0.01%
7
– –
LOGM
1034
DELISTED
LogMein, Inc.
LOGM
$1K ﹤0.01%
17
– –
LM
1035
DELISTED
Legg Mason, Inc.
LM
$1K ﹤0.01%
15
– –
CHK.PRD
1036
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$1K ﹤0.01%
50
– –
TIVO
1037
DELISTED
Tivo Inc
TIVO
$1K ﹤0.01%
104
– –
WBK
1038
DELISTED
Westpac Banking Corporation
WBK
$1K ﹤0.01%
80
– –
AES icon
1039
AES
AES
$10.5B
– –
-48
Closed -$1K
AHT
1040
Ashford Hospitality Trust
AHT
$20.9M
– –
0
– –
APOG icon
1041
Apogee Enterprises
APOG
$826M
– –
-50
Closed -$2K
ASIX icon
1042
AdvanSix
ASIX
$541M
– –
-9
Closed –
AVNW icon
1043
Aviat Networks
AVNW
$265M
$0 ﹤0.01%
4
– –
AXTA icon
1044
Axalta
AXTA
$7.66B
– –
-13
Closed –
AYTU icon
1045
AYTU BioPharma
AYTU
$23.9M
– –
0
– –
BATRA icon
1046
Atlanta Braves Holdings Series A
BATRA
$3.49B
$0 ﹤0.01%
10
– –
BBN icon
1047
BlackRock Taxable Municipal Bond Trust
BBN
$978M
– –
-129
Closed -$3K
BHR
1048
Braemar Hotels & Resorts
BHR
$156M
$0 ﹤0.01%
24
– –
BYM
1049
DELISTED
BlackRock Municipal Income Quality Trust
BYM
– –
-359
Closed -$5K
CENX icon
1050
Century Aluminum
CENX
$4.43B
$0 ﹤0.01%
50
– –
40 41
42
43 44

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SC
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Allworth Financial's Q4 2019 Portfolio in Review

As of Q4 2019, Allworth Financial held 1,159 positions worth $2.85B, up 8.6% from $2.62B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q4 2019 filing shows 140 new, 365 increased, 86 reduced and 47 closed positions. Its largest new stake was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M. The largest sale was State Street Blackstone Senior Loan ETF, an estimated $5.38M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.8% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q4 2019 buy was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q4 2019, an estimated $14.5M increase.
  • Allworth Financial's biggest Q4 2019 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $5.38M.
  • Allworth Financial fully exited Schwab US Dividend Equity ETF in Q4 2019, selling an estimated $77K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.85B portfolio in Q4 2019.
  • Allworth Financial opened 140 new positions and closed 47 in Q4 2019.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $2.85B.

Based on Allworth Financial's 13F filing for Q4 2019, filed 16 Jan 2020.