AF

Allworth Financial Portfolio holdings

AUM $20.8B
1-Year Return 12.38%
This Quarter Return
+5.56%
1 Year Return
+12.38%
3 Year Return
+38.45%
5 Year Return
+53.41%
10 Year Return
+94.66%
AUM
$2.85B
AUM Growth
+$226M
Cap. Flow
+$88.3M
Cap. Flow %
3.1%
Top 10 Hldgs %
72.91%
Holding
1,159
New
140
Increased
365
Reduced
85
Closed
47

Top Buys

1
SPTM icon
SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$15.2M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
$12.7M
3
SPAB icon
SPDR Portfolio Aggregate Bond ETF
SPAB
$11.7M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
$8.48M
5
SPYV icon
SPDR Portfolio S&P 500 Value ETF
SPYV
$5.42M

Top Sells

1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$3.97M
2
SRLN icon
SPDR Blackstone Senior Loan ETF
SRLN
$3.65M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
$3.5M
4
SHM icon
SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$2.46M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$1.12M

Sector Composition

1 Technology 1.98%
2 Communication Services 0.86%
3 Financials 0.57%
4 Healthcare 0.43%
5 Consumer Staples 0.36%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GRTS
1026
DELISTED
Gritstone bio, Inc. Common Stock
GRTS
$1K ﹤0.01%
100
– –
ECOM
1027
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$1K ﹤0.01%
100
– –
TWTR
1028
DELISTED
Twitter, Inc.
TWTR
$1K ﹤0.01%
45
– –
AMPE
1029
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$1K ﹤0.01%
6
– –
TYME
1030
DELISTED
Tyme Technologies, Inc. Common Stock
TYME
$1K ﹤0.01%
+500
New +$1K
FLOW
1031
DELISTED
SPX FLOW, Inc.
FLOW
$1K ﹤0.01%
26
– –
JAX
1032
DELISTED
J. Alexander's Holdings, Inc.
JAX
$1K ﹤0.01%
88
– –
CXO
1033
DELISTED
CONCHO RESOURCES INC.
CXO
$1K ﹤0.01%
7
– –
LOGM
1034
DELISTED
LogMein, Inc.
LOGM
$1K ﹤0.01%
17
– –
LM
1035
DELISTED
Legg Mason, Inc.
LM
$1K ﹤0.01%
15
– –
CHK.PRD
1036
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$1K ﹤0.01%
50
– –
TIVO
1037
DELISTED
Tivo Inc
TIVO
$1K ﹤0.01%
104
– –
WBK
1038
DELISTED
Westpac Banking Corporation
WBK
$1K ﹤0.01%
80
– –
AES icon
1039
AES
AES
$9.21B
– –
-48
Closed -$1K
AHT
1040
Ashford Hospitality Trust
AHT
$37.7M
– –
0
– –
APOG icon
1041
Apogee Enterprises
APOG
$939M
– –
-50
Closed -$2K
ASIX icon
1042
AdvanSix
ASIX
$569M
– –
-9
Closed –
AVNW icon
1043
Aviat Networks
AVNW
$285M
$0 ﹤0.01%
4
– –
AXTA icon
1044
Axalta
AXTA
$6.89B
– –
-13
Closed –
AYTU icon
1045
AYTU BioPharma
AYTU
$20.2M
– –
0
– –
BATRA icon
1046
Atlanta Braves Holdings Series A
BATRA
$2.86B
$0 ﹤0.01%
10
– –
BBN icon
1047
BlackRock Taxable Municipal Bond Trust
BBN
$1.02B
– –
-129
Closed -$3K
BHR
1048
Braemar Hotels & Resorts
BHR
$203M
$0 ﹤0.01%
24
– –
BYM icon
1049
BlackRock Municipal Income Quality Trust
BYM
$276M
– –
-359
Closed -$5K
CENX icon
1050
Century Aluminum
CENX
$2.06B
$0 ﹤0.01%
50
– –
40 41
42
43 44